[Form 3] C3.ai, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

C3.ai, Inc. (AI) filed a Form 3 reporting initial beneficial ownership information for Stephen Bradley Ehikian, who is identified as the company's Chief Executive Officer and a director. The filing lists the event date as 09/01/2025 and states that no securities are beneficially owned by the reporting person. The form is signed by an attorney‑in‑fact, Andrew Thomases, dated 09/11/2025. The filing otherwise contains no holdings, derivative positions, or additional transaction details.

Positive

• Form 3 filed identifying the reporting person and relationship to the issuer, satisfying Section 16 disclosure requirements
• Filing includes explicit statement that clarifies holdings status ("No securities are beneficially owned"), removing ambiguity

Negative

• Reporting person (CEO) has no beneficial ownership of company securities according to this filing, which may raise governance or alignment questions for investors

Insights

Financial Analyst

TL;DR: CEO reported no beneficial ownership; this is factual disclosure with limited immediate market impact.

The Form 3 identifies Stephen Bradley Ehikian as CEO and director of C3.ai and states explicitly that he beneficially owns no securities. From a market viewpoint, this filing is informational compliance rather than a financial event. It provides no revenue, expense, or transaction data to assess valuation. The lack of ownership by the CEO may prompt investor questions about alignment with shareholder interests, but the filing itself contains no further context or material transactions to quantify impact.

Corporate Governance Expert

TL;DR: Corporate disclosure completed; absence of reported holdings is notable for governance review but not a standalone material event.

The submission fulfills Section 16 initial reporting requirements by naming the reporting person, relationship to the issuer, event date, and attestation via attorney‑in‑fact. It explicitly states "No securities are beneficially owned." For governance assessment, this fact is relevant to board/shareholder alignment discussions, yet the form contains no additional governance actions, grant details, or hedging arrangements. As filed, it is a routine disclosure with limited standalone materiality.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ehikian Stephen Bradley

(Last) (First) (Middle)

C/O C3.AI, INC.

1400 SEAPORT BLVD

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Andrew Thomases, Attorney-in-Fact	09/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for C3.ai (AI) report about Stephen Bradley Ehikian's holdings?

The Form 3 states "No securities are beneficially owned." It reports no direct or indirect ownership or derivative positions.

What role does the reporting person hold at C3.ai according to this filing?

The filing identifies Stephen Bradley Ehikian as a Director and the company's Chief Executive Officer.

What are the event and filing dates on the Form 3 for C3.ai (AI)?

The event date is listed as 09/01/2025 and the form is signed by an attorney‑in‑fact on 09/11/2025.

Who signed the Form 3 for Stephen Bradley Ehikian?

The signature on the form is by /s/ Andrew Thomases, Attorney‑in‑Fact, dated 09/11/2025.

Does the Form 3 disclose any derivative securities or option grants for the reporting person?

No. The filing contains no entries in Table I or Table II and explicitly states no securities are beneficially owned.