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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 5, 2026
AIM
IMMUNOTECH INC.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-27072 |
|
52-0845822 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
| 2117
SW Highway 484, Ocala, Florida |
|
34473 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (352) 448-7797
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
symbol |
|
Name
of each exchange on which registered |
| Common Stock, par value
$0.001 per share |
|
AIM |
|
NYSE American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 7.01 |
Regulation FD Disclosure. |
Furnished
herewith as Exhibits 99.1 and 99.2, respectively, are a Corporate Presentation of AIM ImmunoTech Inc. (the “Company”) titled
“The Ampligen Opportunity” and a press release issued by the Company on November 5, 2026.
The
information furnished under this Item 7.01, including Exhibits 99.1 and 99.2, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities
of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities
Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Cautionary
Note Regarding Forward-Looking Statements
This
Current Report on Form 8-K, including Exhibits 99.1 and 99.2, contains forward-looking statements within the meaning of Section 27A of
the Securities Act and Section 21E of the Exchange Act. Forward-looking statements include, but are not limited to, statements relating
to: the potential of Ampligen to enhance and extend clinical benefit; the potential of combined treatment approaches to pancreatic cancer;
expectations regarding Ampligen’s mechanism of action; the timing and outcome of future clinical trials, regulatory submissions,
or government funding decisions; and the Company’s business strategy and objectives.
Words
such as “believe,” “may,” “will,” “could,” “should,” “estimate,”
“anticipate,” “intend,” “expect,” “potential,” “plan,” “project,”
and similar expressions identify forward-looking statements. These statements are based on current expectations and assumptions that
may prove incorrect, and involve risks and uncertainties that could cause actual results to differ materially. Important factors include:
uncertainties in pharmaceutical development, including the risk that preclinical results may not be replicated in clinical trials; regulatory
uncertainties; dependence on government funding; limited financial resources; and competitive and market conditions.
A
further description of risks and uncertainties can be found in the Company’s Annual Report on Form 10-K for the fiscal year ended
December 31, 2025, and in its subsequent Quarterly Reports on Form 10-Q, including in the sections thereof captioned “Risk Factors,”
as well as in its subsequent Current Reports on Form 8-K, all of which are filed with the U.S. Securities and Exchange Commission and
available at www.sec.gov. All forward-looking statements speak only as of the date hereof, and the Company undertakes no obligation to
update them except as required by law. The Company claims the protection of the safe harbor for forward-looking statements contained
in the Private Securities Litigation Reform Act of 1995.
| Item 9.01 |
Financial Statements and Exhibits. |
(d)
Exhibits
| Exhibit No. |
|
Description |
| 99.1 |
|
Corporate Presentation. |
| 99.2 |
|
Press Release, dated November 5, 2026. |
| 104 |
|
Cover Page Interactive Data File (embedded within the
Inline XBRL document). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Date: November 5, 2026 |
AIM ImmunoTech
Inc. |
| |
|
|
| |
By: |
/s/ Thomas
K. Equels |
| |
|
Thomas K. Equels |
| |
|
Chief Executive Officer |
Exhibit 99.2

AIM
ImmunoTech Highlights Ampligen® Opportunity to Potentially Extend Benefits of RAS-Targeted Therapies in Pancreatic Cancer
New
investor presentation outlines scientific rationale for combining Ampligen’s immune-stimulating activity with daraxonrasib’s
targeted RAS inhibition to potentially prolong clinical benefit
Previously
reported Ampligen clinical observations support further investigation in pancreatic cancer
Phase
2 DURIPANC topline results expected in Q1 2027, with additional clinical and immune-response analyses anticipated in Q3 2027
Access
the presentation here
OCALA,
Fla., November 5, 2026 / AIM ImmunoTech Inc. (NYSE American: AIM) (“AIM” or the “Company”) today announced
the release of a new investor presentation, “The Ampligen Opportunity,” highlighting the potential for Ampligen (rintatolimod)
to complement emerging RAS-targeted therapies in pancreatic cancer, including Revolution Medicines’ Rasonque ™ (daraxonrasib).
The
presentation examines recent advances in pancreatic cancer treatment and the scientific rationale for combining RAS inhibition with immune
stimulation to potentially enhance and extend clinical benefit. It also highlights previously reported Ampligen clinical observations,
the ongoing Phase 2 DURIPANC program and anticipated 2027 milestones.
