Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai has filed a Form S-8 registration statement to register additional shares under its employee benefit plans. The filing includes:
- 9,375,694 shares of Class A common stock under the 2020 Equity Incentive Plan
- 1,339,384 shares of Class A common stock under the 2020 Employee Stock Purchase Plan (ESPP)
These additions are part of the automatic increase provisions effective May 1, 2025. The company, classified as a large accelerated filer, continues to expand its equity compensation programs. The registration supplements previous S-8 filings from 2020-2024.
Key management signatories include Thomas M. Siebel (CEO and Chairman) and Hitesh Lath (CFO). Notable board members include Condoleezza Rice, Bruce Sewell, and General John Hyten, Ret. The filing references the company's Annual Report for the fiscal year ended April 30, 2025, and incorporates various corporate governance documents by reference.
C3.ai's 10-K filing for fiscal year 2025 reveals several key developments in the enterprise AI software company's operations. Key financial metrics and business highlights include:
- Continued focus on enterprise AI solutions with expanded software licensing and professional services offerings
- Significant customer concentration risk, with two major customers accounting for a substantial portion of revenue
- Geographic expansion across North America, EMEA, and Asia-Pacific regions
- Investment in R&D through the C3.ai DTI Digital Transformation Institute Grants Program
- Ongoing litigation matters, including the Enel Global Services case and consolidated shareholder lawsuits
The company maintains a strong equity compensation structure through its 2020 Incentive Plan and Employee Stock Purchase Plan. Notable governance updates include enhanced risk management practices and continued investment in cloud hosting infrastructure. The filing indicates strategic focus on expanding market presence while managing operational and legal challenges.