STOCK TITAN

Director Fleming receives 8,500 RSUs at AudioEye (AEYE)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fleming Katherine E. reported acquisition or exercise transactions in this Form 4 filing.

AudioEye Inc. director Katherine E. Fleming received an equity grant of 8,500 shares of Common Stock in the form of restricted stock units. These RSUs were granted at no cash cost as stock-based compensation.

According to the grant terms, the RSUs will vest on the earlier of one year from the grant date or immediately before the next annual stockholder meeting, as long as Fleming continues serving as a director. Following this award, she directly holds 44,028 shares of AudioEye common stock.

Positive

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Insider Fleming Katherine E.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 8,500 $0.00 --
Holdings After Transaction: Common Stock — 44,028 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 8,500 shares Restricted stock units of Common Stock granted to director
Shares after grant 44,028 shares Total AudioEye common shares directly held by Fleming post-transaction
Grant vesting condition Earlier of 1 year or next annual meeting RSUs vest if director service continues until vesting date
Reported grant price $0.00 per share Indicates compensation grant rather than market purchase
Transaction date June 22, 2026 Date of RSU grant to Katherine E. Fleming
restricted stock units ("RSUs") financial
"Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2020 Equity Incentive Plan financial
"under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest"
annual meeting of stockholders financial
"immediately prior to the next annual meeting of stockholders following the date of grant"
director's service financial
"provided the director's service has not terminated prior to such date"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fleming Katherine E.

(Last)(First)(Middle)
5210 E. WILLIAMS CIRCLE
SUITE 750

(Street)
TUCSON ARIZONA 85711

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/22/2026A8,500(1)A$044,028D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date.
/s/ Christine G. Long, Attorney-in-Fact06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AudioEye (AEYE) report for Katherine E. Fleming?

AudioEye reported that director Katherine E. Fleming received a grant of 8,500 restricted stock units of common stock. This is stock-based compensation, granted at no cash cost, increasing her direct holdings to 44,028 AudioEye shares after the award.

How many AudioEye shares does Katherine E. Fleming hold after this Form 4 transaction?

After the reported grant, Katherine E. Fleming directly holds 44,028 shares of AudioEye common stock. This total includes the newly granted 8,500 restricted stock units, which are subject to vesting based on her continued service as a director.

What are the vesting terms of the 8,500 AudioEye RSUs granted to Katherine E. Fleming?

The 8,500 restricted stock units vest on the earlier of one year from the grant date or immediately before AudioEye’s next annual stockholder meeting. Vesting requires that Fleming’s service as a director not terminate before the applicable vesting date.

Under which plan were Katherine E. Fleming’s AudioEye RSUs granted?

The 8,500 restricted stock units granted to Katherine E. Fleming were issued under the AudioEye, Inc. 2020 Equity Incentive Plan. This plan provides stock-based awards to directors and other eligible participants, aligning their interests with company shareholders over time.

Was the AudioEye insider transaction a market purchase or sale of shares?

The transaction was not a market purchase or sale. It was an acquisition of 8,500 shares through a restricted stock unit grant as compensation, with a reported price of $0.00 per share, rather than an open-market trade by Katherine E. Fleming.