Aeries Insider Filing: 218,909 Shares Withheld from CFO Daniel Webb

Rhea-AI Filing Summary

Daniel S. Webb, the Chief Financial Officer and Chief Information Officer of Aeries Technology, Inc. (AERT), reported a sale on 03/10/2025 of 218,909 Class A ordinary shares at an effective price of $0.564 per share. The filing states these shares were withheld by the company to cover tax withholding upon settlement of restricted stock units. After the reported disposition, Mr. Webb beneficially owns 1,083,776 Class A ordinary shares (direct ownership). The Form 4 is individually filed and signed by Mr. Webb on 09/04/2025. The report contains no derivative transactions and no other material changes disclosed.

Insights

Financial Analyst

TL;DR: Insider tax-withholding sale reduced shares by 218,909; remaining direct stake is 1,083,776 shares.

The reported transaction is a routine tax-withholding disposition following RSU settlement rather than a market-directed sale. The price reported ($0.564) appears to reflect the withholding valuation rather than an active open-market trade. Because the filing shows no exercise or derivative activity and the remaining ownership is stated as direct, this disclosure is informational and does not, by itself, indicate a change in insider confidence or control. For investors, the key datapoints are the volume withheld and the updated beneficial ownership figure; no cash-proceeds-driven divestiture or change in governance is documented in the form.

Corporate Governance Expert

TL;DR: Filing documents a standard withholding to satisfy tax obligations after RSU settlement; not a governance red flag.

The Form 4 identifies Mr. Webb as CFO and CIO and discloses a disposition explicitly explained as company withholding for tax liability. Such withholdings are common and typically administrative. The filing is individually signed and does not show coordinated group action or additional transfers. From a governance perspective, this is routine compliance with tax treatment on equity compensation and does not signal an unexpected insider exit or change in board/management stakes based on the provided information.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Webb Daniel S.

(Last) (First) (Middle)

C/O AERIES TECHNOLOGY, INC. 60 PAYA

LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)

SINGAPORE U0 409051

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CIO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares	03/10/2025		F		218,909	D	$0.564(1)	1,083,776	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that were withheld by the company to cover tax liability upon settlement of restricted stock units.

	/s/ Daniel S. Webb	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did AERT insider Daniel S. Webb report on Form 4?

The Form 4 reports a disposition of 218,909 Class A ordinary shares on 03/10/2025, reported as withheld to cover tax liability.

Why were 218,909 AERT shares disposed according to the filing?

The filing states the shares were withheld by the company to cover tax liability upon settlement of restricted stock units.

How many AERT shares does Daniel S. Webb beneficially own after the transaction?

After the reported disposition Mr. Webb beneficially owns 1,083,776 Class A ordinary shares as direct ownership.

What is Daniel S. Webb's role at Aeries Technology (AERT)?

The Form 4 identifies Daniel S. Webb as a Director and as an Officer with titles CFO and CIO.

Was the Form 4 filed jointly or by one reporting person?

The form indicates it was filed by one reporting person (individual filing).