Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai, Inc. director John E. Hyten reported a compensation-related share disposition tied to vested equity awards. On April 15, 2026, 2,500 shares of Class A Common Stock were disposed of to the issuer at $9.52 per share when 5,000 Restricted Stock Units vested and were partly settled in cash. After this, he held 76,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported option exercises and share sales in Class A Common Stock. On April 13 and 14, 2026, he exercised stock options to acquire a total of 491,467 shares at an exercise price of $2.04 per share.
He then sold 326,189 shares at a weighted-average price of $8.31 on April 13 and 165,278 shares at a weighted-average price of $8.49 on April 14 in open-market transactions. Following these transactions, his directly held Class A Common Stock position was 722,362 shares, and the filing also lists several indirect holdings through trusts and affiliated entities. The transactions were effected under a previously established Rule 10b5-1 trading plan dated September 20, 2024.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions in Class A Common Stock. He received a fully vested grant of 32,093 Restricted Stock Units, each representing one share. On a separate date, 52,194 shares were sold at a weighted-average price of $8.2211 per share to satisfy tax withholding obligations related to RSU vesting.
Ehikian also made bona fide gifts totaling 94,632 shares, split between his direct holdings and a revocable trust. Following these moves, he continues to hold 674,169 shares directly and 229,804 shares indirectly through the Stephen Bradley Ehikian Revocable Trust.
C3.ai director John E. Hyten reported gifting Class A shares of the company. On March 31, 2026, he made two bona fide gift transfers totaling 87,888 shares of Class A Common Stock at a stated price of $0.00 per share.
Following these gifts, Hyten holds 79,214 Class A shares directly and 146,830 Class A shares indirectly. The indirect holdings are through Hyten Group LLC, where he is the manager and sole member. These are non-market, non-cash transactions rather than open-market sales.
C3.ai, Inc. director Jim H. Snabe reported offsetting trades in Class A Common Stock. On March 27, he sold 10,000 shares in an open-market sale at $8.08 per share and purchased 10,000 shares in an open-market buy at $7.73 per share.
The footnotes state the sale was made to satisfy “exit tax” obligations related to his emigration from Denmark, and that the resulting short-swing profits of $3,509 were remitted to the company. Following these transactions, he holds 385,000 shares directly and 28,000 shares indirectly through BJHS Invest ApS, of which he is the sole member.
AI filed a Form 144 reporting proposed sales tied to Restricted Stock Unit Vesting with activity dated 03/30/2026. The filing lists 67,417 and 32,093 Class A Common share units associated with vesting on that date; a larger figure 141,791,230 appears with the date 03/31/2026.
C3.ai Inc ownership filing: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, following an internal realignment. The filing states certain Vanguard subsidiaries will report holdings separately in reliance on SEC Release No. 34-39538, effective after the internal realignment on January 12, 2026.
The statement is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.
C3.ai, Inc. reports a key development in an ongoing securities class action. A federal court granted in part and denied in part motions to dismiss the third amended complaint, dismissing three of five causes of action and several defendants and theories from the case with prejudice.
What remains are narrow claims under Sections 11 and 15 of the Securities Act focused on a single revenue-recognition sentence from the company’s IPO Registration Statement regarding Baker Hughes–related revenue in fiscal 2020. C3.ai states it believes the remaining claims are without merit, notes the statement aligns with figures in its 2022 Form 10-K, and says it will continue to vigorously defend the matter.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported an exercise-and-sell transaction under a pre-established Rule 10b5-1 trading plan. On March 17–18, 2026, he exercised stock options for a total of 501,497 shares of Class A Common Stock at an exercise price of $2.04 per share, then sold the same number of shares in open-market transactions.
The reported sales were at weighted-average prices around $8.67 and $8.86, across price ranges disclosed in the filing. Following these transactions, he directly held 722,362 shares of Class A Common Stock, in addition to several indirect holdings through trusts and entities where he serves as trustee, general partner or chairman.