Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported an exercise-and-sell transaction under a pre-established Rule 10b5-1 trading plan. On March 17–18, 2026, he exercised stock options for a total of 501,497 shares of Class A Common Stock at an exercise price of $2.04 per share, then sold the same number of shares in open-market transactions.
The reported sales were at weighted-average prices around $8.67 and $8.86, across price ranges disclosed in the filing. Following these transactions, he directly held 722,362 shares of Class A Common Stock, in addition to several indirect holdings through trusts and entities where he serves as trustee, general partner or chairman.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported RSU vesting, share conversions, and a related tax sale. On March 15, 2026, he exercised restricted stock units to acquire a total of 29,008 shares of Class A Common Stock at a conversion price of $0.00 per share. Each RSU represents a contingent right to receive one share upon settlement. On March 16, 2026, 15,248 shares of Class A Common Stock were sold at a weighted-average price of $8.98 per share in multiple transactions, and were automatically withheld and sold by the issuer to satisfy tax withholding obligations from the RSU vesting. After these transactions, he directly holds 238,308 shares of Class A Common Stock.
C3.ai, Inc. director John E. Hyten reported a compensation-related adjustment involving 2,500 shares of Class A common stock. The filing shows a code D disposition to the issuer, with a footnote explaining that 2,500 of 5,000 Restricted Stock Units vesting on March 15, 2026 were settled in cash. Following this transaction, Hyten holds 123,158 shares directly and 102,886 shares indirectly through Hyten Group LLC, where he is the manager and sole member.
AI (Class A) affiliate filings report proposed sales of Class A common stock by Thomas M. Siebel and the Siebel Living Trust. The notices list multiple sale dates and quantities, including 01/13/2026 sales of 212,586 and 309,589 shares and a 02/10/2026 sale of 511,732 shares. The filings record gross proceeds for each trade in the accompanying lines.
C3 AI Inc. filed a Form 144 reporting a proposed sale of Common Stock tied to a RESTRICTED STOCK UNIT VEST scheduled on 03/16/2026 for 15,248 shares. The filing also lists a sale of Common Stock on 12/16/2025 for 15,042 shares.
C3.ai Executive Chairman Thomas M. Siebel reported multiple equity moves involving the company’s Class A Common Stock. On March 11, 2026, he exercised 44,766 Restricted Stock Units, receiving the same number of common shares at a conversion price of $0.00 per share.
In connection with this vesting, 23,435 shares were automatically sold by the issuer on March 12, 2026 at a weighted-average price of about $9.11 per share to satisfy tax withholding obligations. On March 13, 2026, he made two bona fide gifts totaling 42,662 shares, split between his direct holdings and an entity reported as indirect ownership. Following these transactions, he holds 722,362 shares directly and continues to have additional indirect holdings through several trusts and entities, including 1,237,115 shares held by Siebel Asset Management III, L.P.
C3.ai, Inc. reported significantly weaker results for the quarter and nine months ended January 31, 2026. Quarterly revenue fell to $53.3 million from $98.8 million a year earlier, with subscription revenue at $48.2 million and professional services at $5.1 million. The company posted a quarterly net loss of $133.4 million, compared with a loss of $80.2 million, as operating expenses and stock-based compensation remained high.
For the nine-month period, revenue was $198.7 million versus $280.3 million, while net loss widened to $354.8 million. Operating cash outflow was $135.8 million. As of January 31, 2026, C3.ai held $88.8 million in cash and cash equivalents and $533.1 million in marketable securities, with stockholders’ equity of $719.5 million.
Remaining performance obligations were $225.4 million, with about $136.0 million expected to be recognized over the next 12 months. The company approved a restructuring plan that includes a 26% global workforce reduction and an expected $10.0–$12.0 million in restructuring charges in the fourth quarter of fiscal 2026 to reduce cash burn and non‑employee costs.
C3.ai, Inc. director Jim H. Snabe reported an open-market purchase of 25,000 shares of Class A Common Stock at $9.00 per share on March 9, 2026. After this transaction, he directly holds 395,000 shares.
The filing also shows an additional 28,000 shares held indirectly through BJHS Invest ApS, an entity of which he is the sole member. This mix of direct and indirect holdings outlines his overall equity exposure to C3.ai following the reported trade.
C3.ai, Inc. reported that Chief Financial Officer Hitesh Lath received a grant of options for 100,000 shares of common stock. The options were awarded at an exercise price of $0.00 per share. According to the vesting terms, 33.33% of the grant vests on the one-year anniversary of the vesting commencement date, with 8.33% vesting quarterly over the following two years, contingent on continued service.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported several equity transactions involving the company’s Class A common stock and related equity awards. On March 1, 2026, he exercised 32,736 Restricted Stock Units, converting them into the same number of Class A shares at a stated price of $0.00 per share.
On March 2, 2026, Siebel sold 17,655 Class A shares in an open‑market transaction at a weighted‑average price of $7.79 per share, with individual trades ranging from $7.75 to $7.82. On March 3, 2026, he made bona fide gifts totaling 15,081 Class A shares from his direct holdings and an additional 15,081 shares from entities such as The Siebel Living Trust and affiliated investment vehicles, which hold shares associated with him.