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AIM ImmunoTech (AIM) director gets Series G preferred and 50,000 warrants

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AIM ImmunoTech director David I. Chemerow reported new derivative holdings tied to a rights offering. He now holds 25 shares of Series G Convertible Preferred Stock, each with a stated value of $1,000 and convertible into 1,000 shares of common stock, issued through a subscription right in a rights offering.

He also reported 50,000 Class G Warrants, each exercisable for one share of common stock at an exercise price of $1.00, likewise issued as part of a subscription right in a rights offering. Following these transactions, he directly holds 3,441 shares of common stock, alongside the preferred shares and warrants.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CHEMEROW DAVID I.

(Last) (First) (Middle)
C/O AIM IMMUNOTECH INC., 2117 SW
HIGHWAY 484

(Street)
OCALA, FL 34473

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AIM ImmunoTech Inc. [ AIM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3,441 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series G Convertible Preferred Stock $1,000 03/06/2026 J 25(1) 03/06/2026 03/06/2050(2) Series G Convertible Preferred Stock 25 $25,000 25 D
Class G Warrants $1 03/06/2026 J 50,000 03/06/2026 03/06/2031 Common Stock 50,000 $0(3) 50,000 D
Explanation of Responses:
1. Each share has a stated value of $1,000 and is convertible into 1,000 shares of common stock and was issued as part of a subscription right issued in a rights offering.
2. n/a - Preferred shares are perpetual.
3. Each warrant is exercisable for one share of common stock at an exercise price of $1.00 per share and was issued as part of a subscription right issued in a rights offering.
/s/ David Chemerow 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AIM ImmunoTech (AIM) director David Chemerow report in this Form 4?

Director David I. Chemerow reported new derivative holdings. He holds 25 shares of Series G Convertible Preferred Stock and 50,000 Class G Warrants, both issued as subscription rights in a rights offering, plus 3,441 shares of common stock held directly.

What are the terms of AIM ImmunoTech’s Series G Convertible Preferred Stock for David Chemerow?

Chemerow holds 25 Series G Convertible Preferred shares. Each has a stated value of $1,000 and is convertible into 1,000 shares of AIM ImmunoTech common stock, issued to him as part of a subscription right in a rights offering.

What Class G Warrants does AIM ImmunoTech (AIM) director David Chemerow hold?

Chemerow reported 50,000 Class G Warrants. Each warrant is exercisable for one share of AIM ImmunoTech common stock at an exercise price of $1.00 per share and was issued as part of a subscription right in a rights offering.

How many AIM ImmunoTech common shares does David Chemerow hold after these transactions?

After the reported transactions, David Chemerow directly holds 3,441 shares of AIM ImmunoTech common stock. This common stock position is in addition to his 25 Series G Convertible Preferred shares and 50,000 Class G Warrants reported in the same Form 4.

Are David Chemerow’s AIM ImmunoTech Series G Preferred shares perpetual?

The filing notes that the preferred shares are perpetual. A footnote specifies “n/a – Preferred shares are perpetual,” indicating these Series G Convertible Preferred Stock holdings do not have a stated expiration date associated with them.
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Biotechnology
Biological Products, (no Diagnostic Substances)
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United States
OCALA