AGM Group Holdings Inc. filings document foreign private issuer reports on financing agreements, operating results, corporate governance, capital structure, subsidiary transactions, and listing status. Recent Form 6-K reports include an equity line of credit facility, a related warrant, original-issue-discount convertible advances, registration-rights arrangements, and subsidiary guarantees tied to capital access.
The company’s filings also provide interim management discussion and unaudited condensed consolidated financial statements, pro forma financial information for completed subsidiary sales, and amendments to its memorandum and articles of association. Governance and corporate-status disclosures include the authorization of Class A and Class B ordinary shares, changes involving BVI corporate administration, and Nasdaq continued-listing matters.
AGM Group Holdings, Inc. received Nasdaq notice on October 9, 2026, that its Class A ordinary shares had closed below $1.00 per share for 30 consecutive business days, from August 27 through October 8, 2026. Nasdaq stated that the notice does not immediately delist the shares, which continue to trade under AGMH.
The company has 180 calendar days, through April 7, 2027, to regain compliance. A closing bid of at least $1.00 for 10 consecutive business days during that period can restore compliance, subject to Nasdaq’s discretion to require a longer period.
AGM Group Holdings, Inc. filed an amendment correcting Rui Katherine Zhang’s relationship to the company to director; the original Form 3 had an inapplicable role checked due to clerical error. The statement lists 17,446,471 Class A Ordinary Shares held through Vastway Technology Co., Ltd. on October 5, 2026. A footnote says Vastway is wholly owned by Rui Zhang.
AGM Group Holdings Inc.’s Schedule 13D amendment identifies director Rui Zhang as beneficial owner of 17,446,471 Class A ordinary shares held by his wholly owned investment holding company, Vastway Technology Co., Ltd. The amount represents 81.48% of the 21,413,217 Class A shares issued and outstanding as of October 5, 2026; including 1,200,000 Class B shares issued and outstanding as of that date, the position represents 77.15% of total shares issued and outstanding.
The amendment says its purpose is solely to correct a clerical error concerning Rui Zhang’s role. It identifies him as a director of AGM Group Holdings and chief executive officer of Vastway. The two reporting persons disclose the same underlying shares.
AGM Group Holdings, Inc. (AGMH) reports that Chief Executive Officer and director Rui Katherine Zhang indirectly holds 17,446,471 Class A Ordinary Shares through Vastway Technology Co., Ltd. The entry dated October 5, 2026 lists this as the reported position; Vastway is identified as wholly owned by Rui Zhang.
AGM GROUP HOLDINGS, INC. (symbol: AGMH) is the issuer of record for a Form SCHEDULE 13D filing submitted to the SEC. AGM Group Holdings issued and sold 17,446,471 Class A ordinary shares to Vastway Technology Co., Ltd. for US$11.0 million on October 5, 2026. Rui Zhang, AGM Group’s director and chief executive officer, wholly owns Vastway. The reporting persons each reported beneficial ownership of 17,446,471 shares, equal to 81.48% of the 21,413,217 Class A shares issued and outstanding as of October 5, 2026. Based on the Class A and 1,200,000 Class B shares then outstanding, their reported holding represented 77.15%.
The agreement provided for AGM Group to nominate two director candidates and cause an existing director to resign; the company announced the board change on October 5, 2026. Vastway received piggyback registration rights to include its shares if AGM Group determines to file a registration statement for an equity offering for its own account or others. Separately, AGM Group entered into an agreement to repurchase all 1,200,000 Class B shares from Bo Zhu for US$8.0 million, subject to closing conditions including shareholder approval.
AGM GROUP HOLDINGS, INC. (symbol: AGMH) is the issuer of record for a Form 6-K filing submitted to the SEC. AGM Group Holdings completed a private placement to Vastway Technology on October 5, 2026, issuing and selling Class A ordinary shares at US$0.6305 per share for approximately US$11.0 million in aggregate gross proceeds. The shares sold represent approximately 77.2% of AGM’s total outstanding ordinary shares and approximately 63.6% of its total voting power immediately after closing.
On October 5, independent director Jianping Niu resigned from the board and her committee roles; AGM stated her resignation was not due to a disagreement with the company. Rui Zhang was appointed a director, and Li Zhang was appointed an independent director and audit committee chair, and joined the compensation and nominating committees. Hailiang Jia remained an independent director and became nominating committee chair after leaving the audit committee chair role. Li Zhang’s director agreement provides for US$50,000 in annual cash compensation, paid quarterly in arrears; Rui Zhang’s agreement provides no compensation.
AGM Group Holdings Inc. (AGMH) entered into a share purchase agreement with an investor on September 17, 2026, under which it agreed to issue and sell Class A ordinary shares in a private placement at a purchase price of US$0.6305 per share, for aggregate gross proceeds of up to US$11.0 million.
The Class A ordinary shares have a par value of US$0.05 per share, and the transaction is structured as a private offering subject to applicable securities law restrictions. The agreement itself is provided as an exhibit, and the company includes standard forward-looking statement and securities law disclaimers.
AGM Group Holdings Inc. (AGMH) agreed to sell its entire 55% equity interest in its British Virgin Islands subsidiary KOI Global Ltd. to the other existing shareholder, Yuqiang Huang, under a Share Transfer Agreement dated September 10, 2026. The 550 shares being sold, representing 55% of KOI Global’s issued and outstanding shares, carry a total transfer consideration of US$2,450,000.
KOI Global is an operating subsidiary that assists AGM Technology Limited in providing core technology services to customers in Hong Kong. Closing is subject to specified closing conditions; after closing, Huang will hold 100% of KOI Global and AGMH will no longer have any equity interest in or control over this subsidiary.