STOCK TITAN

Director at AGNC Investment (NASDAQ: AGNC) receives 17,045 RSUs grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Davis Morris A. reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. director Davis Morris A. received a grant of 17,045 shares of Common Stock in the form of restricted stock units. The award was granted for no cash consideration under the company’s Amended and Restated 2016 Equity and Incentive Compensation Plan and will vest, subject to limitations, on the earlier of April 16, 2027 or the next annual meeting of stockholders.

Positive

  • None.

Negative

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Insider Davis Morris A.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 17,045 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 17,045 shares (Direct)
Footnotes (1)
  1. [object Object]
RSUs granted 17,045 shares Restricted stock units awarded to director Davis Morris A.
Grant price $0.0000 per share RSUs received as a grant for no consideration
Shares after transaction 17,045 shares Total common stock held directly following the grant
Latest vesting date April 16, 2027 RSUs vest earlier of this date or next annual meeting
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Equity and Incentive Compensation Plan financial
"under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan"
vest financial
"The Common Stock underlying the RSUs will vest, subject to certain limitations"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davis Morris A.

(Last)(First)(Middle)
7373 WISCONSIN AVENUE
22ND FLOOR

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share04/16/2026A17,045A(1)17,045D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
/s/ Kenneth L. Pollack, as Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AGNC (AGNC) director Davis Morris report in this Form 4?

Davis Morris reported receiving a grant of 17,045 restricted stock units of AGNC common stock. These units were awarded under AGNC’s 2016 Equity and Incentive Compensation Plan as compensation, not as an open-market stock purchase or sale.

How many AGNC (AGNC) shares were granted to the director and at what price?

The director was granted 17,045 restricted stock units of AGNC common stock at a stated price of $0.0000 per share. This reflects a compensation grant received for no cash consideration rather than a market transaction involving a purchase price.

When do the granted AGNC (AGNC) restricted stock units vest?

The 17,045 restricted stock units will vest on the earlier of April 16, 2027 or the date of AGNC’s next annual meeting of stockholders. Vesting remains subject to certain limitations described in the award’s terms under the company’s equity plan.

Is this AGNC (AGNC) Form 4 transaction a stock purchase or sale?

No, this Form 4 reflects a grant or award acquisition, not a purchase or sale. The units were granted for no consideration as equity compensation, so there was no open-market buying or selling of AGNC shares in this reported transaction.

What equity plan governed the AGNC (AGNC) restricted stock unit grant?

The grant was made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. This plan provides for equity-based compensation, including restricted stock units, to directors and other eligible participants of the company.