Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
C3.ai Executive Chairman Thomas M. Siebel, a director and 10% owner, reported a planned stock transaction in Class A common shares. On February 10, 2026, he exercised stock options for 511,732 shares at an exercise price of $2.04 per share and then sold 511,732 shares in open-market transactions at a weighted-average price of $11.66 per share.
The filing shows he directly held 722,362 Class A shares afterward, plus additional indirect holdings through various entities, including The Siebel Living Trust, First Virtual Holdings LLC, Siebel Asset Management partnerships, and The Siebel 2011 Irrevocable Children's Trust. The activity was carried out under a pre-established Rule 10b5-1 trading plan dated September 20, 2024, and the exercised option was fully vested.
C3.ai Executive Chairman Thomas M. Siebel, a director and 10% owner, reported RSU vesting, related share issuance, a tax-withholding sale, and internal transfers of Class A Common Stock. On February 1, 2026, 53,125 Restricted Stock Units vested and were settled into 53,125 shares of Class A stock at an exercise price of $0, increasing his direct holdings to 775,487 shares.
On February 2, 2026, 27,605 Class A shares were sold at a weighted-average price of $10.81, with the issuer automatically withholding and selling these shares to satisfy tax obligations tied to the RSU vesting. On February 3, 2026, 25,520 shares were transferred from direct ownership to The Siebel Living Trust u/a/d 7/27/93 and 25,520 shares were received by that trust, both at $0. Indirect holdings are also reported in several related entities, including The Siebel Living Trust, First Virtual Holdings, LLC, and Siebel Asset Management partnerships.
Form 144 discloses planned sales of 73,500 shares of Class A common stock through J.P. Morgan Securities on the NYSE, with an aggregate market value of 809,970.
The shares were acquired via an RSU vest on 02/02/2026. The filing also lists multiple Class A common stock sales during the prior three months by Thomas M. Siebel and the Siebel Living Trust.
C3.ai, Inc. director John E. Hyten reported a disposition of 2,500 shares of Class A Common Stock on January 15, 2026 related to restricted stock units settled in cash. The filing explains that 2,500 of 5,000 restricted stock units that vested on that date were settled in cash rather than in stock.
Following this transaction, Hyten held 128,158 shares of Class A Common Stock directly. In addition, 102,886 shares of Class A Common Stock were held indirectly through Hyten Group LLC, an entity of which he is the manager and sole member.
C3.ai Executive Chairman Thomas M. Siebel reported option exercises and share sales of Class A common stock. On January 13, 2026, he exercised a stock option for 212,586 shares at an exercise price of $2.04 per share and acquired the same number of Class A shares.
That day, he sold 212,586 Class A shares directly at a weighted-average price of $13.52 per share and a further 309,589 shares indirectly through an entity associated with him, in multiple trades between $13.265 and $14.20. The activity was carried out under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Following these transactions, he continued to hold both direct and indirect positions in C3.ai stock, including option holdings that remain outstanding and fully vested.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions in the company’s Class A common stock. On 12/30/2025, he received a grant of 18,090 Restricted Stock Units (RSUs), each representing one share of Class A common stock, which the filing states are fully vested. On 12/31/2025, 234,918 shares of Class A common stock were automatically withheld and sold by the company to cover his tax withholding obligations related to vested RSUs, at a weighted-average price of $13.56 per share.
Following these transactions, the filing shows changes in how his holdings are structured. On 01/02/2026, 182,488 shares moved from his direct ownership at no stated price, and the same number of shares were then listed as indirectly owned through the Stephen Bradley Ehikian Revocable Trust, for which he is the sole trustee. After the reported transactions, he beneficially owned 924,074 shares directly and 182,488 shares indirectly through the trust.
AI received a notice that a holder plans to sell restricted shares under Rule 144. The planned sale covers 234,918 common shares through Merrill Lynch on the NYSE, with an indicated aggregate market value of $3,184,990.76. The issuer reports 137,253,289 shares of this class outstanding. The securities to be sold were acquired on 12/30/2025 through the vesting of 417,406 restricted stock units, with the same date shown for payment. The seller confirms they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
C3.ai, Inc. Executive Chairman, director and 10% owner Thomas M. Siebel reported selling Class A common stock in mid-December 2025. On December 16, 2025, he sold 392,064 shares at a weighted-average price of $14.37, and on December 17, 2025, he sold 140,768 shares at a weighted-average price of $14.22. The filing states these transactions were made under a pre-established Rule 10b5-1 trading plan dated September 20, 2024.
Following these transactions, Siebel continues to beneficially own significant amounts of C3.ai stock, including indirect holdings through The Siebel Living Trust and several affiliated entities such as First Virtual Holdings, Siebel Asset Management partnerships, and The Siebel 2011 Irrevocable Children's Trust.
C3.ai, Inc. reported an insider equity transaction by one of its directors. On December 15, 2025, the director disposed of 2,500 shares of Class A common stock at $14.65 per share in a transaction linked to restricted stock units. A footnote explains that 2,500 of 5,000 restricted stock units that vested on that date were settled in cash rather than in shares.
Following this transaction, the director beneficially owned 130,658 Class A shares directly and 102,886 Class A shares indirectly through The Hyten Group LLC, where the reporting person is the manager and sole member.
C3.ai’s Chief Financial Officer reported equity compensation activity involving the company’s Class A common stock. On December 15, 2025, restricted stock units (RSUs) converted into 8,008, 1,000 and 20,000 shares at an exercise price of $0, increasing the officer’s direct holdings.
On December 16, 2025, 15,042 shares were automatically sold at a weighted-average price of $14.38 to satisfy tax withholding obligations related to the RSU vesting. After these transactions, the officer directly owned 223,120 Class A shares and continued to hold RSUs that vest over time as service with the company continues.