C3.ai (AI) director’s tax-driven sale and matched buy, $3,509 remitted

Rhea-AI Filing Summary

C3.ai, Inc. director Jim H. Snabe reported offsetting trades in Class A Common Stock. On March 27, he sold 10,000 shares in an open-market sale at $8.08 per share and purchased 10,000 shares in an open-market buy at $7.73 per share.

The footnotes state the sale was made to satisfy “exit tax” obligations related to his emigration from Denmark, and that the resulting short-swing profits of $3,509 were remitted to the company. Following these transactions, he holds 385,000 shares directly and 28,000 shares indirectly through BJHS Invest ApS, of which he is the sole member.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Snabe Jim H.

Role Director

Bought 10,000 shs ($77K)

Sold 10,000 shs ($81K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	10,000	$8.08	$81K
Purchase	Class A Common Stock	10,000	$7.73	$77K
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 385,000 shares (Direct); Class A Common Stock — 28,000 shares (Indirect, See Footnote)

Footnotes (1)

1. Represents the sale to satisfy "exit tax" obligations with respect to shares held by Mr. Snabe, which is being imposed in connection with Mr. Snabe's emigration from Denmark. This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 10,000 shares by the Reporting Person on March 27, 2026. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $3,509. The shares are held by BJHS Invest ApS, of which the Reporting Person is the sole member.

Key Figures

Shares sold: 10,000 shares Sale price: $8.08 per share Shares purchased: 10,000 shares +4 more

7 metrics

Shares sold 10,000 shares Open-market sale of Class A Common Stock at $8.08 on March 27, 2026

Sale price $8.08 per share Price for 10,000 C3.ai Class A shares sold on March 27, 2026

Shares purchased 10,000 shares Open-market purchase of Class A Common Stock at $7.73 on March 27, 2026

Purchase price $7.73 per share Price for 10,000 C3.ai Class A shares bought on March 27, 2026

Direct holdings after trades 385,000 shares Direct C3.ai Class A Common Stock held by Jim H. Snabe after transactions

Indirect holdings 28,000 shares C3.ai Class A shares held indirectly through BJHS Invest ApS

Short-swing profits remitted $3,509 Section 16(b) short-swing profits paid by Snabe to C3.ai

Key Terms

exit tax, Section 16(b), short-swing profits, indirect ownership, +2 more

6 terms

exit tax financial

"Represents the sale to satisfy "exit tax" obligations with respect to shares held"

Section 16(b) regulatory

"This purchase was matchable under Section 16(b) of the Securities Exchange Act"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

short-swing profits financial

"The Reporting Person has remitted the resulting short-swing profits to the Company, which were $3,509"

indirect ownership financial

"The shares are held by BJHS Invest ApS, of which the Reporting Person is the sole member"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Snabe Jim H.

(Last) (First) (Middle)

C/O C3.AI, INC.

1400 SEAPORT BLVD

(Street)

REDWOOD CITY CALIFORNIA 94063

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/27/2026		S		10,000	D	$8.08(1)	385,000	D
Class A Common Stock	03/27/2026		P		10,000	A	$7.73(2)	395,000	D
Class A Common Stock								28,000	I	See Footnote(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the sale to satisfy "exit tax" obligations with respect to shares held by Mr. Snabe, which is being imposed in connection with Mr. Snabe's emigration from Denmark.

2. This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 10,000 shares by the Reporting Person on March 27, 2026. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $3,509.

3. The shares are held by BJHS Invest ApS, of which the Reporting Person is the sole member.

Remarks:

	/s/ Sasha Pesic, Attorney-in-Fact	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did C3.ai (AI) director Jim H. Snabe report?

Jim H. Snabe reported selling 10,000 C3.ai Class A shares at $8.08 and buying 10,000 shares at $7.73 on March 27. These offsetting open-market trades left his net direct share count broadly unchanged while updating his reported holdings.

Why did Jim H. Snabe sell 10,000 shares of C3.ai (AI) stock?

The filing states the 10,000-share sale was to satisfy “exit tax” obligations tied to Snabe’s emigration from Denmark. This indicates the disposition was driven by tax requirements rather than a discretionary reduction of his overall C3.ai equity exposure.

How many C3.ai (AI) shares does Jim H. Snabe hold after these transactions?

After the reported trades, Snabe holds 385,000 C3.ai Class A shares directly and 28,000 shares indirectly. The indirect shares are held through BJHS Invest ApS, an entity of which he is the sole member, as disclosed in the filing footnotes.

What are the short-swing profits remitted by Jim H. Snabe to C3.ai (AI)?

The filing notes that Snabe’s purchase was matchable under Section 16(b) with his same-day sale, creating short-swing profits of $3,509. According to the footnote, he remitted this $3,509 amount to C3.ai to satisfy the Section 16(b) profit recovery requirement.

How are Jim H. Snabe’s indirect C3.ai (AI) holdings structured?

The filing discloses 28,000 C3.ai shares held indirectly through BJHS Invest ApS. A footnote explains that Snabe is the sole member of BJHS Invest ApS, clarifying that these shares are attributed to him through this investment entity rather than held in his own name.

Do Jim H. Snabe’s C3.ai (AI) trades indicate a net buy or net sell position?

The Form 4 shows a same-day purchase and sale of 10,000 shares each, resulting in zero net shares bought or sold. Transaction summary data labels the overall net buy/sell share change as neutral, indicating no net change in his direct share count from these trades.