AGNC (AGNC) EVP and General Counsel Pollack sells 50,000 shares at $12.11

Rhea-AI Filing Summary

AGNC Investment Corp. executive vice president and general counsel Kenneth L. Pollack reported a sale of common stock. On January 28, 2026, he sold 50,000 shares of AGNC common stock in an open-market transaction at a weighted average price of $12.11 per share, with individual trades ranging from $12.11 to $12.12. After this transaction, he beneficially owned 552,297 shares of AGNC common stock directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pollack Kenneth L.

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/28/2026		S		50,000	D	$12.11(1)	552,297	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $12.11 to $12.12, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

	/s/ Kenneth L. Pollack	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AGNC (AGNC) report for Kenneth L. Pollack?

AGNC reported that executive vice president and general counsel Kenneth L. Pollack sold 50,000 shares of common stock. The transaction occurred on January 28, 2026 and was reported on a Form 4 insider trading filing with the Securities and Exchange Commission.

At what price did Kenneth L. Pollack sell AGNC (AGNC) shares?

Kenneth L. Pollack sold AGNC common stock at a weighted average price of $12.11 per share. The filing notes that individual sale prices ranged from $12.11 to $12.12 per share across multiple transactions executed on January 28, 2026.

How many AGNC (AGNC) shares does Kenneth L. Pollack own after the sale?

Following the reported transaction, Kenneth L. Pollack beneficially owned 552,297 shares of AGNC common stock. The Form 4 indicates these shares are held with direct ownership, meaning they are recorded in his name rather than through an intermediate entity or indirect structure.

What role does Kenneth L. Pollack hold at AGNC (AGNC)?

Kenneth L. Pollack serves as Executive Vice President and General Counsel of AGNC Investment Corp. His position is disclosed in the Form 4, which identifies him as an officer of the company rather than a director or 10% beneficial owner.

What transaction code was used in the AGNC (AGNC) Form 4 filing?

The Form 4 uses transaction code "S", which indicates an open-market or private sale of non-derivative securities. In this case, it refers to the sale of 50,000 shares of AGNC common stock on January 28, 2026 at prices between $12.11 and $12.12.

Does the AGNC (AGNC) Form 4 explain how the sale prices were calculated?

Yes. The filing states that the reported sale price is a weighted average across multiple trades. It notes that shares were sold in separate transactions between $12.11 and $12.12, and the reporting person will provide detailed trade data to regulators upon request.