AERT Files 8-K Furnishing Q2 Results and Inline XBRL Cover Page

Rhea-AI Filing Summary

Aeries Technology, Inc. furnished a press release reporting its financial results for the quarter ended June 30, 2025, and attached that release as Exhibit 99.1 to this Current Report. The company also indicates it filed its quarterly report for the same period. The filing clarifies that the press release and related exhibit are being furnished, not filed, and therefore are not subject to Section 18 liability or automatically incorporated by reference into other securities filings.

The registrant lists its principal executive office in Singapore, registers its Class A ordinary shares under AERT and redeemable warrants under AERTW on the Nasdaq Capital Market, and indicates it qualifies as an emerging growth company.

Positive

• Press release disclosing quarter-end results was furnished and attached as Exhibit 99.1
• Quarterly report for the period ended June 30, 2025 was filed according to the report
• Securities registered on Nasdaq (Class A ordinary shares: AERT; warrants: AERTW)

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine earnings disclosure furnished; the 8-K contains no financial figures here, so immediate market impact is neutral pending the attached press release and quarterly report.

The filing conveys that a press release with quarter-end financial results has been furnished and that the company filed its quarterly report for the period ending June 30, 2025. Because the disclosure expressly states the materials are furnished rather than filed, protections and incorporation limitations apply. Absent numeric results within this Current Report, there is no new financial data in this document to change valuation or credit assessments by itself.

Corporate Governance Expert

TL;DR: Administrative disclosure of earnings materials and exhibits; governance impact is neutral and conforms to routine SEC practice.

The company attached the press release as Exhibit 99.1 and an Inline XBRL cover page as Exhibit 104 and explicitly stated these exhibits are furnished, not filed. This approach limits Section 18 liabilities and prevents automatic incorporation by reference, which is a common governance/legal precaution for contemporaneous earnings releases. The form also indicates the issuer is an emerging growth company, which may affect disclosure and compliance timelines under applicable SEC rules.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 14, 2025

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

Cayman Islands		001-40920		98-1587626
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore		409051
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (919) 228-6404

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share		AERT		Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50		AERTW		Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition

On August 14, 2025, Aeries Technology, Inc. (the “Company”) issued a press release containing its financial results for the quarter ended June 30, 2025. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The Company filed its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 on August 14, 2025.

The information in this Current Report on Form 8-K and the exhibit attached hereto is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description
99.1		Press Release dated August 14, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	Aeries Technology, Inc.
	A Cayman Islands exempted company
Date: August 14, 2025	By:	/s/ Daniel S. Webb
		Daniel S. Webb
		Chief Financial Officer

2

FAQ

What did Aeries Technology (AERT) disclose in this 8-K?

The company furnished a press release with financial results for the quarter ended June 30, 2025, attached as Exhibit 99.1, and indicates it filed its quarterly report for that period.

Is the press release considered "filed" under the Exchange Act?

No. The filing explicitly states the press release and exhibit are being furnished, not filed, and thus are not subject to Section 18 liability or incorporated by reference.

Which securities of Aeries are registered and where are they listed?

Class A ordinary shares (ticker AERT) and redeemable warrants exercisable for Class A shares (ticker AERTW) are registered on the Nasdaq Capital Market.

What exhibits were included with this Current Report?

Exhibit 99.1: Press Release dated August 14, 2025; Exhibit 104: Cover Page Interactive Data File (Inline XBRL).

Does the filing indicate Aeries is an emerging growth company?

Yes. The form indicates the registrant is an emerging growth company.

Who signed the Current Report on behalf of the company?

The report was signed by Daniel S. Webb, Chief Financial Officer.