STOCK TITAN

AudioEye (AEYE) director receives 8,500 RSUs, holdings reach 216,684

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HAWKINS JAMES B reported acquisition or exercise transactions in this Form 4 filing.

AudioEye Inc. director James B. Hawkins received an equity grant of 8,500 shares of Common Stock in the form of restricted stock units. The grant carried a zero dollar price per share, reflecting stock-based compensation rather than a market purchase.

The RSUs were granted under the AudioEye, Inc. 2020 Equity Incentive Plan and will vest on the earlier of one year from the grant date or immediately before the next annual stockholder meeting, subject to continued board service. Following this award, Hawkins directly holds 216,684 AudioEye shares.

Positive

  • None.

Negative

  • None.
Insider HAWKINS JAMES B
Role null
Type Security Shares Price Value
Grant/Award Common Stock 8,500 $0.00 --
Holdings After Transaction: Common Stock — 216,684 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 8,500 shares Restricted stock units granted on June 22, 2026
Holdings after grant 216,684 shares Total AudioEye common stock directly held by Hawkins after transaction
Grant price $0.00 per share Stated price per share for RSU grant, indicating non-cash compensation
RSU vesting period 1 year maximum Vests on earlier of one year from grant or before next annual meeting
restricted stock units ("RSUs") financial
"Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2020 Equity Incentive Plan financial
"under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest"
annual meeting of stockholders financial
"immediately prior to the next annual meeting of stockholders following the date of grant"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HAWKINS JAMES B

(Last)(First)(Middle)
C/O AUDIOEYE, INC.
5210 WILLIAMS CIRCLE, SUITE 750

(Street)
TUCSON ARIZONA 85711

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/22/2026A8,500(1)A$0216,684D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date.
/s/ Christine G. Long, Attorney-in-Fact06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AudioEye (AEYE) report for James B. Hawkins?

AudioEye reported that director James B. Hawkins received a grant of 8,500 restricted stock units. These units represent stock-based compensation, not an open-market share purchase, and increased his direct holdings to 216,684 shares of AudioEye common stock after the grant.

Is the AudioEye (AEYE) Form 4 transaction a stock purchase or compensation grant?

The Form 4 shows a compensation grant, not a market purchase. Hawkins received 8,500 restricted stock units at a stated price of $0.00 per share, classified as a grant or award acquisition under transaction code A, reflecting equity-based director compensation.

When do James B. Hawkins’s 8,500 AudioEye (AEYE) RSUs vest?

The 8,500 RSUs will vest on the earlier of one year after the grant date or immediately before the next annual meeting of stockholders. Vesting is conditioned on Hawkins continuing to serve as a director through the applicable vesting date.

How many AudioEye (AEYE) shares does James B. Hawkins own after this Form 4?

After the RSU grant, Hawkins directly holds 216,684 shares of AudioEye common stock. This total includes the impact of the newly awarded 8,500 restricted stock units reported in the Form 4 insider transaction filing for the director.

Under which plan were the 8,500 AudioEye (AEYE) RSUs granted to James B. Hawkins?

The 8,500 restricted stock units were granted under the AudioEye, Inc. 2020 Equity Incentive Plan. This plan provides equity-based awards, such as RSUs, to directors and others as part of AudioEye’s long-term incentive compensation structure.