[144/A] C3.ai, Inc. SEC Filing

Rhea-AI Filing Summary

C3.ai, Inc. (AI) filed a Form 144/A notifying a proposed sale of 470,420 shares of common stock to be executed on or about 10/01/2025 on the NYSE through Merrill Lynch, 520 Newport Center Drive, Newport Beach, CA. The filing lists an aggregate market value of $8,133,514.76 for the shares and indicates 134,349,704 shares outstanding. The securities were acquired on 10/01/2025 as a stock bonus from C3 AI Inc., with payment and acquisition dates shown as the same date. No sales by the reporting person in the prior three months are reported. The filer affirms they are unaware of any undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Insider proposes to sell 470,420 shares valued at $8.13M, acquired as a stock bonus the same day.

This Form 144/A notifies a planned open-market sale executed through a major broker (Merrill Lynch) for 470,420 common shares with an aggregate market value of $8,133,514.76, to occur on or about 10/01/2025. The filing explicitly records the shares as acquired by stock bonus from the issuer on 10/01/2025 and states no sales in the prior three months. For investors, the filing documents supply-side pressure potential from an insider liquidity event, but provides no pricing or volume schedule details beyond the aggregate value and intended broker. The representation regarding lack of undisclosed material adverse information is standard.

Corporate Governance Expert

TL;DR: Governance disclosure shows a same-day acquisition and proposed sale; filing includes required attestation.

The notice contains required disclosures under Rule 144: identity of broker, class, quantity, aggregate market value, outstanding shares, acquisition method (stock bonus), and an attestation that the seller is not aware of undisclosed material adverse facts. The acquisition and proposed sale dates both listed as 10/01/2025 are notable in the record and are presented without additional context about any trading plan or restrictions. The document contains no information on any 10b5-1 plan adoption date or other trading instructions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	470420	8133514.76	134349704	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	10/01/2025	STOCK BONUS	C3 AI INC			470420	10/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)