Aeries Technology grants CEO 37,000 stock options

Aeries Technology’s CEO received a 37,000-share stock option grant at a $6.91 exercise price, expiring in 2036.

Rhea-AI Filing Summary

Aeries Technology, Inc. (AERT) reported that Chief Executive Officer and director Bhisham Khare received a grant of stock options on September 18, 2026. The award covers 37,000 options to purchase Class A Ordinary Shares at an exercise price of $6.91 per share, expiring on September 18, 2036. These options were awarded at no cost to him and represent 37,000 derivative securities held directly after the grant; no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 37,000 shares

Grant/Award 1 txn

Insider Khare Bhisham

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy)	37,000	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 37,000 contracts (Direct)

Key Figures

Options granted: 37,000 options Exercise price: $6.91 per share Expiration date: September 18, 2036 +3 more

6 metrics

Options granted 37,000 options Stock option award to CEO Bhisham Khare on September 18, 2026

Exercise price $6.91 per share Exercise price of stock options granted on September 18, 2026

Expiration date September 18, 2036 Expiration date of the granted stock options

Shares underlying options 37,000 Class A Ordinary Shares Number of underlying Aeries Technology shares covered by the options

Post-grant derivative holdings 37,000 derivative securities Total derivative securities held directly by the CEO after the transaction

Grant price paid $0.00 Cost to the CEO per option at grant

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did AERT report for CEO Bhisham Khare on this Form 4?

The filing reports that CEO and director Bhisham Khare received a grant of 37,000 stock options on September 18, 2026 to purchase Aeries Technology Class A Ordinary Shares at an exercise price of $6.91 per share.

What is the exercise price and expiration date of the new AERT stock options?

The stock options granted to Bhisham Khare have an exercise price of $6.91 per share and an expiration date of September 18, 2036, giving him the right to buy Aeries Technology Class A Ordinary Shares at that price until that date.

How many AERT derivative securities does the CEO hold after this reported grant?

Following the reported grant, Bhisham Khare directly holds 37,000 derivative securities in the form of stock options linked to an equal number of Aeries Technology Class A Ordinary Shares.

Did AERT’s CEO pay anything for the stock option grant reported on this Form 4?

No. The Form 4 shows the stock option award of 37,000 options was granted at a price of $0.00 per option, with value realized only if the Aeries Technology share price exceeds the $6.91 exercise price upon exercise.

Was the AERT CEO’s option grant made under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with this stock option grant to the CEO.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 07:30 PM Accepted by SEC EDGAR 09/22/2026 - 07:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Khare Bhisham

(Last) (First) (Middle)

C/O AERIES TECHNOLOGY, INC. 60 PAYA

LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)

SINGAPORE U0 409051

(City) (State) (Zip)

SINGAPORE

(Country)

2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$6.91	09/18/2026		A		37,000		09/18/2026	09/18/2036	Class A Ordinary Shares	37,000	$0	37,000	D

Explanation of Responses:

	/s/ Bhisham Khare	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)