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AGNC (AGNC) EVP Sean Reid awarded 80,717 restricted stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Reid Sean reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. executive vice president Sean Reid received an equity award in the form of 80,717 restricted stock units of common stock on March 2, 2026. The RSUs were granted for no cash consideration under the company’s 2016 Equity and Incentive Compensation Plan.

The common stock underlying these RSUs is scheduled to vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to stated limitations. Following this grant, Reid’s directly held common stock, including RSUs, totaled 475,299.049 shares, and an additional 11,000 shares were held indirectly through an IRA.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Reid Sean

(Last) (First) (Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVE 22ND FL

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A 80,717 A (1) 475,299.049 D
Common Stock 11,000 I IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029.
/s/ Sean Reid 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AGNC EVP Sean Reid report in this Form 4 transaction?

Sean Reid reported an equity grant of 80,717 restricted stock units of AGNC common stock. The award was received for no cash consideration under AGNC’s 2016 Equity and Incentive Compensation Plan, reflecting part of his stock-based executive compensation.

How many AGNC restricted stock units did Sean Reid receive?

Sean Reid received 80,717 restricted stock units of AGNC common stock. These units were granted at no cash cost to him and represent a stock-based compensation award that will convert into common shares as vesting conditions are satisfied over time.

When will Sean Reid’s newly granted AGNC RSUs vest?

The 80,717 AGNC restricted stock units will vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Vesting remains subject to specified limitations, meaning continued service or other conditions must typically be satisfied.

What is Sean Reid’s AGNC share ownership after this Form 4 grant?

After the grant, Sean Reid directly held 475,299.049 AGNC common shares, including the reported RSUs. He also indirectly held 11,000 additional shares through an IRA. These figures show his combined direct and indirect equity exposure following the reported transaction.

Did Sean Reid pay cash for the AGNC restricted stock units granted?

No, Sean Reid did not pay cash for these AGNC restricted stock units. The filing states the RSUs were received as a grant for no consideration, which is typical for stock-based compensation awards granted under an equity incentive plan.

Under which plan were Sean Reid’s AGNC RSUs granted?

The 80,717 restricted stock units were granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. This plan governs equity-based awards to executives and other participants as part of the company’s long-term incentive compensation framework.
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