STOCK TITAN

Aeries Technology (NASDAQ: AERT) registers 53.8M shares and 9.53M warrants for resale

(Neutral)
(Neutral)
Form Type
424B3

Rhea-AI Filing Summary

Aeries Technology, Inc. updates its prospectus supplement to register up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by the Selling Securityholders.

The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange rights and up to 21,027,801 Class A ordinary shares issuable upon exercise of redeemable warrants. The supplement attaches a Current Report on Form 8-K filed March 30, 2026 and notes market closing prices: $0.3104 per Class A share and $0.0152 per warrant as of March 27, 2026.

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Insights

Prospectus supplement registers resale of a large block of shares and warrants.

The supplement lists an aggregate of 53,805,874 Class A ordinary shares and 9,527,810 Private Placement Warrants as available for resale by Selling Securityholders. The listing clarifies sources including exchange rights and warrants from the SPAC transaction.

Cash‑flow treatment and timing depend on holder sales; the supplement attaches the March 30, 2026 Form 8‑K for updated disclosures and plan mechanics.

Minor management change disclosed: CTO reassigned; CEO assumes Principal Accounting Officer role.

The Form 8‑K attached discloses that the CTO will transition to the company’s India subsidiary effective March 31, 2026, and the CEO was appointed Principal Accounting Officer effective the same date. The CEO did not enter into a new material contract tied to the appointment.

These are operational governance updates; further filings would show any material compensatory or control impacts.

Registered shares for resale 53,805,874 shares aggregate offered for resale by Selling Securityholders
Registered warrants for resale 9,527,810 warrants Private Placement Warrants offered by Selling Securityholders
Shares issuable upon exchange rights 10,566,347 shares issuable upon exchange of shares of Aark Singapore and Aeries India under exchange agreements
Shares issuable upon warrant exercise 21,027,801 shares issuable upon exercise of redeemable warrants from the IPO and Private Placement
Class A closing price $0.3104 closing price per Class A share as of March 27, 2026
Warrant closing price $0.0152 closing price per warrant as of March 27, 2026
Selling Securityholders regulatory
"resale from time to time by the Selling Securityholders (as defined in the Prospectus)"
Selling securityholders are existing owners of a company's stocks or other tradable claims who are offering some or all of their holdings for sale in a public offering or secondary transaction. Investors watch these sellers because large or insider sales can increase the number of shares available, put downward pressure on price, and signal insiders’ views about future prospects—much like many people selling tickets at once can change the market for an event.
Private Placement Warrants financial
"up to 9,527,810 Private Placement Warrants to purchase Class A ordinary shares"
Private placement warrants are tradable coupons given directly to a limited group of investors that let the holder buy a company's shares at a fixed price before a set expiration date. They matter to investors because they can provide extra upside if the stock rises and give companies a way to raise money outside a public offering, but they also can increase the number of shares outstanding (dilution) and therefore affect share value and investor returns.
exchange rights financial
"Class A ordinary shares issuable upon exchange of shares of Aark Singapore Pte. Ltd."
prospectus supplement regulatory
"This prospectus supplement is being filed to update and supplement information contained in the prospectus"
A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.
Offering Type resale

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does AERT's prospectus supplement register?

It registers 53,805,874 Class A ordinary shares and 9,527,810 warrants for resale by Selling Securityholders. The supplement also discloses additional shares issuable upon exchange rights and warrant exercises tied to the earlier SPAC transaction.

How many shares are issuable upon exchange rights and warrants in the filing?

The filing lists up to 10,566,347 shares issuable upon exchange rights and up to 21,027,801 shares issuable upon exercise of redeemable warrants. These figures are presented alongside the registered resale amounts in the supplement.

Did Aeries disclose management changes in the attached Form 8-K?

Yes. The Form 8‑K states the CTO will move to the India subsidiary effective March 31, 2026, and the CEO was appointed Principal Accounting Officer on the same effective date. The CEO entered no new material PAO contract.

What market prices does the supplement report for AERT securities?

The supplement reports closing prices as of March 27, 2026: $0.3104 per Class A ordinary share and $0.0152 per warrant. These are historical closing prices stated in the document.

