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Aeries Technology (AERT) registers 53.8M shares; board cleared 1:10 consolidation

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(Neutral)
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(Neutral)
Form Type
424B3

Rhea-AI Filing Summary

Aeries Technology, Inc. registers up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale. The prospectus supplement also states up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon exercise of redeemable warrants.

At the Annual General Meeting on March 3, 2026, shareholders approved director elections, ratified the auditor and approved a board-authorized share consolidation of up to one-for-ten (1:10); shareholders also approved related amendments to the memorandum and articles. Shares outstanding were 50,209,716 Class A ordinary shares and 1 Class V ordinary share as of the record date.

Positive

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Negative

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Insights

Registration supplements resale capacity and lists issuer-exchange and warrant-conversion quantities.

The prospectus supplement registers an aggregate resale of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants, and reports primary issuance sources including 10,566,347 exchangeable shares and 21,027,801 shares issuable on warrant exercise.

All qualification and resale language is presented as an update to the August 12, 2024 prospectus and is tied to the Form 8-K filed March 4, 2026. The filing preserves customary qualifiers for resale mechanics; cash-flow treatment to issuer or selling holders is described in the prospectus text and supplements.

The supplement creates a sizeable potential overhang versus outstanding shares disclosed at the record date.

The document discloses 50,209,716 Class A ordinary shares outstanding as of the record date and registers up to 53,805,874 shares for resale, plus warrants and exchangeable-share conversions that could create additional dilution if sold or exercised.

Practical outcome depends on selling securityholder behavior and timing; the board-approved share consolidation (up to 1:10) was authorized by shareholders on March 3, 2026, with implementation timing at board discretion. Subsequent filings will reflect any implemented consolidation and actual resale activity.

 

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-276173

 

Prospectus Supplement

(to prospectus dated August 12, 2025)

 

AERIES TECHNOLOGY, INC.

10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights

21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants

53,805,874 Class A Ordinary Shares

9,527,810 Warrants to Purchase Class A Ordinary Shares

Offered by the Selling Securityholders

 

This prospectus supplement is being filed to update and supplement information contained in the prospectus dated August 12, 2024 (the “Prospectus”) related to: (A) (i) up to 10,566,347 Class A ordinary shares, par value $0.0001 per share (“Class A ordinary shares”), of Aeries Technology, Inc., a Cayman Islands exempted company (the “Company”), upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, pursuant to the exchange agreements dated November 6, 2023, and (ii) up to 21,027,801 Class A ordinary shares issuable upon the exercise of the (a) 11,499,991 redeemable warrants to purchase Class A ordinary shares that were issued by Worldwide Webb Acquisition Corp. as part of the units in its initial public offering (“IPO”), and (b) 9,527,810 redeemable warrants (the “Private Placement Warrants”) to purchase Class A ordinary shares originally issued to Worldwide Webb Acquisition Sponsor, LLC in a private placement that closed simultaneously with the consummation of the IPO; and (B) the resale from time to time by the Selling Securityholders (as defined in the Prospectus) of (i) an aggregate of up to 53,805,874 Class A ordinary shares, and (ii) up to 9,527,810 Private Placement Warrants, with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 4, 2026 (the “Current Report”). Accordingly, we have attached the Current Report to this prospectus supplement.

 

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

 

Our Class A ordinary shares and warrants are traded on the Nasdaq Capital Market under the symbols “AERT” and “AERTW,” respectively. On March 3, 2026, the closing price of our Class A ordinary shares was $0.43 per share and the closing price of our warrants was $0.024 per warrant.

 

Investing in our securities involves risks. See “Risk Factors” beginning on page 17 of the Prospectus and in any applicable prospectus supplement.

 

Neither the Securities and Exchange Commission nor any other regulatory body have approved or disapproved these securities, or passed upon the accuracy or adequacy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is March 4, 2026.

