AGNC (AGNC) EVP and General Counsel receives 60,538-share RSU grant

Rhea-AI Filing Summary

AGNC Investment Corp. reported that EVP and General Counsel Kenneth L. Pollack acquired 60,538 shares of common stock through a restricted stock unit grant for no cash consideration. These RSUs were granted under the company’s equity and incentive compensation plan and will vest in equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Following this award, Pollack directly holds 571,389 shares of AGNC common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pollack Kenneth L.

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		A		60,538	A	(1)	571,389	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029.

	/s/ Kenneth Pollack	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did AGNC (AGNC) report for Kenneth L. Pollack?

AGNC reported that EVP and General Counsel Kenneth L. Pollack received 60,538 restricted stock units as a grant. The award was made for no cash consideration and increases his direct holdings to 571,389 common shares after the transaction.

How many AGNC shares did Kenneth L. Pollack acquire in the latest Form 4 filing?

Kenneth L. Pollack acquired 60,538 shares of AGNC common stock through a restricted stock unit grant. These RSUs were issued with a price of $0.0000 per share, reflecting that they were granted rather than purchased on the open market.

What role does Kenneth L. Pollack hold at AGNC Investment Corp.?

Kenneth L. Pollack serves as Executive Vice President and General Counsel at AGNC Investment Corp. This officer role is disclosed in the insider filing and is associated with the equity grant of 60,538 restricted stock units reported on the Form 4.

How will the newly granted AGNC RSUs to Kenneth L. Pollack vest?

The 60,538 restricted stock units granted to Kenneth L. Pollack will vest in three equal installments. Vesting is scheduled on March 15, 2027, March 15, 2028, and March 15, 2029, subject to certain limitations described in the award terms.

What is Kenneth L. Pollack’s total AGNC share ownership after this RSU grant?

After the reported restricted stock unit grant, Kenneth L. Pollack directly owns 571,389 shares of AGNC common stock. This figure reflects his total direct holdings following the award of 60,538 additional shares via RSUs under the company’s equity plan.

Under which plan were the AGNC RSUs granted to Kenneth L. Pollack?

The restricted stock units were granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The footnote explains that the RSUs were received as a grant for no consideration and will vest over three future dates.