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CFO Bernice Bell (NASDAQ: AGNC) gets 168,878 stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. reported that its EVP and CFO, Bernice Bell, acquired common shares through an equity award. On January 21, 2026, she received 168,878 shares of common stock at no cost, after performance criteria were satisfied under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan for grants made on March 1, 2023.

Following this transaction, Bell directly beneficially owns 516,728.311 shares of AGNC common stock. This total includes 8,131 dividend equivalent restricted stock units that accrued on previously granted RSU awards since her last Form 4 filing.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bell Bernice

(Last) (First) (Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE 22ND FL

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/21/2026 A 168,878 A (1) 516,728.311(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023.
2. Includes 8,131 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Bernice Bell 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AGNC (AGNC) disclose for Bernice Bell?

AGNC Investment Corp. disclosed that EVP and CFO Bernice Bell acquired 168,878 shares of common stock on January 21, 2026 through an equity award.

At what price were the new AGNC (AGNC) shares acquired by the CFO?

The 168,878 shares acquired by CFO Bernice Bell were received for no consideration, tied to the satisfaction of performance criteria under AGNC's 2016 equity and incentive plan.

How many AGNC (AGNC) shares does Bernice Bell own after this Form 4 transaction?

After the reported transaction, Bernice Bell beneficially owns 516,728.311 AGNC common shares directly.

What plan governed the AGNC (AGNC) stock award to the CFO?

The award was made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan, based on performance criteria for grants made on March 1, 2023.

What are the dividend equivalent RSUs mentioned in the AGNC (AGNC) Form 4?

The filing states that Bell's holdings include 8,131 dividend equivalent restricted stock units received on previously granted RSU awards since her last Form 4.

Is Bernice Bell's ownership in AGNC (AGNC) direct or indirect?

The Form 4 indicates that the 516,728.311 shares following the transaction are held with direct beneficial ownership by Bernice Bell.

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