[Form 4] Allied Gaming & Entertainment Inc. Insider Trading Activity

Rhea-AI Filing Summary

Allied Gaming & Entertainment Inc. (AGAE) Form 4: Chief Financial Officer Roy L. Anderson reported a transaction on 09/23/2025 involving Common Stock. The filing shows 2,228 shares were disposed at a price of $1.19 per share. After this transaction the reporting person beneficially owned 20,381 shares of the company. The filing explains the 2,228 shares were withheld solely to cover the reporting person’s tax obligation arising from the settlement of vested restricted stock units and were not an open market sale.

The statement is a routine insider reporting of RSU settlement tax withholding and does not disclose derivative transactions or changes to indirect ownership.

Positive

• Transparency maintained: Form 4 discloses the transaction details including price, amount withheld, and resulting beneficial ownership.
• Transaction is administrative: The filing states the 2,228 shares were withheld solely to cover tax obligations from vested restricted stock units, not an open market sale.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine tax-withholding of vested RSUs; small share reduction leaves 20,381 shares held by the CFO.

The transaction reflects withholding of 2,228 shares to satisfy tax obligations from settled restricted stock units, recorded at $1.19 per share. This is a non-market disposal explicitly described as tax withholding rather than a sale, so it does not signal active divestiture or liquidity-driven selling by the officer. The remaining beneficial ownership is 20,381 shares, and no derivative positions are reported. Impact on capital structure and share float is immaterial.

Corporate Governance Expert

TL;DR: Standard insider reporting of RSU settlement and tax-withholding; transparency maintained via Form 4 disclosure.

The filing documents a common administrative step following RSU vesting: withholding shares to cover taxes. The reporting person is identified as CFO and filed individually. The disclosure meets Section 16 reporting requirements by specifying amounts, price, and resulting beneficial ownership. There are no indications of unusual compensation changes, related-party transactions, or indirect ownership shifts in this submission.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ANDERSON ROY LAWRENCE

(Last) (First) (Middle)

745 FIFTH AVE SUITE 500

(Street)

NEW YORK NY 10151

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Allied Gaming & Entertainment Inc. [ AGAE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.0001 per share	09/23/2025		F		2,228(1)	D	$1.19	20,381	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

	/s/ Roy L. Anderson	09/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Allied Gaming & Entertainment (AGAE) CFO Roy L. Anderson report on Form 4?

He reported a disposal of 2,228 shares of common stock at $1.19 per share, with 20,381 shares beneficially owned after the transaction.

Why were 2,228 shares disposed according to the Form 4?

The filing states the shares were withheld solely to cover the reporting person’s tax obligation arising from the settlement of vested restricted stock units and do not represent an open market sale.

Does the Form 4 show any option exercises or derivative transactions for AGAE?

No. Table II for derivative securities shows no entries; the filing only reports a non-derivative share withholding in Table I.

Is the Form 4 filing by Roy L. Anderson a joint filing?

No. The filing indicates it was filed by one reporting person (individual filing).

What role does the reporting person hold at Allied Gaming & Entertainment?

The Form 4 identifies the reporting person as the company’s Chief Financial Officer.