C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai, Inc. chief financial officer Hitesh Lath sold 20,000 shares of Class A Common Stock under a previously established Rule 10b5-1 trading plan. The shares were sold at a weighted-average price of $10 per share, with trades between $10 and $10.015, leaving him holding 363,106 shares directly.
C3.ai, Inc. CEO Thomas M. Siebel reported several equity moves. On August 2, he exercised 283,334 Performance Restricted Stock Units into the same number of Class A shares. On August 3, 139,500 shares were automatically sold by the issuer at a weighted-average $9.61 to satisfy his tax withholding obligations. On August 4, he made a bona fide gift of 143,834 shares, which are held in a living trust where he serves as trustee, and he also continues to hold additional shares indirectly through affiliated entities.
Hitesh Lath, associated with C3 AI, Inc., submitted a notice of intent to sell common stock through a Merrill Lynch account. The notice covers 20,000 shares on the NYSE on August 4, 2026. It also lists prior sales in June 2026 and earlier restricted stock unit vesting events in 2025.
An affiliate of the issuer plans to sell up to 203,000 shares of Class A Common Stock on the NYSE, through J.P. Morgan Securities LLC, with an approximate aggregate market value of $1,843,240. The issuer reports 151,949,285 Class A shares outstanding as of the planned sale date of August 3, 2026. Over the prior three months, Thomas M. Siebel reported multiple Class A stock sales, including 27,210 shares on May 4, 2026 and 472,005 shares on June 15, 2026, in connection with a RSU vest on August 2, 2026.
C3.ai, Inc. reports that a putative securities class action, John Liggett, Sr., et al. v. C3 AI, Inc., et al., No. 3:25-cv-07129-TLT, filed on August 22, 2025 in the U.S. District Court for the Northern District of California, has been resolved at the pleading stage. On July 14, 2026, the court granted defendants’ motion to dismiss the complaint in its entirety and dismissed every cause of action.
The company also includes forward-looking statements about its expectations regarding pending litigation and highlights the risk that remaining claims may not be resolved in its favor, which could result in unexpected costs, liabilities, or delays. It points to risk factors described in its Form 10-K for the year ended April 30, 2026.
C3.ai, Inc. director John E. Hyten reported a disposition to the issuer of 2,500 shares of Class A Common Stock on July 15, 2026 at $9.14 per share. A footnote states that 2,500 of 5,000 Restricted Stock Units that vested that day were settled in cash. Following the transaction, Hyten holds 69,214 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is the manager and sole member.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel reported option exercises and related stock sales in Class A Common Stock. Over July 14–15, 2026, he exercised options for 462,565 shares at strike prices of $3.90 and $2.04, and sold the same number of shares in open-market transactions at line-item prices of $9.07, $9.31 and $9.32 per share, with individual trades occurring between $8.83 and $9.60. The sales were effected under a previously established Rule 10b5-1 trading plan dated September 20, 2024. After these transactions, he holds 722,362 shares directly, additional indirect positions through several investment entities and a family trust, and retains stock options for 2,866,510 shares at a $3.90 exercise price expiring November 27, 2028, and 64,975 shares at a $2.04 exercise price expiring November 7, 2027.
Thomas M. Siebel submitted a Form 144 notice to potentially sell up to 1,795,490 shares of Class A Common Stock of issuer AI through J.P. Morgan Securities LLC, with an estimated aggregate market value of $16,087,590. The class had 151,949,285 shares outstanding at the time of the notice. The disclosure also lists several sales of Class A Common Stock in the prior three months, including 472,005 shares sold on June 15, 2026 for $5,241,899 and 369,624 shares sold on May 15, 2026 for $3,221,938.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions involving Class A Common Stock. He received a fully vested grant of 27,503 Restricted Stock Units (RSUs), each representing one share upon settlement. To cover tax withholding obligations related to vested RSUs, 50,542 shares were automatically withheld and sold by the issuer at a weighted-average price of $9.45 per share. He also made two bona fide gifts totaling 88,756 shares, including one transfer from the Stephen Bradley Ehikian Revocable Trust, where he is sole trustee. After these moves, he directly holds 606,752 shares and indirectly holds 274,182 shares through the trust.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported a mix of equity awards and share sales involving Class A Common Stock. He received two grants totaling 198,619 Restricted Stock Units (RSUs), including one award of 100,000 RSUs that will vest on September 15, 2027 with the remainder vesting over the following 12 months, subject to continued service.
He also reported the sale of 48,619 shares at a weighted-average price of $8.77 per share, with the filing noting these shares were automatically sold by the issuer to cover tax withholding obligations related to RSU vesting and were executed under a previously established Rule 10b5-1 plan. Following these transactions, Lath holds 383,106 shares of Class A Common Stock directly.