AudioEye director granted 867 RSUs in stock award

Fleming Katherine E. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Fleming Katherine E. reported acquisition or exercise transactions in this Form 4 filing.

AudioEye, Inc. director Katherine E. Fleming received a grant of 867 shares of Common Stock as restricted stock units under the company’s 2020 Equity Incentive Plan. The RSUs vested on the grant date and will be settled in shares at a later time under specified timing conditions.

Following this compensation-related grant, Fleming directly holds 35,528 shares of AudioEye common stock. This transaction reflects an equity award rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 867 shares

Grant/Award 1 txn

Insider Fleming Katherine E.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	867	$0.00	$0.00

Holdings After Transaction: Common Stock — 35,528 shares (Direct)

Footnotes (1)

1. F1. The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

Key Figures

RSU grant size: 867 shares Post-transaction holdings: 35,528 shares Settlement horizon: Third anniversary of grant or earlier triggers

3 metrics

RSU grant size 867 shares Quarterly grant of restricted stock units to director

Post-transaction holdings 35,528 shares Common Stock directly held by Katherine E. Fleming after grant

Settlement horizon Third anniversary of grant or earlier triggers Latest standard settlement trigger for RSUs, subject to change in control or death provisions

Key Terms

restricted stock units ("RSUs"), 2020 Equity Incentive Plan, change in control, calendar year following the year of death

4 terms

restricted stock units ("RSUs") financial

"The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2020 Equity Incentive Plan financial

"quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan"

change in control financial

"immediately prior to the closing of a change in control, but in no case later than 90 days"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

calendar year following the year of death financial

"and (iii) the calendar year following the year of death, with payment being made"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AudioEye (AEYE) report for Katherine E. Fleming?

AudioEye reported that director Katherine E. Fleming received a grant of 867 restricted stock units of Common Stock. These units vested immediately on the grant date and represent equity-based compensation rather than an open-market stock purchase or sale.

How many AudioEye (AEYE) shares does Katherine E. Fleming hold after this grant?

After the grant, Katherine E. Fleming directly holds 35,528 shares of AudioEye Common Stock. This reflects her updated ownership position following the award of 867 restricted stock units, which are scheduled to be settled in shares at a future time under plan terms.

What are the key terms of the RSU grant reported by AudioEye (AEYE)?

The 867 restricted stock units vested on the grant date and will be settled in shares later. Settlement occurs on the earlier of three years after grant, immediately before closing of a change in control, or in the calendar year following death, subject to specified timing limits.

Is Katherine E. Fleming’s AudioEye (AEYE) Form 4 transaction an open-market trade?

No, the transaction is not an open-market trade. It reflects a grant of 867 restricted stock units under AudioEye’s 2020 Equity Incentive Plan, which vested immediately and will be settled in shares later according to the plan’s timing provisions.

Under which plan were the new AudioEye (AEYE) RSUs granted to Katherine E. Fleming?

The 867 restricted stock units were granted under the AudioEye, Inc. 2020 Equity Incentive Plan. This plan provides equity-based compensation, and the RSUs for Fleming vested on the grant date with share settlement scheduled according to detailed timing rules in the plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fleming Katherine E.

(Last) (First) (Middle)

5210 E. WILLIAMS CIRCLE

SUITE 750

(Street)

TUCSON ARIZONA 85711

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		A		867(1)	A	$0	35,528	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

	/s/ Christine G. Long, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)