STOCK TITAN

Affinity Bancshares (NASDAQ: AFBI) EVP equity cashed out at $23 per share

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Affinity Bancshares, Inc. executive vice president of lending Elizabeth Galazka reported dispositions of directly and indirectly held common stock and stock options on August 1, 2026, in connection with a merger. Under the merger agreement, each common share, including holdings by her spouse, IRAs and ESOP, was converted into the right to receive $23.00 in cash. Each reported stock option, covering 22,671, 5,000, 5,000 and 10,000 underlying shares, respectively, was converted into the right to receive $23.00 per underlying share minus the option’s exercise price, and non-derivative post-transaction common stock holdings are reported as zero shares.

Positive

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Negative

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Insider Galazka Elizabeth
Role EVP-Lending
Type Security Shares Price Value
Disposition Stock Options F2 -- -- --
Disposition Stock Options F2 -- -- --
Disposition Stock Options F2 -- -- --
Disposition Stock Options F2 -- -- --
Disposition Common Stock F1 23,302 -- --
Disposition Common Stock F1 1,100 -- --
Disposition Common Stock F1 12,000 -- --
Disposition Common Stock F1 18,000 -- --
Disposition Common Stock F3, F1 6,975 -- --
Holdings After Transaction: Stock Options — 0 shares (Direct); Common Stock — 0 shares (Direct); Common Stock — 0 shares (Indirect, By Spouse); Common Stock — 0 shares (Indirect, By IRA); Common Stock — 0 shares (Indirect, By Spouse's IRA); Common Stock — 0 shares (Indirect, By ESOP)
Footnotes (3)
  1. F1. Pursuant to the Agreement and Plan of Merger, dated March 30, 2026, by and among the Issuer, Affinity Bank, National Association, Fidelity BancShares (N.C.), Inc., The Fidelity Bank, and TFB Merger Subsidiary, Inc. (the "Merger Agreement"), each issued and outstanding share of Issuer common stock was converted into the right to receive $23.00 cash consideration.
  2. F2. Pursuant to the Merger Agreement, each stock option was converted into the right to receive $23.00 cash consideration less the exercise price of such option.
  3. F3. Reflects transaction not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Cash consideration per common share $23.00 per share Each issued and outstanding share of common stock converted into this cash amount under the merger agreement
Cash settlement formula for stock options $23.00 per share less exercise price Each stock option converted into the right to receive this per-share amount under the merger
Option underlying shares at $7.7700 strike 22,671 shares Stock option with $7.7700 exercise price and 2030-04-30 expiration converted to cash right
Option underlying shares at $14.8500 strike 5,000 shares Stock option with $14.8500 exercise price and 2032-07-01 expiration converted to cash right
Direct common shares disposed 23,302 shares Directly held common stock converted into right to receive $23.00 cash per share on 2026-08-01
Spouse’s IRA common shares disposed 18,000 shares Common stock held indirectly by spouse’s IRA converted into $23.00 per share cash right
ESOP common shares disposed 6,975 shares ESOP-held shares attributed to Galazka converted into $23.00 per share cash right
Common stock holdings after transactions 0 shares Non-derivative post-transaction common stock holdings reported as zero for direct and indirect accounts
Agreement and Plan of Merger regulatory
"Pursuant to the Agreement and Plan of Merger, dated March 30, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
cash consideration financial
"each issued and outstanding share of Issuer common stock was converted into the right to receive $23.00 cash consideration"
Cash consideration is the actual money paid to buy a company, asset, or stake rather than payment in shares or other forms. For investors it matters because cash payments deliver immediate, certain value and affect the buyer’s and seller’s cash reserves and balance sheets—like selling a car for cash versus taking a trade-in, one side gets instant spending power while the other changes its liquidity and risk profile.
stock option financial
"each stock option was converted into the right to receive $23.00 cash consideration less the exercise price"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Section 16 of the Securities Exchange Act of 1934 regulatory
"Reflects transaction not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
Employee Stock Ownership Plan financial
"nature_of_ownership: By ESOP, indicating Employee Stock Ownership Plan holdings"
An employee stock ownership plan (ESOP) is a company-run program that gives workers ownership stakes by allocating or letting them buy company shares, often through a retirement-style account. For investors, ESOPs matter because they align employees’ incentives with company performance—like turning staff into shareholders—which can boost productivity and long-term value but may also concentrate employee retirement savings in company stock, affecting financial risk and share demand.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did AFBI executive Elizabeth Galazka report?

