Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
C3.ai, Inc. reported that Chief Financial Officer Hitesh Lath received a grant of options for 100,000 shares of common stock. The options were awarded at an exercise price of $0.00 per share. According to the vesting terms, 33.33% of the grant vests on the one-year anniversary of the vesting commencement date, with 8.33% vesting quarterly over the following two years, contingent on continued service.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported several equity transactions involving the company’s Class A common stock and related equity awards. On March 1, 2026, he exercised 32,736 Restricted Stock Units, converting them into the same number of Class A shares at a stated price of
On March 2, 2026, Siebel sold 17,655 Class A shares in an open‑market transaction at a weighted‑average price of
C3.ai, Inc. reported fiscal Q3 2026 results and announced a major restructuring plan. Total revenue was $53.3 million, with subscription revenue of $48.2 million, or 90% of total. GAAP gross margin was 17%, and GAAP net loss per share was $(0.94), while non-GAAP net loss per share was $(0.40).
The company is cutting approximately 26% of its global workforce and targeting about 30% lower annualized non-employee costs, expecting roughly $10.0 million to $12.0 million of pre-tax restructuring charges in Q4 2026. Management expects these actions to deliver about $135 million of annual non-GAAP operating expense savings and support a path toward profitability.
Q3 cash, cash equivalents, and marketable securities totaled $621.9 million. Federal, defense, and aerospace bookings rose 134% year over year and made up 55% of total bookings, and C3 AI closed 44 agreements in the quarter, including new and expanded work with several major government and commercial customers. For Q4 2026, the company guides revenue to $48.0 million to $52.0 million and a non-GAAP operating loss of $(56.0) million to $(64.0) million.
C3.ai director John E. Hyten reported a disposition of Class A common stock tied to equity compensation. On February 15, 2026, he disposed of 2,500 shares to the issuer at $10.78 per share, reflecting that 2,500 of 5,000 vested restricted stock units were settled in cash. After this transaction, he beneficially owned 125,658 Class A shares directly and 102,886 shares indirectly through Hyten Group LLC, where he is the manager and sole member.
C3.ai, Inc. received an amended Schedule 13G from several Susquehanna-affiliated entities reporting a passive ownership stake in its Class A common stock. The Reporting Persons collectively report beneficial ownership of 3,982,270 Shares, representing 2.9% of the class.
The filing notes that Susquehanna Investment Group’s position includes options to buy 21,400 Shares, and Susquehanna Securities, LLC’s position includes options to buy 2,573,300 Shares. Based on the company’s Form 10-Q, there were 137,253,289 Shares outstanding as of November 24, 2025.
The Reporting Persons state that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of C3.ai. Each entity disclaims beneficial ownership of Shares held directly by the other Reporting Persons.
C3.ai Executive Chairman Thomas M. Siebel, a director and 10% owner, reported a planned stock transaction in Class A common shares. On February 10, 2026, he exercised stock options for 511,732 shares at an exercise price of $2.04 per share and then sold 511,732 shares in open-market transactions at a weighted-average price of $11.66 per share.
The filing shows he directly held 722,362 Class A shares afterward, plus additional indirect holdings through various entities, including The Siebel Living Trust, First Virtual Holdings LLC, Siebel Asset Management partnerships, and The Siebel 2011 Irrevocable Children's Trust. The activity was carried out under a pre-established Rule 10b5-1 trading plan dated September 20, 2024, and the exercised option was fully vested.
C3.ai Executive Chairman Thomas M. Siebel, a director and 10% owner, reported RSU vesting, related share issuance, a tax-withholding sale, and internal transfers of Class A Common Stock. On February 1, 2026, 53,125 Restricted Stock Units vested and were settled into 53,125 shares of Class A stock at an exercise price of $0, increasing his direct holdings to 775,487 shares.
On February 2, 2026, 27,605 Class A shares were sold at a weighted-average price of $10.81, with the issuer automatically withholding and selling these shares to satisfy tax obligations tied to the RSU vesting. On February 3, 2026, 25,520 shares were transferred from direct ownership to The Siebel Living Trust u/a/d 7/27/93 and 25,520 shares were received by that trust, both at $0. Indirect holdings are also reported in several related entities, including The Siebel Living Trust, First Virtual Holdings, LLC, and Siebel Asset Management partnerships.
Form 144 discloses planned sales of 73,500 shares of Class A common stock through J.P. Morgan Securities on the NYSE, with an aggregate market value of 809,970.
The shares were acquired via an RSU vest on 02/02/2026. The filing also lists multiple Class A common stock sales during the prior three months by Thomas M. Siebel and the Siebel Living Trust.
C3.ai, Inc. director John E. Hyten reported a disposition of 2,500 shares of Class A Common Stock on January 15, 2026 related to restricted stock units settled in cash. The filing explains that 2,500 of 5,000 restricted stock units that vested on that date were settled in cash rather than in stock.
Following this transaction, Hyten held 128,158 shares of Class A Common Stock directly. In addition, 102,886 shares of Class A Common Stock were held indirectly through Hyten Group LLC, an entity of which he is the manager and sole member.
C3.ai Executive Chairman Thomas M. Siebel reported option exercises and share sales of Class A common stock. On January 13, 2026, he exercised a stock option for 212,586 shares at an exercise price of
That day, he sold 212,586 Class A shares directly at a weighted-average price of