AGI Inc (AGBK) CEO adds 28,000 shares in indirect open-market buy

Q: Is Marciano Testa’s AGI Inc (AGBK) share ownership direct or indirect?

The filing shows Marciano Testa’s 28,000 Class A Common Shares as held indirectly. Ownership is reported through Testa Ventures and Yepidale International Ventures Limited, investment vehicles associated with him, rather than in his own name as a direct registered shareholder.

Filing Impact

(Moderate)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

AGI Inc Chairman and CEO Marciano Testa reported an indirect open-market purchase of 28,000 Class A Common Shares. The shares were bought on May 7, 2026 at an average price of $7.1523 per share through entities Testa Ventures and Yepidale International Ventures Limited.

Following this transaction, indirect holdings shown in the filing total 28,000 Class A Common Shares. The footnote explains that Mr. Testa holds AGI Inc shares through several investment vehicles and is the controlling shareholder of AGI Partners Limited, while disclaiming ownership of its shares except for his pecuniary interest.

Insider Trade Summary

Net Buyer: 28,000 shares ($200,264)

Net Buy 1 txn

Insider TESTA MARCIANO

Role Chairman and CEO

Bought 28,000 shs ($200K)

Type	Security	Shares	Price	Value
Purchase	Class A Common Shares	28,000	$7.1523	$200K

Holdings After Transaction: Class A Common Shares — 28,000 shares (Indirect, By Testa Ventures and Yepidale International Ventures Limited)

Footnotes (1)

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Key Figures

Shares purchased: 28,000 shares Purchase price: $7.1523 per share Shares after transaction: 28,000 shares +2 more

5 metrics

Shares purchased 28,000 shares Class A Common Shares bought on May 7, 2026

Purchase price $7.1523 per share Average open-market purchase price on May 7, 2026

Shares after transaction 28,000 shares Indirect holdings following the reported transaction

Net buy shares 28,000 shares Net buy position in this Form 4

Buy transactions 1 transaction Open-market purchase reported in this filing

Key Terms

open-market purchase, indirect ownership, controlling shareholder, pecuniary interest

4 terms

open-market purchase financial

"The transaction was classified as an open-market purchase."

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

indirect ownership financial

"The filing reports the shares as indirect ownership through entities."

controlling shareholder financial

"Mr. Marciano Testa is the controlling shareholder of AGI Partners Limited."

A controlling shareholder is a person or entity that holds enough voting power in a company—often a majority of votes or decisive influence through agreements—to determine its board, strategy and major decisions. For investors this matters because that control shapes corporate direction, risk and who benefits from deals; like a driver steering a car, a controlling shareholder can speed up or block changes, which can affect minority shareholders’ returns and the company’s value.

pecuniary interest financial

"He disclaims ownership except to the extent he has a pecuniary interest therein."

Form 4 Insider Transactions: What Each Field Means →

05/11/2026 - 03:49 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TESTA MARCIANO

(Last)

(First)

(Middle)

UGLAND HOUSE, GRAND CAYMAN, KY1-1104

(Street)

GEORGE TOWN

99970

(City)

(State)

(Zip)

CAYMAN ISLANDS

(Country)

2. Issuer Name and Ticker or Trading Symbol
AGI Inc [ AGBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chairman and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Shares	05/07/2026		P		28,000	A	$7.1523	28,000	I	By Testa Ventures and Yepidale International Ventures Limited⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Mr. Marciano Testa owns common shares of AGI Inc. through Testa Ventures, Yepidale International Ventures Limited, MT Capital Limited (vehicles wholly owned by Mr. Marciano Testa) and through AGI Partners Limited. Mr. Marciano Testa is the controlling shareholder of AGI Partners Limited and disclaims ownership of the Class A common shares and Class B common shares held by AGI Partners Limited except to the extent he has a pecuniary interest therein.

	/s/ Nicholas Morelli Faleiros, attorney-in-fact for Marciano Testa	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AGI Inc (AGBK) report for Marciano Testa?

AGI Inc reported that Chairman and CEO Marciano Testa indirectly bought 28,000 Class A Common Shares. The purchase was an open-market transaction executed on May 7, 2026 through entities associated with him, reflecting a net-buy position in this filing.

How many AGI Inc (AGBK) shares did Marciano Testa buy and at what price?

Marciano Testa indirectly purchased 28,000 AGI Inc Class A Common Shares at an average price of $7.1523 per share. The transaction was reported as an open-market purchase, indicating he increased his economic exposure to the company through affiliated investment entities.

What is Marciano Testa’s role at AGI Inc (AGBK) in this Form 4?

In this Form 4, Marciano Testa is identified as both Chairman and CEO of AGI Inc. He is also described as the controlling shareholder of AGI Partners Limited, with his economic interest in that entity’s AGI shares clarified through a beneficial ownership disclaimer.

Does the AGI Inc (AGBK) Form 4 show any derivative securities for Marciano Testa?

The Form 4 data provided does not list any derivative securities for Marciano Testa. The derivativeSummary section is empty, indicating no options, warrants, or other derivative positions are reported in connection with this specific insider transaction filing.

How many AGI Inc (AGBK) shares does Marciano Testa hold after this transaction?

After the reported transaction, Marciano Testa’s indirect holdings total 28,000 Class A Common Shares. This figure represents the position associated with the entities named in the filing and reflects his share count immediately following the May 7, 2026 open-market purchase.