C3.ai (NYSE: AI) director settles RSUs, disposes 2,500 shares to issuer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

C3.ai, Inc. director John E. Hyten reported a compensation-related share disposition tied to vested equity awards. On April 15, 2026, 2,500 shares of Class A Common Stock were disposed of to the issuer at $9.52 per share when 5,000 Restricted Stock Units vested and were partly settled in cash. After this, he held 76,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hyten John E.

Role Director

Type	Security	Shares	Price	Value
Disposition	Class A Common Stock	2,500	$9.52	$24K
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 76,714 shares (Direct); Class A Common Stock — 146,830 shares (Indirect, See Footnote)

Footnotes (1)

2,500 of 5,000 Restricted Stock Units that vested on April 15, 2026 were settled in cash. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.

Key Figures

Shares disposed to issuer: 2,500 shares Disposition price: $9.52 per share Direct holdings after transaction: 76,714 shares +3 more

6 metrics

Shares disposed to issuer 2,500 shares Class A Common Stock, disposition code D on April 15, 2026

Disposition price $9.52 per share Issuer disposition of 2,500 shares

Direct holdings after transaction 76,714 shares Class A Common Stock held directly by Hyten

Indirect holdings through Hyten Group LLC 146,830 shares Class A Common Stock held indirectly

Vested Restricted Stock Units 5,000 RSUs RSUs vested on April 15, 2026

RSUs settled in cash 2,500 units Portion of vested RSUs settled in cash, matching issuer disposition

Key Terms

Restricted Stock Units, Disposition to issuer, Class A Common Stock, indirect, +1 more

5 terms

Restricted Stock Units financial

"2,500 of 5,000 Restricted Stock Units that vested on April 15, 2026 were settled in cash."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

indirect financial

"ownership_type": "indirect""

Hyten Group LLC financial

"The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member."

Form 4 Insider Transactions: What Each Field Means →

04/16/2026 - 07:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hyten John E.

(Last)

(First)

(Middle)

C/O C3.AI, INC.

1400 SEAPORT BLVD

(Street)

REDWOOD CITY

CALIFORNIA

94063

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/15/2026		D⁽¹⁾		2,500	D	$9.52	76,714	D
Class A Common Stock								146,830	I	See Footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. 2,500 of 5,000 Restricted Stock Units that vested on April 15, 2026 were settled in cash.

2. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.

Remarks:

	/s/ Sasha Pesic, Attorney-in-Fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did C3.ai (AI) director John E. Hyten report?

John E. Hyten reported a disposition of 2,500 C3.ai Class A Common Stock shares back to the issuer at $9.52 per share. The transaction occurred when 5,000 Restricted Stock Units vested on April 15, 2026 and were partially settled in cash, reflecting a compensation-related event.

Was Hyten’s Form 4 transaction in C3.ai (AI) an open-market sale?

The Form 4 shows a disposition to the issuer, not an open-market sale. 2,500 shares were surrendered back to C3.ai when 5,000 Restricted Stock Units vested and were partially settled in cash, indicating a compensation settlement rather than a discretionary market trade.

How many C3.ai (AI) shares does John E. Hyten hold after this filing?

After the reported transactions, John E. Hyten held 76,714 C3.ai Class A shares directly. He also had 146,830 shares held indirectly through Hyten Group LLC, where he is the manager and sole member, according to the ownership disclosure and related footnote.

What do the Restricted Stock Units in Hyten’s C3.ai (AI) filing represent?

The filing notes 5,000 Restricted Stock Units vested on April 15, 2026, reflecting stock-based compensation. Of these, 2,500 units were settled in cash, corresponding to the 2,500-share disposition to the issuer, while the remaining vested units were settled in company stock.

How is Hyten’s indirect ownership in C3.ai (AI) structured?

Hyten’s indirect ownership consists of 146,830 C3.ai Class A shares held by Hyten Group LLC. The filing states he is the manager and sole member of this LLC, which means these shares are attributed to him as indirect beneficial holdings under the Form 4 disclosure.