Affirm grants CLO Katherine Adkins 30K RSUs

Affirm’s Chief Legal Officer received a 30,152-RSU equity award vesting quarterly over three years.

Rhea-AI Filing Summary

Affirm Holdings, Inc. (symbol: AFRM) is the issuer of record for a Form 4 filing submitted to the SEC. Adkins Katherine reported acquisition or exercise transactions in this Form 4 filing.

Affirm Holdings, Inc. (AFRM) reported that Chief Legal Officer Katherine Adkins received an award of 30,152 Restricted Stock Units on September 16, 2026, each representing one share of Class A Common Stock. The RSUs vest in equal quarterly installments over three years beginning December 1, 2026, subject to her continued employment. Following this award, she holds 152,439 shares of Class A Common Stock directly and 30,152 RSUs.

Insider Trade Summary

Grant/Award: 30,152 shares

Grant/Award 2 txns

Insider Adkins Katherine

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	30,152	$0.00	$0.00
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 30,152 contracts (Direct); Class A Common Stock — 152,439 shares (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. F2. RSUs vest in equal quarterly installments for a period of three years beginning December 1, 2026, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Key Figures

RSUs granted: 30,152 units Underlying Class A Common Stock per RSU: 1 share per RSU Vesting period: 3 years +2 more

5 metrics

RSUs granted 30,152 units Restricted Stock Units granted to Chief Legal Officer on September 16, 2026

Underlying Class A Common Stock per RSU 1 share per RSU Each RSU represents a contingent right to one share of Class A Common Stock

Vesting period 3 years RSUs vest in equal quarterly installments over three years beginning December 1, 2026

Shares held after transaction 152,439 shares Direct holdings of Class A Common Stock after the reported award

RSUs outstanding after grant 30,152 units Total Restricted Stock Units held after the grant

Key Terms

Restricted Stock Unit, Class A Common Stock, vesting

3 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit (RSU) represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Class A Common Stock financial

"receive one share of the Issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

vesting financial

"RSUs vest in equal quarterly installments for a period of three years"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did AFRM grant to Chief Legal Officer Katherine Adkins?

Katherine Adkins received an award of 30,152 Restricted Stock Units (RSUs) on September 16, 2026. Each RSU represents a contingent right to receive one share of Affirm’s Class A Common Stock, subject to vesting and continued employment conditions.

How do the new RSUs for AFRM’s Chief Legal Officer vest?

The 30,152 RSUs vest in equal quarterly installments over a period of three years, beginning on December 1, 2026, the vesting commencement date, and are subject to Katherine Adkins’ continued employment with Affirm as of each vesting date.

How many AFRM Class A shares does Katherine Adkins hold after this Form 4?

After the reported transactions, Katherine Adkins holds 152,439 shares of Affirm Class A Common Stock directly. She also holds 30,152 RSUs, each representing a contingent right to receive one additional share upon vesting.

Was the AFRM RSU grant to the Chief Legal Officer a purchase or a sale?

No purchase or sale occurred. The Form 4 reports a grant/award acquisition of 30,152 RSUs to Katherine Adkins, coded as a grant or other acquisition, with no per-share purchase price and no reported sale of shares.

Is the AFRM Chief Legal Officer’s RSU grant tied to a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for this Form 4. There is no footnote stating that the RSU grant was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/18/2026 - 06:05 PM Accepted by SEC EDGAR 09/18/2026 - 06:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Adkins Katherine

(Last) (First) (Middle)

C/O AFFIRM HOLDINGS, INC.

221 MAIN ST., FLOOR 6

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Affirm Holdings, Inc. [ AFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock								152,439	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/16/2026		A		30,152		(2)	(2)	Class A Common Stock	30,152	$0	30,152	D

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

2. RSUs vest in equal quarterly installments for a period of three years beginning December 1, 2026, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Remarks:

	/s/ Josh Samples, Attorney-in-Fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)