STOCK TITAN

C3.ai (NYSE: AI) CFO sells 20,000 shares in 10b5-1 trade

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(Negative)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. chief financial officer Hitesh Lath sold 20,000 shares of Class A Common Stock under a previously established Rule 10b5-1 trading plan. The shares were sold at a weighted-average price of $10 per share, with trades between $10 and $10.015, leaving him holding 363,106 shares directly.

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Insider Lath Hitesh
Role CHIEF FINANCIAL OFFICER
Sold 20,000 shs ($200K)
Type Security Shares Price Value
Sale Class A Common Stock F1, F2 20,000 $10.00 $200K
Holdings After Transaction: Class A Common Stock — 363,106 shares (Direct)
Footnotes (2)
  1. F1. Transaction pursuant to previously established Rule 10b5-1 Plan.
  2. F2. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10 to $10.015, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares sold 20,000 shares Class A Common Stock sold by CFO Hitesh Lath
Weighted-average sale price $10.0000 per share Reported price for the 20,000-share sale, subject to price range footnote
Sale price range $10 to $10.015 per share Prices of multiple transactions comprising the reported sale
Shares held after sale 363,106 shares Direct holdings of Hitesh Lath following the transaction
Transaction date 2026-08-04 Date of reported sale of Class A Common Stock
Rule 10b5-1 Plan regulatory
"Transaction pursuant to previously established Rule 10b5-1 Plan."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted-average price financial
"The price reported is a weighted-average price for the shares sold."
Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.
Class A Common Stock financial
"Security title reported as Class A Common Stock for this sale."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did C3.ai (AI) report for CFO Hitesh Lath?

C3.ai reported that CFO Hitesh Lath sold 20,000 shares of Class A Common Stock. The transaction was executed under a Rule 10b5-1 trading plan, indicating it was pre-arranged rather than a discretionary market-timing decision.

On what date did the C3.ai (AI) CFO sell 20,000 shares?

The C3.ai CFO’s sale of 20,000 shares of Class A Common Stock occurred on 2026-08-04. This date reflects when the Rule 10b5-1 plan trade was executed and reported as a sale transaction in the company’s insider ownership records.

At what price did the C3.ai (AI) CFO sell his shares?

The reported sale used a weighted-average price of $10.0000 per share. According to the disclosure, individual trades occurred at prices ranging from $10 to $10.015 per share, and detailed price breakdowns are available on request from relevant parties.

How many C3.ai (AI) shares does the CFO hold after this sale?

After selling 20,000 shares, C3.ai CFO Hitesh Lath holds 363,106 shares of Class A Common Stock directly. This figure represents his reported direct ownership position immediately following the completion of the disclosed Rule 10b5-1 plan sale transaction.

Was the C3.ai (AI) CFO’s 20,000-share sale made under a Rule 10b5-1 plan?

Yes. The sale of 20,000 shares by C3.ai CFO Hitesh Lath was executed pursuant to a previously established Rule 10b5-1 Plan. Such plans allow insiders to pre-schedule trades, reducing the significance of trade timing as an informational signal.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lath Hitesh

(Last)(First)(Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/04/2026S(1)20,000D$10(2)363,106D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Transaction pursuant to previously established Rule 10b5-1 Plan.
2. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10 to $10.015, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ Tom MacMitchell, Attorney-in-Fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)