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Aeries Technology officer sells 50,000 AERT shares, holds 962,966

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Aeries Technology, Inc. (AERT) reported an insider share sale by its Chief Financial Officer and Chief Information Officer. On 11/24/2025, the executive sold 50,000 Class A Ordinary Shares in an open-market transaction.

The shares were sold at a weighted average price of $0.601, with individual trades executed between $0.595 and $0.605 per share. After this transaction, the executive beneficially owns 962,966 Class A Ordinary Shares, all held directly.

The sale was carried out under a pre-arranged Rule 10b5-1 trading plan that the reporting person adopted on March 14, 2025, which is designed to allow insiders to sell shares according to a preset schedule.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Webb Daniel S.

(Last) (First) (Middle)
C/O AERIES TECHNOLOGY, INC. 60 PAYA
LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)
SINGAPORE U0 409051

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and CIO
3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 11/24/2025 S(1) 50,000 D $0.601(2) 962,966 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.
2. The price in Column 4 is a weighted average price, rounded to three decimals. These shares were sold in multiple transactions at prices ranging from $0.595 to $0.605, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
/s/ Daniel S. Webb 11/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Aeries Technology (AERT) report in this Form 4?

The filing reports that the CFO and CIO of Aeries Technology, Inc. (AERT) sold 50,000 Class A Ordinary Shares on 11/24/2025.

At what price were the AERT shares sold by the Aeries Technology executive?

The 50,000 shares were sold at a weighted average price of $0.601 per share, with individual trades between $0.595 and $0.605.

How many Aeries Technology (AERT) shares does the insider own after the sale?

Following the reported transaction, the reporting person beneficially owns 962,966 Class A Ordinary Shares of Aeries Technology, Inc.

Which Aeries Technology officer reported this Form 4 transaction?

The transaction was reported by an officer of Aeries Technology who serves as CFO and CIO, and the filing indicates the shares are held directly.

Was the AERT insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan that the reporting person adopted on March 14, 2025.

What type of security was involved in the AERT Form 4 transaction?

The transaction involved Class A Ordinary Shares of Aeries Technology, Inc. (AERT), reported in Table I for non-derivative securities.

Aeries Technology

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