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Firefly Neuroscience (AIFF) updates interim CEO’s indirect share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

FIREFLY NEUROSCIENCE, INC. filed an amended Form 3 updating insider holdings for Interim CEO Gregory Lipschitz. The amendment reports that 403,707 shares of common stock are held indirectly through Bower Four Capital Corporation, where he is the sole stockholder, and clarifies that he disclaims beneficial ownership except for his pecuniary interest. The shares were mistakenly omitted from the original Form 3 due to an error by the company’s SEC financial printer, so this amendment reflects a correction rather than a new transaction.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Lipschitz Gregory

(Last) (First) (Middle)
C/O FIREFLY NEUROSCIENCE, INC.
1100 MILITARY ROAD

(Street)
KENMORE NY 14217

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2024
3. Issuer Name and Ticker or Trading Symbol
FIREFLY NEUROSCIENCE, INC. [ AIFF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/12/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 403,707(1)(2) I Bower Four Capital Corporation
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These securities are held by Bower Four Capital Corporation, of which the Reporting Person is the sole stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
2. Due to an error made by the Issuer's SEC financial printer, these securities were mistakenly omitted in the original Form 3 filed on March 12, 2025.
/s/ Gregory Lipschitz 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Firefly Neuroscience Inc.

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Software - Application
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United States
KENMORE