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 3, 2026

 

 

 

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-40920   98-1587626

(State or other jurisdiction
of incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 

 

60 Paya Lebar Road, #08-13

Paya Lebar Square
Singapore

  409051
(Address of principal executive offices)   (Zip Code)

 

 

 

Registrant’s telephone number, including area code: (919) 228-6404

 

 

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share   AERT   Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   AERTW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Aeries Technology, Inc. (the “Company”) held its 2026 Annual General Meeting (the “Annual Meeting”) on March 3, 2026 at 8:30 a.m. Eastern Time. Five proposed resolutions, which are described in more detail in the Company’s definitive proxy statement filed with the SEC on February 6, 2026, were voted upon by the Company’s shareholders at the Annual Meeting.

 

At the beginning of the Annual Meeting, there were 34,321,846 Class A ordinary shares and 1 Class V ordinary share present in person or by proxy, representing approximately 68.4% of the ordinary shares entitled to vote at the meeting and constituting a quorum for the transaction of business. Only shareholders of record as of 5:00 p.m. Eastern Time on January 28, 2026 (the “Record Date”) were entitled to notice of, and to vote at, the Annual Meeting. As of the Record Date, there were 50,209,716 Class A ordinary shares and 1 Class V ordinary share issued and outstanding.

 

The election of each director nominee under Resolution No. 1 and the approval of Resolution No. 2 and Resolution No. 3 each required an ordinary resolution, which means the affirmative vote of the holders holding a simple majority of the voting power of the ordinary shares who, being present and entitled to vote at the Annual Meeting, vote on the applicable matter. The approval of Resolutions No. 4 and Resolution No. 5 each required a special resolution, which means the affirmative vote of the holders of at least 75% of the voting power of ordinary shares who, being present and entitled to vote at the Annual Meeting, vote on the applicable matter. Each ordinary share is entitled to one vote on each of the proposals presented at the Annual Meeting. However, the Class V ordinary share carries a number of votes equal to 51.0% of the total voting power of all outstanding Class A ordinary shares and the Class V ordinary share, voting together as a single class, with respect to the election of a director, and 1.3% of the total voting power for all other matters presented at the Annual Meeting.

 

At the Annual Meeting, the election of each director nominees under Resolution No. 1, Resolution No. 2, Resolution No. 3, Resolution No. 4 and Resolution No. 5 were approved by the Company’s shareholders. The final voting results are as below:

 

Resolution No. 1 — To resolve, by ordinary resolution, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro and Bhisham (Ajay) Khare be appointed as directors to serve for such term as provided in the Company’s memorandum and articles of association then in effect and until their respective successors are duly appointed and qualified, or until their earlier death, resignation or removal:

 

1a. To resolve, by ordinary resolution, that Alok Kochhar be appointed as a director to serve for such term as provided in the Company’s memorandum and articles of association then in effect and until his successor is duly appointed and qualified, or until his earlier death, resignation or removal;

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 31,891,086 134,500 54,802 2,241,458
Class V ordinary share 1 - - -

 

1b. To resolve, by ordinary resolution, that Biswajit Dasgupta be appointed as a director to serve for such term as provided in the Company’s memorandum and articles of association then in effect and until his successor is duly appointed and qualified, or until his earlier death, resignation or removal;

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 31,889,199 136,387 54,802 2,241,458
Class V ordinary share 1 - - -

 

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1c. To resolve, by ordinary resolution, that Nina B. Shapiro be appointed as a director to serve for such term as provided in the Company’s memorandum and articles of association then in effect and until his successor is duly appointed and qualified, or until his earlier death, resignation or removal;

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 31,945,392 80,212 54,784 2,241,458
Class V ordinary share 1 - - -

 

1d. To resolve, by ordinary resolution, that Bhisham (Ajay) Khare be appointed as a director to serve for such term as provided in the Company’s memorandum and articles of association then in effect and until his successor is duly appointed and qualified, or until his earlier death, resignation or removal.

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 31,943,264 80,338 56,786 2,241,458
Class V ordinary share 1 - - -

 

Resolution No. 2 — To resolve, by ordinary resolution, that the selection of Manohar Chowdhry & Associates as the Company’s independent registered public accounting firm for its fiscal year ended March 31, 2026 be confirmed, adopted, approved and ratified in all respects.

