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53.8M Aeries shares and 9.5M warrants added to resale pool (AERT)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
424B3

Rhea-AI Filing Summary

Aeries Technology supplements its prospectus to register an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by selling securityholders. The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon exercise of certain warrants.

Separately, the company reported a CFO transition: Daniel S. Webb agreed to resign effective March 30, 2026 and entered a Separation Agreement providing severance including $265,000 payable over six months and twelve months of base salary payable over the following year, subject to conditions in the Separation Agreement. The Board appointed CEO Bhisham (Ajay) Khare as Principal Financial Officer effective March 31, 2026.

Positive

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Insights

Supplement registers a large resale block while disclosing an executive CFO transition.

The filing registers up to 53,805,874 Class A ordinary shares and 9,527,810 Private Placement Warrants for resale by selling securityholders, and separately notes exchange- and exercise-related issuances totaling 31,594,148 Class A shares in specified categories. This is a disclosure of available resale supply rather than an issuer cash raise.

Management change: the CFO resignation is described as mutual; the Board named the CEO as interim PFO effective March 31, 2026. Subsequent filings may clarify any permanent PFO appointment and related controls.

Separation agreement includes defined severance payments and a broad release of equity claims.

The Separation Agreement provides the departing CFO with twelve months of base salary paid over twelve months and a $265,000 lump-sum payment distributed over six months, conditional on a general release and other covenants. The agreement also contains an irrevocable release of all equity and ownership-related rights.

Key contingencies include a seven-day revocation period and compliance with covenants; payroll timing begins in May–June 2026 per the agreement.

 

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-276173

 

Prospectus Supplement

(to prospectus dated August 12, 2025)

 

AERIES TECHNOLOGY, INC.

10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights
21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants
53,805,874 Class A Ordinary Shares
9,527,810 Warrants to Purchase Class A Ordinary Shares
Offered by the Selling Securityholders

 

This prospectus supplement is being filed to update and supplement information contained in the prospectus dated August 12, 2025 (the “Prospectus”) related to: (A) (i) up to 10,566,347 Class A ordinary shares, par value $0.0001 per share (“Class A ordinary shares”), of Aeries Technology, Inc., a Cayman Islands exempted company (the “Company”), upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, pursuant to the exchange agreements dated November 6, 2023, and (ii) up to 21,027,801 Class A ordinary shares issuable upon the exercise of the (a) 11,499,991 redeemable warrants to purchase Class A ordinary shares that were issued by Worldwide Webb Acquisition Corp. as part of the units in its initial public offering (“IPO”), and (b) 9,527,810 redeemable warrants (the “Private Placement Warrants”) to purchase Class A ordinary shares originally issued to Worldwide Webb Acquisition Sponsor, LLC in a private placement that closed simultaneously with the consummation of the IPO; and (B) the resale from time to time by the Selling Securityholders (as defined in the Prospectus) of (i) an aggregate of up to 53,805,874 Class A ordinary shares, and (ii) up to 9,527,810 Private Placement Warrants, with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 20, 2026 (the “Current Report”). Accordingly, we have attached the Current Report to this prospectus supplement.

 

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

 

Our Class A ordinary shares and warrants are traded on the Nasdaq Capital Market under the symbols “AERT” and “AERTW,” respectively. On March 19, 2026, the closing price of our Class A ordinary shares was $0.2876 per share and the closing price of our warrants was $0.0173 per warrant.

 

Investing in our securities involves risks. See “Risk Factors” beginning on page 17 of the Prospectus and in any applicable prospectus supplement.

 

Neither the Securities and Exchange Commission nor any other regulatory body have approved or disapproved these securities, or passed upon the accuracy or adequacy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is March 20, 2026.

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 17, 2026

 

 

 

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-40920   98-1587626

(State or other jurisdiction
of incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 

 

60 Paya Lebar Road, #08-13

Paya Lebar Square
Singapore

  409051
(Address of principal executive offices)   (Zip Code)

 

 

 

Registrant’s telephone number, including area code: (919) 228-6404

 

 

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share   AERT   Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   AERTW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers.

 

Chief Financial Officer Transition

 

On March 17, 2026, Daniel S. Webb agreed to resign from his position as Chief Financial Officer and Chief Investment Officer of Aeries Technology, Inc. (the “Company”), effective March 30, 2026. The cessation of Mr. Webb’s service with the Company was the result of a mutual agreement between Mr. Webb and the Company and not due to any disagreement between the Company and Mr. Webb regarding the Company’s operations, policies, or practices.

