Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported RSU vesting, related share issuances, and a tax-related share sale. On June 15, 2026, he acquired a total of 29,008 shares of Class A Common Stock through the conversion of restricted stock units at a price of $0.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement.
On June 16, 2026, 34,210 shares of Class A Common Stock were sold at a weighted-average price of $10.95 per share. According to the disclosure, these shares were automatically withheld and sold by the issuer to satisfy Lath's tax withholding obligations related to the RSU vesting. Following these transactions, he directly holds 233,106 shares of Class A Common Stock.
C3.ai, Inc. director John E. Hyten reported an insider transaction involving Class A Common Stock. On June 15, 2026, he disposed of 2,500 shares back to the issuer at $11.03 per share in a disposition to the company, not an open-market sale.
The filing notes that 5,000 Restricted Stock Units vested on that date, with 2,500 settled in cash. Following the transaction, Hyten holds 71,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.
C3.ai, Inc. announced that board member and special advisor Jim H. Snabe has taken a leave of absence from the Board of Directors and his advisory role to the Chief Executive Officer, effective June 11, 2026, in connection with his appointment as Special Envoy to the European Commission for Industrial Artificial Intelligence.
During the leave, he will not vote as a director or perform director or advisory duties and will not stand for re-election at the 2026 annual stockholder meeting. He is expected to return to both roles after the leave ends. Effective the calendar day after his leave began, the Board size was reduced from twelve to eleven directors.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel reported a mix of stock sales, option exercises, RSU vesting and gifts of Class A Common Stock. He exercised stock options for 472,005 shares at $2.04 per share and 44,767 RSUs that converted into the same number of shares. On June 12–15, 2026, he sold 472,005 shares at a weighted-average price of about $11.11 and 23,570 shares at $10.92 per share, with a portion automatically sold by the issuer to satisfy tax withholding tied to RSU vesting under company policy. The filing notes that at least some sales were made under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Siebel also made bona fide gifts totaling 42,394 shares, both from direct holdings and from a trust. After these transactions, he directly holds 722,362 shares, while entities and trusts associated with him hold several million additional shares reported as indirect ownership.
C3.ai CEO and Chairman Thomas M. Siebel exercised stock awards and restructured his holdings in Class A Common Stock. On June 1, 2026, he exercised stock options for 6,166,667 shares at $11.16 per share and 32,736 RSUs, converting derivative awards into common stock.
The same day, all 6,166,667 option shares were removed from his remaining option balance, leaving no options from that grant outstanding. On June 2, 2026, 17,350 shares were sold at a weighted-average price of $11.32, with a footnote stating the issuer automatically sold these shares to cover tax withholding on RSU vesting.
On June 3, 2026, bona fide gifts totaling 12,364,106 shares were reported, involving both direct and indirect holdings. After these transactions, Siebel continues to hold 6,904,415 shares directly and 6,902,156 shares indirectly through entities such as trusts and partnerships.
C3 AI reported weaker fiscal 2026 results with heavy losses but a large insider share purchase and solid cash reserves. Fiscal 2026 revenue was $250.3 million, with $227.1 million from subscriptions. GAAP net loss was $470.4 million, or $3.35 per share, while non-GAAP net loss was $189.7 million, or $1.35 per share. Fiscal fourth quarter revenue was $51.6 million, with subscription revenue of $48.4 million and GAAP gross margin of 22%.
Cash, cash equivalents, and marketable securities totaled $575.4 million at April 30, 2026, and $673 million as of June 3, 2026, including Thomas Siebel’s purchase of 6.17 million shares at $11.16. The company recorded $10.8 million of restructuring expenses and free cash flow of negative $192.1 million for the year. For fiscal 2027, C3 AI guides revenue to $210–$240 million and a non-GAAP operating loss of $128–$160 million.
C3.ai, Inc. director John E. Hyten reported a routine compensation-related share disposition and updated holdings. On May 15, 2026, 2,500 shares of Class A Common Stock were disposed of back to the issuer at $8.65 per share, coded as a disposition to the issuer.
The filing notes that 5,000 Restricted Stock Units vested on that date and 2,500 of those units were settled in cash rather than shares. After the disposition, Hyten holds 74,214 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is the manager and sole member.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel reported paired option exercises and share sales in Class A Common Stock. On May 15 and May 18, 2026, he exercised options to acquire a total of 481,638 shares at $2.04 per share and sold the same number of shares in open-market transactions at weighted-average prices around $8.65–$8.72.
The filing shows he continues to hold 722,362 shares directly after these transactions, as well as additional indirect holdings through several trusts and investment entities referenced in the footnotes. The sales were executed under a previously established Rule 10b5-1 trading plan dated September 20, 2024, indicating they were pre-scheduled rather than discretionary market-timed trades.
C3.ai reports Amendment No. 6 to its Schedule 13G/A reflecting Thomas M. Siebel's beneficial ownership as of March 31, 2026. The filing lists 3,072,820 shares of Class B Common Stock and 22,483,831 shares of Class A Common Stock attributable to Mr. Siebel and related entities, and states Mr. Siebel beneficially owned 15.3% of outstanding Class A Common Stock. The filing discloses 25,556,651 shares as the number over which Mr. Siebel has sole voting power and notes a reported decrease in his Class A ownership of approximately 1.3% compared to the prior Amendment No. 5.