STOCK TITAN

Nasdaq flags AGM Group (NASDAQ: AGMH) for missing 2025 Form 20-F deadline

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

AGM Group Holdings Inc. reported that Nasdaq has notified the company it is out of compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 20-F for the year ended December 31, 2025. The notice does not immediately affect the listing or trading of AGM’s shares on the Nasdaq Capital Market.

The company has 60 days from the May 18, 2026 notification to submit a compliance plan. If Nasdaq accepts the plan, AGM could receive up to 180 days from the Form 20-F due date, or until November 11, 2026, to regain compliance. Management states it is working diligently to complete and file the Form 20-F and expects to either submit a plan or file the report within Nasdaq’s prescribed timeline.

Positive

  • None.

Negative

  • Nasdaq noncompliance notice: AGM Group has been notified it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it failed to timely file its 2025 Form 20-F, creating a formal listing-risk process and deadlines to cure the deficiency.

Insights

Nasdaq noncompliance is a formal listing risk, but timelines remain available.

AGM Group Holdings has been formally notified by Nasdaq that it is noncompliant with Listing Rule 5250(c)(1) due to not filing its 2025 Form 20-F. This places the company on a clock to either file the report or convince Nasdaq with a concrete compliance plan.

The rules give AGM 60 days to submit a plan and, if accepted, potentially up to 180 days from the report’s due date, or until November 11, 2026, to regain compliance. During this period, the company’s shares remain listed, but the deficiency underscores reporting and governance execution risk.

Actual impact will hinge on whether AGM files the Form 20-F or secures Nasdaq’s approval of its plan within these stated timeframes. Future SEC and exchange filings will clarify if the company successfully cures the deficiency or faces escalated listing actions.

Compliance plan window 60 calendar days Period from May 18, 2026 Nasdaq notification to submit plan
Maximum extension period 180 calendar days Potential exception duration from 2025 Form 20-F due date
Latest compliance date November 11, 2026 Possible deadline to regain compliance if plan accepted
Fiscal year covered Year ended December 31, 2025 Period for the delayed Form 20-F annual report
Nasdaq rule cited Listing Rule 5250(c)(1) Rule requiring timely filing of periodic reports
Nasdaq Listing Rule 5250(c)(1) regulatory
"the Company does not comply with Nasdaq Listing Rule 5250(c)(1) for continued listing"
Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.
Form 20-F regulatory
"has not yet filed its Annual Report on Form 20-F for the fiscal year ended December 31, 2025"
Form 20-F is the standardized annual disclosure that non-U.S. companies must file with the U.S. securities regulator when their shares are traded in the U.S.; it contains audited financial statements, a plain-language description of the business, management discussion, governance details and key risk factors. It matters to investors because it provides a consistent, comparable company “report card” and rulebook, helping buyers assess financial health, governance and risks before investing.
Nasdaq Listing Rule 5810(b) regulatory
"This announcement is made in compliance with Nasdaq Listing Rule 5810(b), which requires prompt disclosure"
forward-looking statements regulatory
"contain “forward-looking statements” within the meaning of the Securities Litigation Reform Act of 1995"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
deficiency notification regulatory
"receipt of a notification of deficiency"
A deficiency notification is a formal notice from a regulator, exchange, or reviewer pointing out missing, unclear, or inadequate information in a company’s filing or application. It matters to investors because it can delay approvals, listings, fundraising or product launches and signal compliance or disclosure problems; think of it as a teacher returning a homework sheet with items circled that must be fixed before the work is accepted.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

Form 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of May 2026

 

Commission File Number: 001-38309

 

AGM GROUP HOLDINGS INC.

(Translation of registrant’s name into English)

 

c/o Creative Consultants (Hong Kong) Limited

Unit 2212, 22/F, CC Wu Building, 302-308 Hennessy Road

Wanchai, Hong Kong

+852-975-02047

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F Form 40-F

 

 

 

 

 

 

On May 18, 2026, AGM Group Holdings Inc. (the “Company”) received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Annual Report on Form 20-F for the fiscal year ended December 31, 2025 (the “Form 20-F”), the Company does not comply with Nasdaq Listing Rule 5250(c)(1) for continued listing.

 

This notice from Nasdaq has no immediate effect on the listing of the Company’s ordinary shares on the Nasdaq Capital Market. The Company has 60 calendar days to submit a plan to Nasdaq showing how it intends to regain compliance. If Nasdaq accepts the plan submitted by the Company, Nasdaq can grant an exception of up to 180 calendar days from the Form 20-F’s due date, or until November 11, 2026, to regain compliance.

 

The Company continues to work diligently to complete the Form 20-F and file it with the SEC as soon as reasonably practicable. The Company expects to submit a plan to regain compliance or file its Form 20-F within the timeline prescribed by Nasdaq.

 

The statements contained in this Current Report on Form 6-K, and oral statements made regarding the subjects of this Current Report on Form 6-K, contain “forward-looking statements” within the meaning of the Securities Litigation Reform Act of 1995, or the Reform Act, which may include, but are not limited to, statements regarding the Company’s estimates, plans, objectives, expectations and intentions and other statements contained in this press release that are not historical facts, including statements identified by words such as “believe,” “plan,” “seek,” “expect,” “intend,” “estimate,” “anticipate,” “will,” and similar expressions. All statements addressing the Company’s ability to regain compliance with the Nasdaq listing requirements or to develop a plan acceptable to Nasdaq for an extension of the 60-day grace period, as well as statements expressing optimism or pessimism about future operating results are forward-looking statements within the meaning of the Reform Act. The forward-looking statements are based on management’s current views and assumptions regarding future events and operating performance, and are inherently subject to significant uncertainties and contingencies and changes in circumstances, many of which are beyond the Company’s control. The statements in this press release are made as of the date of this press release, even if subsequently made available by the Company on its website or otherwise. The Company does not undertake any obligation to update or revise these statements to reflect events or circumstances occurring after the date of this Current Report on Form 6-K.

