Welcome to our dedicated page for C3.ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
Thomas M. Siebel, CEO, director and >10% owner of C3.ai (AI), sold 577,678 shares of Class A common stock on 08/12/2025 under a previously established Rule 10b5-1 trading plan dated 09/20/2024. The reported weighted-average sale price was $16.78, with individual trade prices ranging from $16.165 to $17.11. After the reported disposition, the filing shows the Reporting Person beneficially owns 2,973,572 shares of Class A common stock, including shares held through The Siebel Living Trust, First Virtual Holdings LLC, Siebel Asset Management, L.P., Siebel Asset Management III, L.P., and The Siebel 2011 Irrevocable Children's Trust. The Form 4 was signed by an attorney-in-fact on 08/14/2025.
C3.ai (AI) Schedule 13G/A filed by Thomas M. Siebel and related entities reports Mr. Siebel's beneficial ownership and voting power as of June 30, 2025. Mr. Siebel beneficially owned 29,313,195 shares across classes, including 3,072,820 shares of Class B and 26,120,375 shares of Class A, and is reported to beneficially own 18.6% of outstanding Class A common stock. The filing states 20,185,246 Class A shares could be issued on exercise of options within 60 days and 619,791 Class A shares could vest from RSUs within 60 days; Class B shares convert 1-for-1 into Class A and carry 50 votes per share versus one vote for Class A. The Siebel Living Trust, Siebel-managed investment vehicles, First Virtual and the Siebel 2011 Irrevocable Children’s Trust hold specified portions; the Living Trust alone holds 5,889,622 Class A shares (4.4%). The filing notes a reported decrease in Mr. Siebel’s Class A ownership of approximately 1.6% since the prior report.
C3.ai reporting persons led by Susquehanna-affiliated entities disclose aggregate beneficial ownership of 5,607,614 Class A shares, equal to 4.3% of the outstanding class based on 130,885,934 shares outstanding. The filing presents both direct holdings and option-based positions, and the reporting group consists of affiliated broker-dealers and an investment affiliate that coordinate this joint disclosure.
The ownership detail shows a concentration of voting and dispositive power at Susquehanna Securities, LLC with 5,490,128 shares reported as sole voting power and the group discloses options included in the aggregate (notably 3,998,900 options held by Susquehanna Securities and 104,100 options reported by Susquehanna Investment Group). The filers state these securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.