AIM
Chief Executive Officer Thomas K. Equels states: “Ampligen has been demonstrated to be a powerful innate immunomodulator with broad-spectrum
anti-tumor proliferation effects, while the RAS-targeted therapy daraxonrasib represents a new and promising development which, I believe,
will likely become a first-line therapy for pancreatic cancer. I see great potential in bringing the two together. While daraxonrasib
targets the signaling pathways that drive tumor growth, Ampligen is designed to stimulate innate and adaptive immune responses, which
helps set Ampligen apart among late-stage clinical trials for pancreatic cancer. We believe these potentially complementary mechanisms
of action provide a compelling foundation for investigating how Ampligen might enhance and prolong the benefits of targeted RAS treatment,
which is especially significant because of daraxonrasib’s potential to become the standard of care therapy for pancreatic cancer
in the very near future.”
Key
Highlights from the Investor Presentation
Daraxonrasib’s
Phase 3 Results and the Potential for Complementary Treatment Strategies
The
presentation highlights results from the randomized Phase 3 RASolute 302 study evaluating daraxonrasib against investigators’ choice
of chemotherapy in previously treated metastatic pancreatic ductal adenocarcinoma.
In
the overall study population, daraxonrasib demonstrated:
| ● | Median
overall survival of 13.2 months versus 6.7 months with chemotherapy (hazard ratio: 0.40). |
| ● | Median
progression-free survival of 7.2 months versus 3.6 months with chemotherapy (hazard ratio:
0.49). |
These
findings underscore the progress being made in RAS-targeted treatment and the opportunity to investigate strategies that may further
extend disease control.
Complementary
Mechanisms Support Further Investigation
Daraxonrasib
inhibits RAS(ON) signaling involved in tumor growth, while Ampligen is an investigational Toll-like receptor 3 (TLR3) agonist designed
to stimulate innate and adaptive immune responses.
Previously
published research involving Ampligen has demonstrated immune modulation involving dendritic cells and T-cell responses. AIM believes
these distinct mechanisms support further investigation of whether Ampligen could enhance anti-tumor immune activity alongside RAS inhibition.
The
proposed combination remains investigational, and its safety, efficacy and potential to improve outcomes beyond daraxonrasib alone have
not been established.
Previously
Reported Ampligen Clinical Observations Provide an Encouraging Foundation
The
presentation highlights findings from a Netherlands government-approved Named Patient Program evaluating Ampligen following FOLFIRINOX
chemotherapy in patients with advanced pancreatic cancer.
In
this nonrandomized program, 57 Ampligen-treated patients were compared with 27 historical controls. Exploratory findings included:
| ● | Median
overall survival of 19.7 months versus 12.5 months in historical controls. |
| ● | Median
progression-free survival of 12.6 months versus 8.6 months in historical controls. |
| ● | Median
overall survival of 34.8 months in an Ampligen-treated subgroup with a baseline neutrophil-to-lymphocyte
ratio of 4.5 or less, versus 19.3 months among Ampligen-treated patients with higher ratios. |
DURIPANC
Program Advancing Toward Key 2027 Clinical Milestones
AIM’s
ongoing Phase 1/2 DURIPANC study is evaluating Ampligen in combination with durvalumab (Imfinzi®) in patients with metastatic pancreatic
cancer who achieved stable disease following FOLFIRINOX chemotherapy.
The
study enrolled 28 patients across Phase 1 and Phase 2. The Phase 2 primary endpoint is clinical benefit rate at 24 weeks. To date, the
clinical trial has met each milestone on schedule.
Previously
reported interim findings include encouraging tolerability, with only three Grade 3 immune-related adverse events; consistently high
patient-reported quality of life; and preliminary evidence of coordinated innate and adaptive immune activation.
AIM
anticipates the following milestones:
| ● | Q1
2027: Phase 2 topline results evaluating clinical benefit rate at 24 weeks. |
| ● | Q3
2027: Additional analyses of overall survival, progression-free survival, quality of
life and immune responses. |
These
findings are expected to help inform future development opportunities, including the potential design of a pivotal Phase 3 trial.
Exploring
the Potential to Extend RAS-Targeted Treatment Benefits
The
presentation also outlines a proposed development strategy to investigate whether adding Ampligen to ongoing daraxonrasib treatment,
or as a post-daraxonrasib maintenance therapy, could strengthen anti-tumor immune responses and potentially extend disease control.
Potential
evaluations include safety, biological activity, treatment timing, progression-free survival and duration of response. This proposed
strategy is not an established clinical trial protocol, and additional research would be required to evaluate the combination.
Positioning
Ampligen for the Evolving Pancreatic Cancer Treatment Landscape
As
RAS-targeted therapies continue to advance, AIM believes Ampligen’s immunomodulatory mechanism and existing clinical observations
provide a foundation for exploring complementary treatment strategies.
With
anticipated DURIPANC milestones in 2027, the Company remains focused on generating additional clinical evidence while evaluating opportunities
to expand Ampligen’s potential role in pancreatic cancer treatment.
The
Company’s new investor presentation, “The Ampligen Opportunity,” is available here.