 

1

 

 

Exhibit Index

 

Exhibit No.   Description
99.1   Press Release - AGM Group Receives Notification from Nasdaq Regarding Delayed Filing of Form 20-F, dated May 26, 2026

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: May 26, 2026 AGM GROUP HOLDINGS INC.
     
  By: /s/ Bo Zhu
  Name:  Bo Zhu
  Title: Chief Executive Officer and Director

 

 

3

 

Exhibit 99.1

 

AGM Group Receives Notification from Nasdaq Regarding Delayed Filing of Form 20-F

 

NEW YORK, May 26, 2026 — AGM Group Holdings Inc. (NASDAQ: AGMH, “AGMH” or the “Company”), an integrated technology company specializing in the assembling and sales of high-performance hardware and computing equipment, today announced that it received a notification letter dated May 18, 2026 (the "Notification Letter") from Nasdaq notifying that the Company is not in compliance with the requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) since the Company did not timely file its annual report on Form 20-F for the fiscal year ended December 31, 2025 (the "2025 Form 20-F") with the Securities and Exchange Commission (the "SEC").

 

The Notification Letter has no immediate effect on the listing or trading of the Company's shares on Nasdaq. Pursuant to the Nasdaq Listing Rules, the Company has 60 calendar days from the date of the Notification Letter to submit a plan to regain compliance with Nasdaq Listing Rules (the "Compliance Plan"). If Nasdaq accepts the Compliance Plan, it may grant the Company an exception of up to 180 calendar days from the due date of the 2025 Form 20-F, or until November 11, 2026, to regain compliance.

 

AGM Group continues to work diligently to complete the 2025 Form 20-F and file it with the SEC as soon as reasonably practicable. The Company expects to submit a plan to regain compliance or file its Form 20-F within the timeline prescribed by Nasdaq.

 

This announcement is made in compliance with Nasdaq Listing Rule 5810(b), which requires prompt disclosure of receipt of a notification of deficiency.

 

About AGM Group Holdings Inc.

 

AGM Group Holdings Inc. (NASDAQ: AGMH) is an integrated technology company specializing in the assembling and sales of high-performance hardware and computing equipment. With a mission to become a key participant and contributor in the global blockchain ecosystem, AGMH focuses on the research and development of blockchain-oriented application-specific integrated circuit chips chips, the assembling and sales of high-end crypto miners for Bitcoin and other cryptocurrencies. For more information, please visit: www.agmhgroup.com

 

Forward-Looking Statements

 

Certain statements in this announcement are forward-looking statements. These forward-looking statements involve known and unknown risks and uncertainties and are based on the Company's current expectations and projections about future events that the Company believes may affect its financial condition, results of operations, business strategy and financial needs. Investors can identify these forward-looking statements by words or phrases such as "approximates," "assesses," "believes," "hopes," "expects," "anticipates," "estimates," "projects," "intends," "plans," "will," "would," "should," "could," "may" or similar expressions. The Company undertakes no obligation to update or revise publicly any forward-looking statements to reflect subsequent occurring events or circumstances, or changes in its expectations, except as may be required by law. Although the Company believes that the expectations expressed in these forward-looking statements are reasonable, it cannot assure you that such expectations will turn out to be correct, and the Company cautions investors that actual results may differ materially from the anticipated results and encourages investors to review other factors that may affect its future results in the Company's registration statement and other filings with the U.S. Securities and Exchange Commission.

 

For more information, please contact:

 

AGM GROUP HOLDINGS INC.
Investor Relations Department
Email: ir@agmhgroup.com
https://www.agmhgroup.com/

 

 

FAQ

Why did AGM Group Holdings Inc. (AGMH) receive a Nasdaq noncompliance notice?

AGM Group received a Nasdaq notice because it did not timely file its Form 20-F for the year ended December 31, 2025. Nasdaq Listing Rule 5250(c)(1) requires timely periodic filings, and the missed deadline triggered a formal deficiency notification.

Does the Nasdaq notice immediately affect AGMH’s Nasdaq listing or trading status?

The notice has no immediate effect on the listing or trading of AGM Group’s shares on the Nasdaq Capital Market. The company’s stock remains listed while it works to file its 2025 Form 20-F or submit a compliance plan.

How long does AGM Group have to regain compliance with Nasdaq rules?

AGM Group has 60 calendar days from the May 18, 2026 notification to submit a plan to regain compliance. If Nasdaq accepts this plan, it may grant up to 180 days from the Form 20-F due date, potentially until November 11, 2026.

What steps does AGM Group plan to take in response to the Nasdaq deficiency notice?

AGM Group states it is working diligently to complete its 2025 Form 20-F and file it with the SEC as soon as reasonably practicable. The company expects to either submit a compliance plan or file the Form 20-F within Nasdaq’s prescribed timeframe.

Which specific Nasdaq rules are mentioned in AGM Group’s noncompliance disclosure?

The disclosure references Nasdaq Listing Rule 5250(c)(1), which governs timely filing of required periodic reports, and Nasdaq Listing Rule 5810(b), which requires prompt public disclosure when a company receives a notification of deficiency from Nasdaq.

What period does AGM Group’s delayed Form 20-F cover?

The delayed Form 20-F covers AGM Group’s fiscal year ended December 31, 2025. Nasdaq’s notice arises because this annual report had not been filed with the SEC by its required due date under the applicable reporting rules.

Filing Exhibits & Attachments

1 document