 

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-276173

 

Prospectus Supplement

(to prospectus dated August 12, 2025)

 

AERIES TECHNOLOGY, INC.

10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights
21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants
53,805,874 Class A Ordinary Shares
9,527,810 Warrants to Purchase Class A Ordinary Shares
Offered by the Selling Securityholders

 

This prospectus supplement is being filed to update and supplement information contained in the prospectus dated August 12, 2025 (the “Prospectus”) related to: (A) (i) up to 10,566,347 Class A ordinary shares, par value $0.0001 per share (“Class A ordinary shares”), of Aeries Technology, Inc., a Cayman Islands exempted company (the “Company”), upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, pursuant to the exchange agreements dated November 6, 2023, and (ii) up to 21,027,801 Class A ordinary shares issuable upon the exercise of the (a) 11,499,991 redeemable warrants to purchase Class A ordinary shares that were issued by Worldwide Webb Acquisition Corp. as part of the units in its initial public offering (“IPO”), and (b) 9,527,810 redeemable warrants (the “Private Placement Warrants”) to purchase Class A ordinary shares originally issued to Worldwide Webb Acquisition Sponsor, LLC in a private placement that closed simultaneously with the consummation of the IPO; and (B) the resale from time to time by the Selling Securityholders (as defined in the Prospectus) of (i) an aggregate of up to 53,805,874 Class A ordinary shares, and (ii) up to 9,527,810 Private Placement Warrants, with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 30, 2026 (the “Current Report”). Accordingly, we have attached the Current Report to this prospectus supplement.

 

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

 

Our Class A ordinary shares and warrants are traded on the Nasdaq Capital Market under the symbols “AERT” and “AERTW,” respectively. On March 27, 2026, the closing price of our Class A ordinary shares was $0.3104 per share and the closing price of our warrants was $0.0152 per warrant.

 

Investing in our securities involves risks. See “Risk Factors” beginning on page 17 of the Prospectus and in any applicable prospectus supplement.

 

Neither the Securities and Exchange Commission nor any other regulatory body have approved or disapproved these securities, or passed upon the accuracy or adequacy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is March 30, 2026.

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 26, 2026

 

 

 

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-40920   98-1587626

(State or other jurisdiction
of incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 

 

60 Paya Lebar Road, #08-13

Paya Lebar Square
Singapore

  409051
(Address of principal executive offices)   (Zip Code)

 

 

 

Registrant’s telephone number, including area code: (919) 228-6404

 

 

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share   AERT   Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   AERTW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers.

 

On March 26, 2026, Unnikrishnan (Unni) Balakrishnan Nambiar resigned from his position as Chief Technology Officer of Aeries Technology, Inc. (the “Company”), effective March 31, 2026, to take a leadership position with the Company’s wholly-owned subsidiary in India, Aeries Technology Group Business Accelerators Private Limited.

 

Additionally, on March 26, 2026, the Company’s Board of Directors appointed Bhisham (Ajay) Khare, the Company’s Chief Executive Officer and Principal Financial Officer and a Director of the Company, to serve as the Company’s Principal Accounting Officer (“PAO”), effective as of March 31, 2026.

 

Mr. Khare, age 48, has served as Chief Executive Officer and a Director of the Company since February 2025 and Chief Revenue Officer and Chief Operating Officer of the Company since the consummation of the business combination in November 2023. Prior to consummation of the Company’s business combination, he served as Chief Revenue Officer and Chief Operating Officer for the Americas division of Aeries group since 2015. Mr. Khare is responsible for planning and executing the strategic direction and ongoing operations for the company.

 

Mr. Khare did not enter into any material plan, contract or arrangement with the Company in connection with his appointment as the Company’s PAO.

 

There are no family relationships between Mr. Khare and any of the Company’s current or former directors or executive officers. Mr. Khare is not a party to any transaction that would require disclosure under Item 404(a) of Regulation S-K promulgated under the Securities Act of 1933, as amended, that have not already been previously disclosed in the Company’s filings with the U.S. Securities and Exchange Commission.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Aeries Technology, Inc.
   
Date: March 30, 2026 By: /s/ Bhisham (Ajay) Khare
    Bhisham (Ajay) Khare
    Chief Executive Officer and Director

 

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