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 34,163,872 77,675 80,299 -
Class V ordinary share 1 - - -

 

Resolution No. 3 — To resolve, by ordinary resolution, that the Company’s Board be authorized to effect a consolidation of the Company’s authorized and issued Class A ordinary shares, at a ratio of up to one-for-ten (1:10) (the “Approved Consolidation Ratio”), with the exact ratio to be set at a whole number within this range, as determined by the Board in its sole discretion to be implemented at such date and time as determined by the Board, provided such implementation occurs prior to the Company’s next annual general meeting, if at all, as determined by the Board in its sole discretion, and that, upon implementation, each such number of Class A ordinary shares of the Company, whether issued or unissued, as is equal to the consequent of the Approved Consolidation Ratio shall be consolidated into one Class A ordinary share of the Company with a par value equal to US$0.0001 multiplied by the consequent of the Approved Consolidation Ratio, such that upon implementation the authorized share capital of the Company shall be amended from US$50,500.0001 divided into 500,000,000 Class A ordinary shares of a par value of US$0.0001 each, 1 Class V ordinary share of a par value of US$0.0001 and 5,000,000 preference shares of a par value of US$0.0001 each, to US$50,500.0001 divided into (i) such number of Class A ordinary shares as is determined by dividing 500,000,000 by the consequent of the Approved Consolidation Ratio each of a par value equal to the amount in US$ as is determined by multiplying US$0.0001 by the consequent of the Approved Consolidation Ratio, (ii) 1 Class V ordinary share of a par value of US$0.0001 and (iii) 5,000,000 preference shares of a par value of US$0.0001 (the “Share Consolidation Proposal”).

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 33,675,568 607,167 39,111 -
Class V ordinary share 1 - - -

 

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Resolution No. 4 — To resolve, by special resolution, that subject to the shareholder approval of the Share Consolidation Proposal and contingent upon the Board’s positive decision to implement a consolidation of Class A ordinary shares as authorized by the Share Consolidation Proposal, Section 5 of the Company’s Second Amended and Restated Memorandum of Association and the definition of “Class A Shares” in the Company’s Articles be amended to reflect the effect of the share consolidation.

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 33,675,959 606,940 38,947 -
Class V ordinary share 1 - - -

 

Resolution No. 5 — To resolve, by special resolution, that Section 26.1 of the Articles be amended by replacing the section in its entirety with the Amendment No. 1 to the Articles, a copy of which is attached to the accompanying proxy.

 

Class For Against Abstain Broker Non-Vote
Class A ordinary shares 31,436,107 626,006 18,275 2,241,458
Class V ordinary share 1 - - -

 

Item 7.01 Regulation FD Disclosure.

 

On March 4, 2026, the Company issued a press release relating to its Annual Meeting and the Share Consolidation Proposal. A copy of the press release is attached as Exhibit 99.1 to this Report and is incorporated by reference herein.

 

The information furnished in this Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)Exhibits

 

Exhibit No.   Description
99.1   Press Release dated March 4, 2026
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Aeries Technology, Inc.
   
Date: March 4, 2026 By: /s/ Daniel S. Webb
    Daniel S. Webb
    Chief Financial Officer

 

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FAQ

What does the AERT prospectus supplement register for resale?

The supplement registers up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale. This is presented as an update to the Prospectus and tied to the Form 8-K filed on March 4, 2026.

How many Class A shares may be issued upon exchanges and warrant exercises in the filing?

The filing lists up to 10,566,347 Class A shares from exchanges and up to 21,027,801 Class A shares issuable upon exercise of redeemable warrants. These amounts are stated in the prospectus supplement.

What shareholder approvals occurred at Aeries Technology's 2026 Annual Meeting?

Shareholders approved director elections, ratified the independent auditor, and authorized a board-enabled share consolidation of up to 1:10. The votes occurred at the Annual Meeting on March 3, 2026.

How many Class A ordinary shares were outstanding as of the record date?

As of the record date, there were 50,209,716 Class A ordinary shares and 1 Class V ordinary share issued and outstanding, as stated in the Form 8-K filing describing the Annual Meeting.

Will the share consolidation be automatic or require further action?

The consolidation was authorized up to a 1:10 ratio and requires a separate board determination to implement; timing and exact ratio are at the Board's discretion before the next annual meeting.
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