Holly Horn (AGO) files Form 144 showing 499,967 shares and a 6,493-share sale
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Holly Horn submitted a Form 144 reporting proposed sales of company common stock of AGO. The filing lists 499,967 shares alongside a 06/16/2026 sale of 6,493 shares to Assured Guaranty Ltd, and identifies Merrill Lynch as the broker.
Positive
- None.
Negative
- None.
Insights
Form 144 notice shows proposed resale activity by an affiliate using a brokered transaction.
Form 144s are notices of proposed sales by holders subject to resale rules; this filing lists broker details (Merrill Lynch) and counterparty information (Assured Guaranty Ltd) for a listed trade on 06/16/2026.
Cash‑flow treatment and whether the brokered sales completed are not stated; subsequent SEC filings or broker records would confirm final execution.
Key Figures
Listed shares: 499,967 shares
Recent sale: 6,493 shares
Broker listed: 500,000 (field value)
+1 more
4 metrics
Listed shares
499,967 shares
line entry in the Form 144 excerpt
Recent sale
6,493 shares
sale dated <date> 06/16/2026 to Assured Guaranty Ltd
Broker listed
500,000 (field value)
numeric field appearing near broker/group data in excerpt
Multiple stock bonus entries
examples: 641, 630, 472 shares
historic 'STOCK BONUS' entries with dates in the excerpt
Key Terms
Form 144, Stock Bonus, Broker
3 terms
Form 144 regulatory
"144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Stock Bonus financial
"STOCK BONUS | HOLLY HORN | 02/24/2019 | 641"
Broker market
"MERRILL LYNCH 2 BALA PLAZA, SUITE 601 BALA CYNWYD PA"
FAQ
What does Holly Horn’s Form 144 for AGO mean?
It notifies the SEC of a proposed resale of AGO common stock by Holly Horn. The form lists broker details and the amounts being offered or recently sold, including 6,493 shares sold on 06/16/2026.
Who is the broker or intermediary named in the Form 144?
The brokerage listed is Merrill Lynch at the Bala Cynwyd, PA address. The form identifies the broker in the securities‑to‑be‑sold section of the excerpt.
Was a counterparty identified in the recent sale?
Yes; the excerpt lists Assured Guaranty Ltd as the counterparty for the 06/16/2026 entry involving 6,493 shares.
Does Form 144 confirm the sale completed?
Form 144 is a notice of proposed sale; it does not by itself confirm final settlement. Completion status and cash flows are not stated in the provided excerpt.