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AGI Inc (AGBK) officer reports 105,232 indirect shares in initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AGI Inc filed an initial insider report for Risk & Controllership Officer Rafael de Oliveira Morais, showing an indirect holding of 105,232 Class A common shares as of this filing. These shares are held through AGI Partners Limited, and Morais disclaims beneficial ownership except for any pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Morais Rafael De Oliveira

(Last)(First)(Middle)
SERGIO FERNANDES BORGES SOARES

(Street)
CAMPINAS13054-709

(City)(State)(Zip)

BRAZIL

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AGI Inc [ AGBK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Risk & Controllership Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common shares105,232IBy Agi Partners Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Mr. Rafael de Oliveira Morais owns common shares of AGI Inc. through AGI Partners Limited. Mr. Rafael de Oliveira Morais disclaims beneficial ownership of the shares held by AGI Partners Limited except to the extent, if any, of his pecuniary interest therein.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Nicholas Morelli Faleiros, attorney-in-fact for Rafael de Oliveira Morais03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does AGI Inc (AGBK) disclose in this Form 3 for Rafael de Oliveira Morais?

AGI Inc reports an initial insider position for Risk & Controllership Officer Rafael de Oliveira Morais. The filing lists 105,232 Class A common shares held indirectly through AGI Partners Limited, serving as a baseline ownership disclosure for regulatory reporting purposes.

How many AGI Inc (AGBK) shares are reported for Rafael de Oliveira Morais?

The filing shows 105,232 Class A common shares attributed indirectly to Rafael de Oliveira Morais. These shares are held through AGI Partners Limited, with Morais disclaiming beneficial ownership except to the extent of any pecuniary interest in that entity.

Are the AGI Inc (AGBK) shares held directly by Rafael de Oliveira Morais?

No, the shares are not held directly. The Form 3 states that 105,232 Class A common shares are owned through AGI Partners Limited, and Morais disclaims beneficial ownership of those shares except for any pecuniary interest he may have in that entity.

Does this AGI Inc (AGBK) Form 3 show any insider buying or selling activity?

The Form 3 does not report any insider buying or selling transactions. It functions as an initial ownership statement, listing 105,232 Class A common shares held indirectly through AGI Partners Limited, rather than recording new trades in the company’s stock.

What role does Rafael de Oliveira Morais hold at AGI Inc (AGBK) in this filing?

The filing identifies Rafael de Oliveira Morais as an officer of AGI Inc with the title Risk & Controllership Officer. His reported interest is indirect, through AGI Partners Limited, which holds 105,232 Class A common shares on his behalf subject to his pecuniary interest.

What ownership disclaimer is included for Rafael de Oliveira Morais in AGI Inc (AGBK)’s Form 3?

The footnote explains that Morais owns AGI Inc common shares through AGI Partners Limited and disclaims beneficial ownership of shares held by that entity, except to the extent, if any, of his pecuniary interest in AGI Partners Limited’s holdings.
AGI INC

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