Welcome to our dedicated page for C3.ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai submitted a Form 144 notifying of a proposed sale of 48,619 shares of Common Stock with a trade date listed as 06/30/2026. The filing names Merrill Lynch as the broker and shows a recent sale by Hitesh Lath of 34,210 shares on 06/16/2026.
C3.ai, Inc. reports another year of heavy investment in Enterprise AI, with a net loss of approximately $470.4 million for the fiscal year ended April 30, 2026 and an accumulated deficit of $1.8 billion. The company sells a broad suite of AI products, including the C3 Agentic AI Platform, C3 AI Applications, C3 Generative AI and the new C3 Code agentic development environment, all aimed at helping large organizations deploy AI at scale.
C3.ai highlights a partner-led go-to-market model with Microsoft, AWS, Google Cloud and major consultancies, and a subscription and consumption-based revenue model centered on long, complex enterprise sales cycles. Management stresses its patented model-driven architecture and growing patent portfolio, while warning about intense competition, reliance on a limited number of large customers, rapid technology change, data privacy and security obligations, and continued operating losses.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported RSU vesting, related share issuances, and a tax-related share sale. On June 15, 2026, he acquired a total of 29,008 shares of Class A Common Stock through the conversion of restricted stock units at a price of $0.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement.
On June 16, 2026, 34,210 shares of Class A Common Stock were sold at a weighted-average price of $10.95 per share. According to the disclosure, these shares were automatically withheld and sold by the issuer to satisfy Lath's tax withholding obligations related to the RSU vesting. Following these transactions, he directly holds 233,106 shares of Class A Common Stock.
C3.ai, Inc. director John E. Hyten reported an insider transaction involving Class A Common Stock. On June 15, 2026, he disposed of 2,500 shares back to the issuer at $11.03 per share in a disposition to the company, not an open-market sale.
The filing notes that 5,000 Restricted Stock Units vested on that date, with 2,500 settled in cash. Following the transaction, Hyten holds 71,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.
C3.ai, Inc. announced that board member and special advisor Jim H. Snabe has taken a leave of absence from the Board of Directors and his advisory role to the Chief Executive Officer, effective June 11, 2026, in connection with his appointment as Special Envoy to the European Commission for Industrial Artificial Intelligence.
During the leave, he will not vote as a director or perform director or advisory duties and will not stand for re-election at the 2026 annual stockholder meeting. He is expected to return to both roles after the leave ends. Effective the calendar day after his leave began, the Board size was reduced from twelve to eleven directors.
C3.ai, Inc. CEO and Chairman Thomas M. Siebel reported a mix of stock sales, option exercises, RSU vesting and gifts of Class A Common Stock. He exercised stock options for 472,005 shares at $2.04 per share and 44,767 RSUs that converted into the same number of shares. On June 12–15, 2026, he sold 472,005 shares at a weighted-average price of about $11.11 and 23,570 shares at $10.92 per share, with a portion automatically sold by the issuer to satisfy tax withholding tied to RSU vesting under company policy. The filing notes that at least some sales were made under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Siebel also made bona fide gifts totaling 42,394 shares, both from direct holdings and from a trust. After these transactions, he directly holds 722,362 shares, while entities and trusts associated with him hold several million additional shares reported as indirect ownership.
C3.ai CEO and Chairman Thomas M. Siebel exercised stock awards and restructured his holdings in Class A Common Stock. On June 1, 2026, he exercised stock options for 6,166,667 shares at $11.16 per share and 32,736 RSUs, converting derivative awards into common stock.
The same day, all 6,166,667 option shares were removed from his remaining option balance, leaving no options from that grant outstanding. On June 2, 2026, 17,350 shares were sold at a weighted-average price of $11.32, with a footnote stating the issuer automatically sold these shares to cover tax withholding on RSU vesting.
On June 3, 2026, bona fide gifts totaling 12,364,106 shares were reported, involving both direct and indirect holdings. After these transactions, Siebel continues to hold 6,904,415 shares directly and 6,902,156 shares indirectly through entities such as trusts and partnerships.
C3 AI reported weaker fiscal 2026 results with heavy losses but a large insider share purchase and solid cash reserves. Fiscal 2026 revenue was $250.3 million, with $227.1 million from subscriptions. GAAP net loss was $470.4 million, or $3.35 per share, while non-GAAP net loss was $189.7 million, or $1.35 per share. Fiscal fourth quarter revenue was $51.6 million, with subscription revenue of $48.4 million and GAAP gross margin of 22%.
Cash, cash equivalents, and marketable securities totaled $575.4 million at April 30, 2026, and $673 million as of June 3, 2026, including Thomas Siebel’s purchase of 6.17 million shares at $11.16. The company recorded $10.8 million of restructuring expenses and free cash flow of negative $192.1 million for the year. For fiscal 2027, C3 AI guides revenue to $210–$240 million and a non-GAAP operating loss of $128–$160 million.
C3.ai, Inc. director John E. Hyten reported a routine compensation-related share disposition and updated holdings. On May 15, 2026, 2,500 shares of Class A Common Stock were disposed of back to the issuer at $8.65 per share, coded as a disposition to the issuer.
The filing notes that 5,000 Restricted Stock Units vested on that date and 2,500 of those units were settled in cash rather than shares. After the disposition, Hyten holds 74,214 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is the manager and sole member.