STOCK TITAN

Director at Advanced Flower Capital (AFCG) adds 90,600 common shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Advanced Flower Capital director and 10% owner Leonard M. Tannenbaum reported an open-market purchase of 90,600 shares of Common Stock at a weighted average price of $2.84 per share on May 14, 2026. The trades were executed in multiple lots between $2.78 and $2.86. Following the purchase, he holds 6,516,775 shares directly. The filing also reports 180,400 shares held by the Tannenbaum Family Foundation and 225,907 shares held by his spouse, with beneficial ownership generally disclaimed except for any pecuniary interest.

Positive

  • None.

Negative

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Insider TANNENBAUM LEONARD M
Role null
Bought 90,600 shs ($257K)
Type Security Shares Price Value
Purchase Common Stock 90,600 $2.84 $257K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,516,775 shares (Direct, null); Common Stock — 225,907 shares (Indirect, Held by spouse)
Footnotes (1)
  1. This transaction was executed in multiple trades ranging from $2.78 to $2.86; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Shares purchased 90,600 shares Open-market purchase of Common Stock on May 14, 2026
Weighted average purchase price $2.84 per share Common Stock open-market transaction
Price range of trades $2.78–$2.86 per share Multiple executions within one transaction
Direct holdings after transaction 6,516,775 shares Common Stock directly held by Tannenbaum after purchase
Foundation indirect holdings 180,400 shares Held by Tannenbaum Family Foundation, with beneficial ownership disclaimed
Spouse holdings 225,907 shares Common Stock held by spouse, reported as indirect ownership
open-market purchase financial
"reported an open-market purchase of 90,600 shares of Common Stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"at a weighted average price of $2.84 per share on May 14, 2026"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest"
indirect ownership financial
"These shares are held by the Tannenbaum Family Foundation ... indirect holdings"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TANNENBAUM LEONARD M

(Last)(First)(Middle)
477 S. ROSEMARY AVE.
SUITE 301

(Street)
WEST PALM BEACH FLORIDA 33401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Advanced Flower Capital Inc. [ AFCG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/2026P90,600A$2.84(1)6,516,775D
Common Stock225,907IHeld by spouse(2)
Common Stock180,400ISee footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades ranging from $2.78 to $2.86; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
2. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
3. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Remarks:
This Form 4 is being filed one day late due to an inadvertent administrative error.
/s/ Gabriel A. Katz, as Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Leonard M. Tannenbaum report for AFCG?

Leonard M. Tannenbaum reported an open-market purchase of 90,600 Advanced Flower Capital common shares. The transaction occurred on May 14, 2026 at a weighted average price of $2.84, executed through multiple trades between $2.78 and $2.86 per share.

At what prices did Leonard M. Tannenbaum buy AFCG shares?

He purchased AFCG shares at prices ranging from $2.78 to $2.86 per share. The filing reports a weighted average purchase price of $2.84, and notes he will provide detailed trade breakdowns to the SEC, the company, or any security holder upon request.

How many AFCG shares does Leonard M. Tannenbaum hold after this transaction?

After the reported purchase, Leonard M. Tannenbaum directly holds 6,516,775 Advanced Flower Capital common shares. The filing also shows additional indirect holdings through a family foundation and his spouse, though beneficial ownership is broadly disclaimed except for any pecuniary interest.

Does Leonard M. Tannenbaum disclaim beneficial ownership of any AFCG shares?

Yes. The filing states he disclaims beneficial ownership of certain reported securities, including those held by the Tannenbaum Family Foundation. It clarifies that he is not deemed the beneficial owner for Section 16 purposes, except to the extent of any pecuniary interest.