Welcome to our dedicated page for C3.ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai, Inc. (AI) reported lower revenue but a smaller loss for the quarter ended July 31, 2026 while emphasizing cost controls and a restructuring plan. Total revenue was $52.4 million, down from $70.3 million a year earlier, as subscription revenue fell to $49.2 million and professional services to $3.2 million. Gross profit declined to $16.7 million, and the company recorded an operating loss of $98.3 million, though this improved from a $124.8 million loss last year. Net loss narrowed to $92.8 million, or $0.60 per share, from $116.8 million, or $0.86 per share.
C3.ai generated $2.1 million of operating cash flow versus a $33.5 million outflow a year ago, helped by higher deferred revenue, which rose to $53.7 million. Remaining performance obligations were $200.0 million, slightly below $203.1 million at April 30, 2026. Liquidity remains strong, with $136.4 million in cash and equivalents and $514.6 million in marketable securities. The company is executing a restructuring plan focused on workforce and vendor cost reductions, sales reorganization, and product prioritization in high-growth AI and automation areas, while continuing to invest heavily in stock-based compensation of $59.2 million for the quarter.
C3.ai, Inc. (AI) reported several equity transactions by CEO, Chairman and 10% owner Thomas M. Siebel. On September 1, 2026, 32,736 Restricted Stock Units vested and were settled into 32,736 shares of Class A Common Stock.
On September 2, 2026, 16,890 shares were automatically withheld and sold by the issuer at a weighted-average price between $10.30 and $10.31 per share to satisfy tax withholding obligations. On September 3, 2026, Siebel made a bona fide gift of 15,846 directly held shares and an associated 15,846-share acquisition by The Siebel Living Trust, where he is trustee, was reported as indirect ownership. No Rule 10b5-1 trading plan is reported.
C3.ai, Inc. (AI) reported fiscal first quarter 2027 results for the three months ended July 31, 2026. Total revenue was $52.4 million, with subscription revenue of $49.2 million, or 94% of total. GAAP net loss was $92.8 million, or $0.60 per share, while non-GAAP net loss was $30.7 million, or $0.20 per share.
The turnaround focus shows in cash flow and bookings. Net cash provided by operating activities was $2.1 million and free cash flow was $2.1 million, compared with negative free cash flow a year earlier. Bookings increased 73% quarter over quarter, and cash, cash equivalents and marketable securities totaled $651.1 million.
The company guided second-quarter fiscal 2027 revenue to $51.0–$55.0 million and full-year fiscal 2027 revenue to $210.0–$240.0 million, with continued non-GAAP operating losses expected for both the quarter and the full year.
C3.ai, Inc. (AI) is calling a virtual 2026 annual stockholders meeting on October 26, 2026, at 10:00 a.m. Pacific Time. Stockholders will vote on electing three Class III directors (John C. Dwyer, Michael G. McCaffery, and Stephen M. Ward, Jr.), an advisory “say‑on‑pay” resolution, ratification of Deloitte & Touche LLP as auditor for the year ending April 30, 2027, and an amendment and restatement of the 2020 Equity Incentive Plan.
The equity plan amendment would add 10,000,000 Class A shares to the plan’s reserve and extend its 7% annual “evergreen” increase through May 1, 2036. As of August 4, 2026, there were 156,587,193 Class A and 3,499,992 Class B shares outstanding; Class A carries one vote per share and Class B carries 50 votes, voting together as a single class. The board recommends voting FOR all four proposals.
C3.ai, Inc. (AI) reported that director John Charles Dwyer received a grant of 132,077 options to purchase Class A common stock on August 25, 2026. The options have an exercise price of $9.79 per share and expire on August 24, 2036, leaving him with 132,077 derivative securities held directly after the grant.
Vesting is performance- and service-based: beginning with the vesting commencement date of August 25, 2026, 5% of the option shares vest on the last day of each fiscal quarter that he remains a director and attends the regularly scheduled board meeting in person. Any quarterly portion that does not vest due to a missed meeting becomes “Suspended Shares” and vests only after the fifth anniversary of the vesting commencement date, if the attendance conditions are satisfied in subsequent periods.
C3.ai, Inc. (AI) reported the initial holdings of new director John Charles Dwyer. He holds a stock option to acquire 132,077 shares of Class A common stock at an exercise price of $9.79 per share, expiring on August 24, 2036, plus 1,700 directly held Class A shares.
The option was granted under the 2020 Equity Incentive Plan in connection with his board appointment. Beginning after August 25, 2026, 5% of the option shares vest on the last day of each fiscal quarter he attends the regularly scheduled board meeting in person; missed-meeting tranches become “Suspended Shares” that vest only after the fifth anniversary of that vesting commencement date if attendance conditions are later satisfied.
C3.ai, Inc. (AI) announced that its board of directors appointed John C. Dwyer to the board effective August 25, 2026. He will serve as a Class III director with an initial term running until the company’s 2026 Annual Meeting of Stockholders and continuing until a successor is duly elected and qualified or earlier departure.
The company states there are no arrangements or understandings with any person regarding his appointment and that he has no material interests in related-party transactions requiring disclosure. As a non-employee director, he will receive the company’s standard non-employee director compensation, including an initial stock option award with a grant date fair value of $900,000 vesting over five years, under the company’s non-employee director compensation policy. Mr. Dwyer has also entered into the company’s standard indemnification agreement.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel exercised a stock option for 453,314 shares of Class A Common Stock at an exercise price of $3.90 per share on August 11, 2026, then sold 453,314 shares at a weighted-average price of $10.51 per share. The option was reported as fully vested and had an expiration date of November 27, 2028. After the exercise, 2,413,196 stock options remained reported as held directly. The activity was effected under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Additional Class A Common Stock is reported as held indirectly through various trusts, LLCs and limited partnerships associated with Siebel.
C3.ai, Inc. chief financial officer Hitesh Lath sold 20,000 shares of Class A Common Stock under a previously established Rule 10b5-1 trading plan. The shares were sold at a weighted-average price of $10 per share, with trades between $10 and $10.015, leaving him holding 363,106 shares directly.