STOCK TITAN

C3.ai (NYSE: AI) CEO gifts 88,756 shares and sells stock for RSU taxes

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions involving Class A Common Stock. He received a fully vested grant of 27,503 Restricted Stock Units (RSUs), each representing one share upon settlement. To cover tax withholding obligations related to vested RSUs, 50,542 shares were automatically withheld and sold by the issuer at a weighted-average price of $9.45 per share. He also made two bona fide gifts totaling 88,756 shares, including one transfer from the Stephen Bradley Ehikian Revocable Trust, where he is sole trustee. After these moves, he directly holds 606,752 shares and indirectly holds 274,182 shares through the trust.

Positive

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Negative

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Insider Ehikian Stephen Bradley
Role Chief Executive Officer
Sold 50,542 shs ($478K)
Type Security Shares Price Value
Gift Class A Common Stock 44,378 $0.00 --
Gift Class A Common Stock 44,378 $0.00 --
Sale Class A Common Stock 50,542 $9.45 $478K
Grant/Award Class A Common Stock 27,503 $0.00 --
Holdings After Transaction: Class A Common Stock — 606,752 shares (Direct, null); Class A Common Stock — 274,182 shares (Indirect, See Footnote)
Footnotes (1)
  1. Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. The RSUs are fully vested. Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs previously granted and RSUs reported herein. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.24 to $9.5923, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held by the Stephen Bradley Ehikian Revocable Trust, of which the Reporting Person is the sole trustee.
RSU grant 27,503 RSUs Fully vested grant of Class A Common Stock equivalents
Shares sold for taxes 50,542 shares at $9.45 Automatic sale by issuer to satisfy RSU tax withholding
Total gifted shares 88,756 shares Two bona fide gifts of 44,378 shares each
Direct holdings after transactions 606,752 shares Direct Class A Common Stock owned post-transactions
Indirect holdings after transactions 274,182 shares Held via Stephen Bradley Ehikian Revocable Trust
Gift code transactions 2 gifts, 88,756 shares Bona fide gifts coded as G on Form 4
Restricted Stock Units (RSUs) financial
"Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share..."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
weighted-average price financial
"The price reported is a weighted-average price. These shares were sold in multiple transactions..."
Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.
Revocable Trust financial
"The shares are held by the Stephen Bradley Ehikian Revocable Trust, of which the Reporting Person is the sole trustee."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ehikian Stephen Bradley

(Last)(First)(Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/30/2026A27,503(1)A$0701,672D
Class A Common Stock07/01/2026S(2)50,542D$9.45(3)651,130D
Class A Common Stock07/02/2026G44,378D$0606,752D
Class A Common Stock07/02/2026G44,378A$0274,182ISee Footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. The RSUs are fully vested.
2. Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs previously granted and RSUs reported herein.
3. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.24 to $9.5923, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4. The shares are held by the Stephen Bradley Ehikian Revocable Trust, of which the Reporting Person is the sole trustee.
Remarks:
/s/ Sasha Pesic, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did C3.ai (AI) CEO Stephen Bradley Ehikian report?

Stephen Bradley Ehikian reported a fully vested grant of 27,503 RSUs, a sale of 50,542 shares to cover tax withholding on vested RSUs, and two bona fide gifts totaling 88,756 Class A Common shares, including one gift from a revocable trust he controls.

How many C3.ai (AI) shares did the CEO sell and at what price?

The CEO had 50,542 C3.ai Class A Common shares automatically withheld and sold by the issuer at a weighted-average price of $9.45 per share. This sale was executed to satisfy tax withholding obligations related to the vesting of RSUs previously granted and those reported.

What RSU grant did the C3.ai (AI) CEO receive in this Form 4 filing?

The filing shows the CEO received a grant of 27,503 Restricted Stock Units (RSUs), each representing a contingent right to one share of Class A Common Stock upon settlement. The RSUs are fully vested according to the disclosure, meaning no further service conditions apply.

How many C3.ai (AI) shares did the CEO gift, and how were they held?

The CEO made two bona fide gifts totaling 88,756 Class A Common shares, split into two transfers of 44,378 shares each. One gifted block was held directly, while the other was held by the Stephen Bradley Ehikian Revocable Trust, where he serves as sole trustee.

What are the C3.ai (AI) CEO’s shareholdings after these transactions?

After the reported grant, sale, and gifts, the CEO directly holds 606,752 shares of C3.ai Class A Common Stock. He also indirectly holds 274,182 additional shares through the Stephen Bradley Ehikian Revocable Trust, reflecting both his personal and trust-based ownership positions.

Were the C3.ai (AI) CEO’s share sales part of a tax withholding arrangement?

Yes. The filing explains that 50,542 shares of Class A Common Stock were automatically withheld and sold by the issuer to satisfy the CEO’s tax withholding obligations related to the vesting of previously granted RSUs and the RSUs reported in this transaction.