C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
John E. Hyten, a director of C3.ai, Inc., reported a disposition to the issuer of 2,500 Class A common shares on October 15, 2026, at $12.16 per share. A footnote states that 2,500 of the 5,000 restricted stock units that vested that day were settled in cash. Following the transaction, he reported 61,714 directly held shares; 146,830 shares were held by Hyten Group LLC, of which he is the manager and sole member. No Rule 10b5-1 plan is reported.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel exercised 435,363 fully vested options for Class A shares on October 13, 2026, at a $3.90 exercise price, then sold 435,363 shares at a weighted-average $11.8179 per share under a Rule 10b5-1 trading plan dated September 20, 2024. His reported option position following the exercise was 1,533,585 options, expiring November 27, 2028.
C3.ai, Inc. Chief Financial Officer Hitesh Lath sold 20,000 shares of Class A Common Stock on October 12, 2026, at $12.37 per share under a previously established Rule 10b5-1 Plan. After the sale, he directly held 305,250 shares. He also reported indirect holdings of 45,786 shares through The Lath Family Revocable Trust, of which he is a trustee.
C3.ai, Inc. officer Hitesh Lath reported a proposed sale of 20,000 common shares through Merrill Lynch, with an aggregate market value of $247,400 and an approximate sale date of October 12, 2026. The shares are listed as acquired through restricted stock unit vesting on September 15, 2025. The notice also lists two prior sales during the preceding three months: 21,077 shares for $220,961.32 on September 16, 2026, and 20,000 shares for $200,090 on August 4, 2026.
C3.ai, Inc. (symbol: AI) is the issuer of record for a Form 4 filing submitted to the SEC. C3.ai, Inc. CEO and Chairman Thomas M. Siebel reported eight indirect gift transactions dated September 30, 2026, involving 428,128 shares: four transactions of 106,793 Class B Common Stock shares each and four of 239 Class A Common Stock shares each. Footnotes identify RS DE Investments LLC, CS DE Investments LLC, TS DE Investments LLC and HS DE Investments LLC as holders; they describe the Class A shares as received in pro-rata distributions to partners of two asset-management partnerships.
C3.ai, Inc. (AI) is identified in a notice of former officer Stephen Ehikian’s proposed sale of 50,271 shares of Class A common stock, with an indicated aggregate market value of $548,090.44. The notice lists October 1, 2026, as the approximate sale date, Merrill Lynch as broker, and NYSE as the exchange. Its remarks describe the transaction as a tax sale for restricted stock unit vesting.
C3.ai, Inc. (AI) director John E. Hyten reported two dispositions of Class A Common Stock back to the company in connection with cash-settled equity awards. On August 14, 2026 and September 15, 2026, 2,500 shares each time were returned to the issuer at prices of $9.93 and $10.79 per share, respectively, reflecting Restricted Stock Units that vested and were settled in cash rather than in stock. Separately, 146,830 shares are reported as held indirectly through Hyten Group LLC, which he manages as sole member, and no Rule 10b5-1 trading plan is reported.
C3.ai, Inc. (AI) reports that its chief financial officer, Hitesh Lath, had restricted stock units settle into 29,007 shares of Class A common stock on September 15, 2026, which were issued to him as vested shares. On September 16, 2026, 21,077 shares of Class A common stock were sold at a weighted-average price of $10.48 per share, with prices ranging from $10.37 to $10.64; the company states these shares were automatically sold to satisfy his tax withholding obligations related to the RSU vesting. Also on September 16 and on September 17, 2026, he made bona fide gifts totaling 59,712 shares, transferring 29,856 and 15,930 shares, respectively, from his direct holdings to The Lath Family Revocable Trust, of which he is a trustee. No Rule 10b5-1 trading plan is reported.
C3.ai, Inc. (AI) reports that CEO, Chairman and ten percent owner Thomas M. Siebel exercised stock options for a total of 444,248 shares of Class A Common Stock at an exercise price of $3.90 per share on September 15 and 16, 2026, and sold the same number of shares in open-market transactions. These transactions were effected under a previously established Rule 10b5-1 trading plan dated September 20, 2024, and the options exercised were fully vested.
C3.ai, Inc. (AI) received a Form 144 notice from officer Hitesh Lath covering a proposed sale of 37,007 shares of common stock, to be issued upon a restricted stock unit vesting dated September 16, 2026.
The notice lists 21,077 shares of common stock held for Rule 144 purposes and 157,279,864 shares of common stock outstanding, with contemplated sales through Merrill Lynch on the NYSE. It also reports prior sales by Lath over the last three months of 48,619 shares on June 30, 2026 and 20,000 shares on August 4, 2026.