AGNC Investment Corp. (AGNC) director awarded 17,045 RSUs

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FISK JOHN D reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. director John D. Fisk received a grant of 17,045 restricted stock units as equity compensation at no cost under the company’s 2016 Equity and Incentive Compensation Plan. These RSUs will vest on the earlier of April 16, 2027 or the next annual stockholder meeting, subject to stated limitations. Following this award and including 6,809 dividend equivalent RSUs from prior grants, Fisk now holds 136,539 shares of common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FISK JOHN D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.01 per share	17,045	$0.00	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 136,539 shares (Direct)

Footnotes (1)

Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. Includes 6,809 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Key Figures

RSU grant size: 17,045 units Holdings after transaction: 136,539 shares Dividend equivalent RSUs: 6,809 units +2 more

5 metrics

RSU grant size 17,045 units Restricted stock units granted on April 16, 2026

Holdings after transaction 136,539 shares Total AGNC common stock directly held after grant

Dividend equivalent RSUs 6,809 units Dividend equivalent RSUs received since last Form 4

Grant price per share $0.00 Equity award received for no cash consideration

Vesting date trigger April 16, 2027 Latest vesting date for RSUs, or earlier next annual meeting

Key Terms

restricted stock units, dividend equivalent restricted stock units, Equity and Incentive Compensation Plan

3 terms

restricted stock units financial

"Represents restricted stock units ("RSUs") granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent restricted stock units financial

"Includes 6,809 dividend equivalent restricted stock units received on previously granted RSU awards"

Equity and Incentive Compensation Plan financial

"granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan"

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 04:02 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FISK JOHN D

(Last)

(First)

(Middle)

7373 WISCONSIN AVENUE

22ND FLOOR

(Street)

BETHESDA

MARYLAND

20814

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	04/16/2026		A		17,045	A	⁽¹⁾	136,539⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.

2. Includes 6,809 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

	/s/ Kenneth L. Pollack, as Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AGNC director John D. Fisk report on this Form 4 for AGNC?

John D. Fisk reported receiving 17,045 restricted stock units as an equity award. The grant was made for no cash consideration under AGNC’s 2016 Equity and Incentive Compensation Plan, representing stock-based compensation rather than an open-market share purchase or sale.

When do John D. Fisk’s newly granted AGNC restricted stock units vest?

The 17,045 restricted stock units vest on the earlier of April 16, 2027 or the next annual meeting of stockholders. Vesting is also described as being subject to certain limitations, meaning the units deliver common stock only after those vesting conditions are satisfied.

How many AGNC shares does John D. Fisk hold after this Form 4 transaction?

After the grant, John D. Fisk directly holds 136,539 shares of AGNC common stock. This total includes both the newly granted restricted stock units and 6,809 dividend equivalent restricted stock units accumulated from previously granted awards since his last Form 4 filing.

What are dividend equivalent restricted stock units mentioned in AGNC director Fisk’s filing?

Dividend equivalent restricted stock units are additional RSUs credited in lieu of cash dividends on existing RSU awards. Fisk’s holdings include 6,809 such dividend equivalent units received on previously granted RSUs, which increase his stock-based compensation position without separate cash transactions.

Was cash paid for the AGNC restricted stock units granted to director John D. Fisk?

No cash was paid for these 17,045 restricted stock units. The filing explains that the RSUs were received as a grant for no consideration, indicating they are part of Fisk’s non-cash equity compensation rather than a purchase in the open market.

Under which plan were John D. Fisk’s AGNC restricted stock units granted?

The RSUs were granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. This plan provides stock-based awards, such as restricted stock units, to directors and other participants as part of their overall compensation structure.