About
Ampligen®
Ampligen®
(rintatolimod) is an investigational immunomodulatory drug that acts through Toll-like receptor 3 (TLR3) signaling. It is being investigated
for its potential to stimulate innate and adaptive immune responses across multiple disease settings, including cancer. In pancreatic
cancer, research has demonstrated immune modulation involving dendritic-cell-mediated T-cell responses. Ampligen is not approved by the
U.S. Food and Drug Administration for the treatment of pancreatic cancer.
About
AIM ImmunoTech Inc.
AIM
ImmunoTech Inc. is an immuno-pharma company focused on the research and development of its lead product, Ampligen® (rintatolimod),
for the treatment of late-stage pancreatic cancer, a lethal and unmet global health problem. Ampligen is a dsRNA and highly selective
TLR3 agonist immuno-modulator that has shown broad-spectrum activity in clinical trials.
For
more information, please visit aimimmuno.com and connect with the Company on X, LinkedIn, and Facebook.
Trademark
Note
Rasonque™
is a registered trademark of Revolution Medicines Inc. AIM ImmunoTech is not affiliated with, sponsored by, or endorsed by Revolution
Medicines Inc.
Cautionary Statement
This
press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section
21E of the Securities Exchange Act of 1934, as amended, that involve a number of risks and uncertainties. Any forward-looking statements
set forth in this press release speak only as of the date hereof. Such forward-looking statements may include statements relating to:
the potential of Ampligen to enhance and extend clinical benefit; the potential of combined treatment approaches to pancreatic cancer;
the potential for any such effect to be durable or long-lasting; Ampligen’s potential to complement existing therapies and to overcome
biological barriers that have limited treatment success in pancreatic cancer; the timing, conduct and outcome of the DURIPANC primary
endpoint analyses, biomarker evaluations and overall survival follow-up; the timing and outcome of planned regulatory interactions; the
Company’s long-term pancreatic cancer development strategy and its efforts to position Ampligen for the next stage of development;
and the Company’s ability to create long-term value for its stockholders. Forward-looking statements include statements attributed
to, or made by, the Company’s Chief Executive Officer in this press release. For all forward-looking statements, the Company claims
the protection of the safe harbor for forward-looking statements contained in the Private Securities Litigation Reform Act of 1995. All
statements in this press release other than statements of historical fact, including statements regarding the potential of Ampligen’s
mechanism of action, anticipated regulatory milestones, our future results of operations and financial position, our business strategy
and plans, and our objectives for future operations, are forward-looking statements. Words such as “believe,” “may,”
“might,” “will,” “could,” “should,” “can,” “estimate,” “continue,”
“anticipate,” “intend,” “expect,” “envision,” “potential” and similar expressions
are intended to identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking.
The Company does not undertake to update any of these forward-looking statements to reflect events or circumstances that occur after
the date hereof, except as required by applicable law. The Company is in various stages of seeking to determine whether Ampligen will
be effective in the treatment of multiple types of viral diseases, cancers, and immune-deficiency disorders, and disclosures in the Company’s
reports filed with the SEC, on its website, and in its press releases set forth its current and anticipated future activities. These
activities are subject to change for a number of reasons. Significant additional testing and trials will be required to determine whether
Ampligen® will be effective in the treatment of these conditions. Results obtained in preclinical studies do not necessarily predict
results in humans. Human clinical trials will be necessary to prove whether or not Ampligen® will be efficacious in humans. No assurance
can be given as to whether current or planned clinical trials will be successful or yield favorable data, and the trials are subject
to many factors including lack of regulatory approval(s), lack of study drug, lack of adequate funding, or a change in priorities at
the institutions sponsoring other trials. Even if these clinical trials are initiated, the Company cannot assure that the clinical studies
will be successful or yield any useful data. No assurance can be given that the findings in preliminary studies will prove true or that
such studies will yield favorable results, or that future studies will not result in findings that are different from those reported
in the studies referenced in the Company’s reports filed with the SEC, on the Company’s website, and in its press releases.
Operating in foreign countries carries with it a number of risks, including potential difficulties in enforcing intellectual property
rights. The Company cannot assure that its potential foreign operations will not be adversely affected by these risks.
For
a detailed discussion of these and other risk factors, please review the “Risk Factors” section in the Company’s most
recent Annual Report on Form 10-K and subsequent Quarterly Reports on Form 10-Q filed with the U.S. Securities and Exchange Commission.
These filings are available at www.sec.gov and www.aimimmuno.com. You should not place undue reliance on any forward-looking statements.
The information found on the Company’s website or on other websites referenced or linked to in this press release is not incorporated
by reference into this press release and such information is referenced or linked for reference purposes only.
Investor
Contact:
JTC
Team, LLC
Jenene
Thomas
908.824.0775
AIM@jtcir.com