Elizabeth Galazka reported dispositions of common stock and stock options on August 1, 2026, tied to a merger. Her directly and indirectly held AFBI shares and certain options were converted into rights to receive cash consideration under a previously signed merger agreement.

How much cash per share did AFBI stockholders receive in the merger?

Each issued and outstanding AFBI common share was converted into the right to receive $23.00 in cash. This consideration applied to all reported Galazka-related holdings, including direct shares, spouse and IRA accounts, and ESOP shares, pursuant to the Agreement and Plan of Merger.

How were Elizabeth Galazka’s AFBI stock options treated in the merger?

Each reported AFBI stock option was converted into the right to receive $23.00 per underlying share minus the option’s exercise price. This applied to options over 22,671, 5,000, 5,000 and 10,000 shares with exercise prices of $7.7700, $14.8500, $14.4000 and $14.4900, respectively.

What happened to Elizabeth Galazka’s directly held AFBI common stock?

Galazka’s directly held AFBI common stock of 23,302 shares was disposed of on August 1, 2026, in an issuer-related transaction. These shares were converted into the right to receive $23.00 in cash per share, and her direct post-transaction common stock holdings are reported as zero.

Were AFBI shares held through spouse and IRA accounts also converted?

Yes. AFBI shares held indirectly by Galazka, including 1,100 shares by spouse, 12,000 by IRA, 18,000 by spouse’s IRA and 6,975 by ESOP, were all reported as disposed. Each of these shares was converted into the right to receive $23.00 in cash under the merger.

Was Galazka’s AFBI Form 4 transaction an open market sale?

No. The reported transactions reflect issuer-related dispositions under an Agreement and Plan of Merger. Common shares and options were converted into cash rights at $23.00 per share, rather than being sold on the open market at a quoted trading price.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Galazka Elizabeth

(Last)(First)(Middle)
3175 HIGHWAY 278

(Street)
COVINGTON GEORGIA 30014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Affinity Bancshares, Inc. [ AFBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP-Lending
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/01/2026D23,302D(1)0D
Common Stock08/01/2026D1,100D(1)0IBy Spouse
Common Stock08/01/2026D12,000D(1)0IBy IRA
Common Stock08/01/2026D18,000D(1)0IBy Spouse's IRA
Common Stock08/01/2026D6,975(3)D(1)0IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$7.7708/01/2026D$22,67104/30/202104/30/2030Common Stock22,671(2)0D
Stock Options$14.8508/01/2026D$5,00007/01/202307/01/2032Common Stock5,000(2)0D
Stock Options$14.408/01/2026D$5,00003/21/202403/21/2033Common Stock5,000(2)0D
Stock Options$14.4908/01/2026D$10,00011/16/202411/16/2033Common Stock10,000(2)0D
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger, dated March 30, 2026, by and among the Issuer, Affinity Bank, National Association, Fidelity BancShares (N.C.), Inc., The Fidelity Bank, and TFB Merger Subsidiary, Inc. (the "Merger Agreement"), each issued and outstanding share of Issuer common stock was converted into the right to receive $23.00 cash consideration.
2. Pursuant to the Merger Agreement, each stock option was converted into the right to receive $23.00 cash consideration less the exercise price of such option.
3. Reflects transaction not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Ned A. Quint, pursuant to power of attorney08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)