Afya (AFYA) VP exercises RSUs, with 4,813 shares withheld for taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Afya Ltd executive Anibal Jose Grifo de Sousa reported equity compensation activity in the form of restricted stock units converting into Class A common shares. On May 7, 2026, he acquired 17,500 Class A shares through derivative exercises, while 4,813 shares were withheld to cover tax obligations at $14.41 per share. After the tax-withholding disposition, his direct holdings in Class A common shares were 62,687 shares.
The filing shows RSUs convert into common shares on a one-for-one basis. One RSU grant vested as to 1,500 shares on May 5, 2026, with the remaining RSUs scheduled to vest as to 3,000, 4,500 and 6,000 shares on the first day of May in 2027, 2028 and 2029, subject to his continued service. A separate RSU award fully vested on May 5, 2026, contributing to the exercised amounts.
Positive
- None.
Negative
- None.
Insider Trade Summary
17,500 shares exercised/converted
Mixed
5 txns
Insider
GRIFO DE SOUSA ANIBAL JOSE
Role
V.P. Legal, Comp. & Gov. Rel.
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit | 1,500 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 2,400 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 13,600 | $0.00 | -- |
| Exercise | Class A Common Share | 17,500 | $0.00 | -- |
| Tax Withholding | Class A Common Share | 4,813 | $14.41 | $69K |
Holdings After Transaction:
Restricted Stock Unit — 13,500 shares (Direct, null);
Class A Common Share — 67,500 shares (Direct, null)
Footnotes (1)
- Restricted stock units (the "RSUs") convert into common shares on a one-for-one basis. The RSUs have no expiration date and vested as to 1,500 shares on May 5, 2026. The remaining RSUs will vest as to 3,000, 4,500 and 6,000 shares on the first day of May in 2027, 2028 and 2029, respectively, subject to the Reporting Person's continued service through the applicable vesting dates. The RSUs have no expiration date and fully vested on May 5, 2026.
Key Figures
Tax-withholding shares: 4,813 shares at $14.41/share
Shares acquired via exercises: 17,500 Class A shares
Post-tax Class A holdings: 62,687 shares
+2 more
5 metrics
Tax-withholding shares
4,813 shares at $14.41/share
Shares delivered to cover tax liability on May 7, 2026
Shares acquired via exercises
17,500 Class A shares
Derivative exercises/conversions on May 7, 2026
Post-tax Class A holdings
62,687 shares
Direct ownership after tax-withholding disposition
RSUs vesting May 5, 2026
1,500 shares
Portion of RSUs that vested on May 5, 2026
Future RSU vesting tranches
3,000; 4,500; 6,000 shares
Scheduled to vest on May 1 of 2027, 2028, 2029
Key Terms
Restricted stock units, tax-withholding disposition, derivative security, vesting, +1 more
5 terms
Restricted stock units financial
"Restricted stock units (the "RSUs") convert into common shares on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"The RSUs have no expiration date and vested as to 1,500 shares on May 5, 2026."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
continued service financial
"subject to the Reporting Person's continued service through the applicable vesting dates."
FAQ
What insider transactions did Afya (AFYA) report for Anibal Jose Grifo de Sousa?
Afya reported that executive Anibal Jose Grifo de Sousa exercised restricted stock units into 17,500 Class A shares and had 4,813 shares withheld to cover tax liabilities, reflecting routine equity compensation activity.
What was the tax withholding component in Afya (AFYA) executive’s Form 4?
The filing shows a tax-withholding disposition of 4,813 Class A shares at $14.41 per share. These shares were delivered to satisfy tax obligations arising from the vesting and exercise of restricted stock units on May 7, 2026.
What is the vesting schedule for Afya (AFYA) executive’s remaining RSUs?
One RSU grant vested as to 1,500 shares on May 5, 2026. The remaining units are scheduled to vest as to 3,000, 4,500 and 6,000 shares on the first day of May in 2027, 2028 and 2029, contingent on continued service.