STOCK TITAN

C3.ai (AI) director Hyten disposes 2,500 shares, retains large holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. director John E. Hyten reported an insider transaction involving Class A Common Stock. On June 15, 2026, he disposed of 2,500 shares back to the issuer at $11.03 per share in a disposition to the company, not an open-market sale.

The filing notes that 5,000 Restricted Stock Units vested on that date, with 2,500 settled in cash. Following the transaction, Hyten holds 71,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.

Positive

  • None.

Negative

  • None.
Insider Hyten John E.
Role null
Type Security Shares Price Value
Disposition Class A Common Stock 2,500 $11.03 $28K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 71,714 shares (Direct, null); Class A Common Stock — 146,830 shares (Indirect, See Footnote)
Footnotes (1)
  1. 2,500 of 5,000 Restricted Stock Units that vested on June 15, 2026 were settled in cash. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Shares disposed to issuer 2,500 shares Class A Common Stock, disposition code D on June 15, 2026
Disposition price $11.03 per share Price for 2,500 shares disposed to issuer
Direct holdings after transaction 71,714 shares Class A Common Stock held directly after disposition
Indirect holdings after transaction 146,830 shares Class A Common Stock held indirectly via Hyten Group LLC
RSUs vested 5,000 RSUs Restricted Stock Units vested on June 15, 2026
RSUs settled in cash 2,500 RSUs Portion of vested RSUs settled in cash instead of shares
Restricted Stock Units financial
"2,500 of 5,000 Restricted Stock Units that vested on June 15, 2026 were settled in cash."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Disposition to issuer financial
"transaction_code_description: Disposition to issuer"
indirect ownership financial
"The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member."
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hyten John E.

(Last)(First)(Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026D(1)2,500D$11.0371,714D
Class A Common Stock146,830ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 2,500 of 5,000 Restricted Stock Units that vested on June 15, 2026 were settled in cash.
2. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Remarks:
/s/ Sasha Pesic, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did C3.ai (AI) director John E. Hyten report?

John E. Hyten reported disposing of 2,500 shares of C3.ai Class A Common Stock back to the company at $11.03 per share. This disposition to the issuer is different from an open-market sale and reflects a company-level transaction.

How many C3.ai (AI) shares does John E. Hyten hold after this Form 4?

After the reported transaction, John E. Hyten holds 71,714 C3.ai Class A Common Stock shares directly and 146,830 shares indirectly through Hyten Group LLC. These post-transaction balances provide context for the scale of the 2,500-share disposition.

What was the price for John E. Hyten’s disposed C3.ai (AI) shares?

The 2,500 C3.ai Class A Common Stock shares disposed of by John E. Hyten were transacted at $11.03 per share. This price applies specifically to the disposition to the issuer reported for June 15, 2026 on the Form 4.

How are John E. Hyten’s indirect C3.ai (AI) holdings structured?

Hyten’s 146,830 indirect C3.ai Class A Common Stock shares are held by Hyten Group LLC. According to the filing footnote, he is the manager and sole member of this LLC, which is used to hold these shares on an indirect basis.

What does the Restricted Stock Unit vesting mean in this C3.ai (AI) filing?

The filing states that 5,000 Restricted Stock Units vested on June 15, 2026, with 2,500 settled in cash. This indicates part of Hyten’s equity compensation was delivered as cash instead of shares when the RSUs vested.