[144] C3.ai, Inc. SEC Filing

Rhea-AI Filing Summary

C3.ai, Inc. (AI) filed a Form 144 giving notice of a proposed sale of 470,420 shares of common stock through Merrill Lynch at an aggregate market value of $8,133,514.76. The filing shows 134,349,704 shares outstanding and lists the approximate date of sale as 10/01/2025. The securities were acquired as a stock bonus from C3 AI Inc. on 10/01/2025, with payment and consideration marked as N/A. The filer certifies they are unaware of undisclosed material adverse information about the issuer as part of the Form 144 signature representations.

Positive

• Clear disclosure of sale details including broker, share count, aggregate market value and planned sale date
• Acquisition method specified as a stock bonus, providing provenance for the securities
• Filer attests they are not aware of undisclosed material adverse information

Negative

• None.

Insights

Securities Analyst

TL;DR The notice discloses a routine Rule 144 sale of 470,420 shares via a major broker; size appears immaterial to market capitalization.

The filing clearly identifies the broker, share count, aggregate value, outstanding shares and planned sale date, enabling market participants to estimate potential near-term supply pressure. The securities were recorded as acquired via a stock bonus the same date as the reported acquisition, and no sales in the prior three months are reported. From a trading-impact perspective, the disclosed position represents a small fraction of the outstanding shares based on provided counts.

Corporate Governance Expert

TL;DR Form 144 compliance and the signers representation about nonpublic information follow expected disclosure controls for insider sales.

The document includes the required representation that the seller does not possess undisclosed material adverse information and notes potential trading-plan language. Identification of the broker and explicit acquisition method (stock bonus) supports traceability of the transaction. There are no disclosures of prior sales in the past three months or of any trading plan dates in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	470420	8133514.76	134349704	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	10/01/2025	STOCK BONUS	C3 AI INC			470420	10/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does C3.ai's (AI) Form 144 disclose about the proposed sale?

The Form 144 discloses a proposed sale of 470,420 common shares through Merrill Lynch with an aggregate market value of $8,133,514.76 and an approximate sale date of 10/01/2025.

How many C3.ai (AI) shares are outstanding according to the filing?

The filing states there are 134,349,704 shares outstanding.

How were the securities being sold acquired according to the Form 144?

The securities were acquired as a stock bonus from C3 AI Inc on 10/01/2025.

Did the filer report any securities sold in the past three months?

The filing indicates Nothing to Report for securities sold during the past three months.

Does the filer assert they possess no undisclosed material information?

Yes, by signing the Form 144 the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.