Aeries CEO granted 125,000 stock options at $5.984

Aeries Technology, Inc. reported that Chief Executive Officer Bhisham Khare received a grant of stock options.

Rhea-AI Filing Summary

Aeries Technology, Inc. reported that Chief Executive Officer Bhisham Khare received a grant of stock options. The award covers 125,000 options to buy Class A Ordinary Shares at an exercise price of $5.984 per share, with an expiration date of May 28, 2036.

The options were granted on May 28, 2026 as a compensation-related award, not an open-market purchase. A footnote explains the grant was made before a 1-for-8 share consolidation effective June 12, 2026, and the option amount and exercise price shown are adjusted for that consolidation.

Insider Trade Summary

Grant/Award: 125,000 shares

Grant/Award 1 txn

Insider Khare Bhisham

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy)	125,000	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 125,000 contracts (Direct)

Footnotes (1)

1. F1. Award granted prior to Issuer implementing a 1-for-8 Share Consolidation effective June 12, 2026. Number of Share Options and Exercise Price reflect post-Share Consolidation adjustments.

Key Figures

Options granted: 125,000 options Exercise price: $5.984 per share Expiration date: May 28, 2036 +1 more

4 metrics

Options granted 125,000 options Stock Option (Right to Buy) grant on May 28, 2026

Exercise price $5.984 per share Exercise price for Class A Ordinary Shares

Expiration date May 28, 2036 Option term for CEO grant

Share consolidation ratio 1-for-8 Share consolidation effective June 12, 2026; figures shown are adjusted

Key Terms

Stock Option (Right to Buy), Exercise Price, Class A Ordinary Shares, Share Consolidation

4 terms

Stock Option (Right to Buy) financial

"security_title: "Stock Option (Right to Buy)""

Exercise Price financial

"Number of Share Options and Exercise Price reflect post-Share Consolidation adjustments"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

Class A Ordinary Shares financial

"underlying_security_title: "Class A Ordinary Shares""

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Share Consolidation financial

"prior to Issuer implementing a 1-for-8 Share Consolidation effective June 12, 2026"

Share consolidation is a process where a company reduces the total number of its shares by combining multiple existing shares into a smaller number of higher-value shares. This can make each share more expensive and potentially improve the company’s image. For investors, it often means their ownership remains the same, but the value of each share increases, which can influence how the stock is perceived and traded.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Aeries Technology (AERT) disclose in this Form 4 filing?

Aeries Technology disclosed that CEO Bhisham Khare received a grant of 125,000 stock options. These options are a compensation award, giving him the right to buy Class A Ordinary Shares at a fixed exercise price through 2036.

How many stock options did AERT’s CEO receive and at what exercise price?

CEO Bhisham Khare received 125,000 stock options with an exercise price of $5.984 per share. This means he can purchase up to 125,000 Class A Ordinary Shares at that fixed price before the options expire.

Is the AERT CEO’s stock option grant an open-market share purchase?

No, the CEO’s 125,000 stock options are a compensation-related grant, not an open-market purchase. The filing classifies the transaction as a grant or award acquisition with no cash price paid per option at the grant date.

When do the AERT CEO’s stock options granted in this filing expire?

The 125,000 stock options granted to AERT’s CEO expire on May 28, 2036. Until that date, he has the right to buy Class A Ordinary Shares at the exercise price of $5.984 per share, subject to applicable vesting terms.

How did Aeries Technology’s share consolidation affect this option grant?

A footnote explains the award was granted before a 1-for-8 share consolidation effective June 12, 2026. The reported 125,000 options and the $5.984 exercise price are already adjusted to reflect the post-consolidation share structure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/30/2026 - 09:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Khare Bhisham

(Last) (First) (Middle)

C/O AERIES TECHNOLOGY, INC. 60 PAYA

LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)

SINGAPORE 409051

(City) (State) (Zip)

SINGAPORE

(Country)

2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$5.984(1)	05/28/2026		A		125,000(1)		05/28/2026	05/28/2036	Class A Ordinary Shares	125,000(1)	$0	125,000(1)	D

Explanation of Responses:

1. Award granted prior to Issuer implementing a 1-for-8 Share Consolidation effective June 12, 2026. Number of Share Options and Exercise Price reflect post-Share Consolidation adjustments.

	/s/ Bhisham Khare	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)