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AGNC (AGNC) EVP Pollack logs tax-withholding disposition of 46,566 shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. executive vice president and general counsel Kenneth L. Pollack reported a tax-related share disposition. On the vesting of restricted stock unit awards, 46,566 common shares were withheld at $11.30 per share to cover required tax withholdings. After these withholdings, he directly holds 510,851 common shares, which include 5,120 dividend equivalent restricted stock units received since his last Form 4.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pollack Kenneth L.

(Last) (First) (Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE 22ND FL

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2026 F 46,566(1) D $11.3 510,851(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
2. Includes 5,120 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
/s/ Kenneth L. Pollack 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AGNC (AGNC) report for Kenneth L. Pollack?

AGNC reported that executive vice president and general counsel Kenneth L. Pollack had 46,566 common shares withheld upon RSU vesting to cover tax obligations. This was a tax-withholding disposition, not an open-market sale, and reflects standard settlement of equity compensation taxes.

Was the AGNC (AGNC) Form 4 transaction a market sale of shares?

The Form 4 shows a tax-withholding disposition, not a market sale. Shares were withheld by the company when restricted stock units vested to satisfy required tax withholdings, consistent with common equity compensation practices rather than discretionary selling into the market.

How many AGNC (AGNC) shares were involved in Kenneth L. Pollack’s tax-withholding disposition?

The filing reports 46,566 AGNC common shares withheld at $11.30 per share. These shares were retained by the company to cover tax liabilities arising from the vesting of restricted stock unit awards, as described in the Form 4 transaction and related footnote.

How many AGNC (AGNC) shares does Kenneth L. Pollack own after the reported transaction?

Following the tax-withholding disposition, Kenneth L. Pollack directly holds 510,851 AGNC common shares. This total includes 5,120 dividend equivalent restricted stock units that accrued on previously granted RSU awards since his prior Form 4 insider ownership report.

What do the dividend equivalent restricted stock units mean in AGNC (AGNC)’s Form 4?

Dividend equivalent restricted stock units represent additional RSUs credited in connection with dividends on earlier RSU awards. The filing notes 5,120 such units added since Pollack’s last Form 4, and they are included in his reported post-transaction direct share ownership balance.
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