Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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C3.ai director John E. Hyten reported a significant insider transaction on June 25, 2025. The Form 4 filing reveals that Hyten disposed of 4,999 shares of Class A Common Stock through a gift transaction (Transaction Code: G) at $0 per share.
Following the transaction, Hyten's beneficial ownership stands at:
- 102,886 shares held indirectly through the Hyten Group LLC, where he serves as manager and sole member
- 133,158 shares held directly
This gift transaction represents a change in Hyten's ownership structure while maintaining significant holdings in the company. The transaction was executed pursuant to regular insider trading protocols, with the Form 4 being filed within the required reporting timeframe through his attorney-in-fact, Andrew Thomases.
C3.ai Officer Hitesh Lath Files Form 144 for Planned Stock Sale
On June 27, 2025, C3.ai officer Hitesh Lath filed a Form 144 notice indicating intent to sell 8,706 shares of common stock with an aggregate market value of $217,367.93 through Merrill Lynch. The shares originated from a bonus RSU vest of 17,689 shares acquired on June 27, 2025.
Recent trading activity by Lath includes:
- June 16, 2025: Sold 6,040 shares for $146,086.95
- May 29, 2025: Sold 4,368 shares for $128,651.58
The planned sale is being executed under a Rule 10b5-1 trading plan adopted on September 27, 2024. As of the filing date, C3.ai had 130,885,934 shares outstanding. The seller affirms no knowledge of undisclosed material adverse information regarding the company's operations.
C3.ai Officer Hitesh Lath Files Form 144 for Planned Stock Sale
A Form 144 was filed on June 28, 2025, by C3.ai officer Hitesh Lath, indicating intent to sell 8,983 shares of common stock with an aggregate market value of $224,575 through Merrill Lynch. The shares were acquired on June 27, 2025, as part of a bonus RSU vest of 17,689 shares.
Recent trading activity by Lath includes:
- June 16, 2025: Sold 6,040 shares for $146,087
- May 29, 2025: Sold 4,368 shares for $128,652
The filing indicates C3.ai has approximately 130.9 million shares outstanding. The seller affirms no knowledge of undisclosed material adverse information regarding the company's operations. The planned sale represents approximately 0.007% of total shares outstanding and will be executed on the NYSE.
Form 144 Notice filed by former C3.ai officer Merel Witteveen, indicating planned sale of 5,364 shares of common stock with an aggregate market value of $134,100. The securities to be sold were acquired through RSU vests in June 2025, including 6,914 shares from a bonus RSU vest on June 27 and 2,257 shares from a regular RSU vest on June 15.
Notable recent trading activity by Witteveen over the past 3 months includes:
- Multiple sales totaling 19,377 shares between May-June 2025
- Gross proceeds from recent sales amount to $483,626.66
The sale is being executed through Merrill Lynch on the NYSE. The filing indicates Witteveen is operating under a Rule 10b5-1 trading plan adopted on September 27, 2024. As of the filing date, C3.ai had approximately 130.9 million shares outstanding.
Form 144 Notice of Proposed Sale filed by former C3.ai officer Merel Witteveen, indicating planned sale of 3,807 shares of common stock with an aggregate market value of $95,175. The sale is scheduled for June 27, 2025, through Merrill Lynch on the NYSE.
The shares were acquired on June 27, 2025, through a bonus RSU vest of 6,914 shares. Over the past three months, Witteveen has conducted multiple sales totaling 19,377 shares with combined gross proceeds of approximately $483,627.
- Largest recent sale: 5,719 shares on May 19, 2025 ($133,367)
- Most recent previous sale: 5,485 shares on June 16, 2025 ($131,358)
- Total shares outstanding: 130,885,934
The filing includes standard Rule 10b5-1 representations confirming no knowledge of material adverse non-public information regarding the company's operations.
C3.ai has filed a Form S-8 registration statement to register additional shares under its employee benefit plans. The filing includes:
- 9,375,694 shares of Class A common stock under the 2020 Equity Incentive Plan
- 1,339,384 shares of Class A common stock under the 2020 Employee Stock Purchase Plan (ESPP)
These additions are part of the automatic increase provisions effective May 1, 2025. The company, classified as a large accelerated filer, continues to expand its equity compensation programs. The registration supplements previous S-8 filings from 2020-2024.
Key management signatories include Thomas M. Siebel (CEO and Chairman) and Hitesh Lath (CFO). Notable board members include Condoleezza Rice, Bruce Sewell, and General John Hyten, Ret. The filing references the company's Annual Report for the fiscal year ended April 30, 2025, and incorporates various corporate governance documents by reference.
C3.ai's 10-K filing for fiscal year 2025 reveals several key developments in the enterprise AI software company's operations. Key financial metrics and business highlights include:
- Continued focus on enterprise AI solutions with expanded software licensing and professional services offerings
- Significant customer concentration risk, with two major customers accounting for a substantial portion of revenue
- Geographic expansion across North America, EMEA, and Asia-Pacific regions
- Investment in R&D through the C3.ai DTI Digital Transformation Institute Grants Program
- Ongoing litigation matters, including the Enel Global Services case and consolidated shareholder lawsuits
The company maintains a strong equity compensation structure through its 2020 Incentive Plan and Employee Stock Purchase Plan. Notable governance updates include enhanced risk management practices and continued investment in cloud hosting infrastructure. The filing indicates strategic focus on expanding market presence while managing operational and legal challenges.