 

On March 19, 2026, the Company, Aeries Technology Solutions, Inc. (“ATS” and, together with the Company, the “Employer”) and Mr. Webb entered into a Separation Agreement and Release (the “Separation Agreement”). Subject to specified conditions, including a general release of claims and his continued compliance with covenants and obligations set forth in the Separation Agreement, the Employer will provide Mr. Webb with severance payments set forth in the Separation Agreement, including: (i) twelve (12) months of Mr. Webb’s annual base salary as in effect on March 30, 2026 which amount shall be payable in equal installments (less applicable withholdings and deductions) over a period of twelve (12) months, commencing on the first regular payroll date occurring in June 2026; and (ii) a payment of $265,000 (less applicable withholdings and deductions), payable in equal installments over a period of six (6) months starting with the first regularly scheduled payroll date in May 2026. Pursuant to the Separation Agreement, Mr. Webb irrevocably and unconditionally releases, waives, and relinquishes any and all rights, interests, claims, privileges, or entitlements in any equity, stock, stock options, restricted stock units, profit participation, or other ownership-related rights of the Company, whether vested or unvested, accrued prior to, on, or after the effective date of the Separation Agreement. Mr. Webb may revoke his acceptance of the terms of the Separation Agreement for a period of seven days following his execution of the Separation Agreement. None of the severance payments or benefits will be paid or implemented until the seven-day revocation period has expired.

 

The foregoing description of the Separation Agreement is not complete and is qualified in its entirety by the full text of the Separation Agreement, a copy of which is filed herewith as Exhibit 10.1 and is incorporated herein by reference.

 

The Company’s Board of Directors has, effective as of March 31, 2026, appointed Bhisham (Ajay) Khare, the Company’s Chief Executive Officer and Director, to serve as the Company’s Principal Financial Officer (“PFO”).

 

Mr. Khare, age 48, has served as Chief Executive Officer and a director of the Company since February 2025 and Chief Revenue Officer and Chief Operating Officer of the Company since the consummation of the business combination in November 2023. Prior to consummation of the Company’s business combination, he served as Chief Revenue Officer and Chief Operating Officer for the Americas division of Aeries group since 2015. Mr. Khare is responsible for planning and executing the strategic direction and ongoing operations for the company.

 

Mr. Khare did not enter into any material plan, contract or arrangement with the Company in connection with his appointment as the Company’s PFO.

 

There are no family relationships between Mr. Khare and any of the Company’s current or former directors or executive officers. Mr. Khare is not a party to any transaction that would require disclosure under Item 404(a) of Regulation S-K promulgated under the Securities Act of 1933, as amended, that have not already been previously disclosed in the Company’s filings with the U.S. Securities and Exchange Commission.

 

1

 

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
10.1   Separation Agreement and Release, dated March 19, 2026, by and between Aeries Technology, Inc., Aeries Technology Solutions, Inc. and Daniel S. Webb
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Aeries Technology, Inc.
   
Date: March 20, 2026 By: /s/ Bhisham (Ajay) Khare
    Bhisham (Ajay) Khare
    Chief Executive Officer and Director

 

3

FAQ

What securities did Aeries Technology (AERT) register in this supplement?

The supplement registers up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by selling securityholders. It also notes additional issuable shares tied to exchanges and warrant exercises totaling 31,594,148 shares.

Does the prospectus supplement raise proceeds for the company (AERT)?

No direct issuer proceeds are described for the registered resale shares; the filing focuses on resale by selling securityholders. The supplement also lists shares issuable on exchanges and warrant exercises but does not state company proceeds from resale transactions.

What change in senior finance leadership did Aeries disclose?

CFO Daniel S. Webb agreed to resign effective March 30, 2026; the Board appointed CEO Bhisham (Ajay) Khare as Principal Financial Officer effective March 31, 2026. A Separation Agreement governs severance and other terms.

What severance did the Separation Agreement provide to the departing CFO?

The agreement provides twelve months of the CFO’s base salary paid in equal installments over twelve months and a separate $265,000 payment paid over six months, subject to a general release and covenants in the Separation Agreement.

Are there equity rights forfeited under the Separation Agreement?

Yes. The departing CFO irrevocably releases any and all rights to equity, stock options, RSUs, profit participation, or other ownership-related rights, whether vested or unvested, under the Separation Agreement.
Aeries Technology

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