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AIM ImmunoTech (AIM) joint filing shows 1.54M shares, 3.08M-warrant conditional

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

AIM ImmunoTech Inc. ownership disclosure: three related reporting persons (Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC) filed a joint Schedule 13G describing potential beneficial ownership tied to a Securities Purchase Agreement executed May 20, 2026.

The filing states that 1,538,462 shares of Common Stock may be issuable to Intracoastal at closing, representing approximately 8.5% based on 16,505,501 shares outstanding as of May 20, 2026. It also discloses an Intracoastal Warrant for 3,076,924 shares subject to stockholder approval and a 4.99% exercise blocker. As of close of business on May 27, 2026, the filing reports the reporting persons may be deemed to beneficially own 0 shares.

Positive

  • None.

Negative

  • None.

Insights

Schedule 13G reports potential post-transaction ownership and warrant terms tied to a purchase agreement.

The filing lists 1,538,462 shares potentially issuable to Intracoastal at closing and an Intracoastal Warrant exercisable for 3,076,924 shares only after stockholder approval. It cites 16,505,501 shares outstanding as of May 20, 2026.

Key dependency is the stockholder approval that conditions exercisability; the warrant includes a 4.99% beneficial-ownership blocker. Subsequent filings or the issuer's Form 8-K may show closing results or shareholder vote outcomes.

Filing frames ownership as conditional and clarifies voting/dispositive powers are zero.

The joint filing attributes no current sole or shared voting or dispositive power to the reporting persons and states beneficial ownership calculations are conditional on the SPA closing and stockholder approval for warrant-related shares.

Legal effect centers on timing and the blocker provision; whether warrants become exercisable depends on a stockholder approval event referenced verbatim in the text.

Potential shares to be issued 1,538,462 shares issuable to Intracoastal at SPA closing
Outstanding shares (as reported) 16,505,501 shares outstanding as of May 20, 2026
Intracoastal Warrant 3,076,924 shares shares issuable upon exercise of Intracoastal Warrant (subject to approval)
Reported ownership percentage 8.5% approximate percentage if 1,538,462 shares issued (based on May 20, 2026 outstanding)
Beneficial-ownership blocker 4.99% exercise blocker in Intracoastal Warrant
Beneficial ownership as of May 27, 2026 0 shares reporting persons may be deemed to beneficially own no shares at close of business May 27, 2026
Securities Purchase Agreement (SPA) regulatory
"Immediately following the execution of the Securities Purchase Agreement with the Issuer on May 20, 2026"
Intracoastal Warrant financial
"The foregoing excludes 3,076,924 shares of Common Stock issuable upon exercise of a warrant to be issued to Intracoastal"
Beneficial ownership regulatory
"may have been deemed to have beneficial ownership of 1,538,462 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Blocker provision legal
"contains a blocker provision under which the holder thereof does not have the right to exercise the Intracoastal Warrant to the extent ... of more than 4.99%"





00901B303

(CUSIP Number)
05/20/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Mitchell P. Kopin
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin
Date:05/27/2026
Daniel B. Asher
Signature:/s/ Daniel B. Asher
Name/Title:Daniel B. Asher
Date:05/27/2026
Intracoastal Capital LLC
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin/Manager
Date:05/27/2026
Exhibit Information

Exhibit 1 - Joint Filing Agreement

FAQ

What ownership stake does AIM ImmunoTech (AIM) disclose for Intracoastal in this filing?

The filing states 1,538,462 shares may be issued to Intracoastal at closing, reported as approximately 8.5% of Common Stock based on 16,505,501 shares outstanding as of May 20, 2026. This percentage is conditional on the SPA closing.

Are there additional shares tied to warrants in the Schedule 13G for AIM?

Yes. The filing discloses an Intracoastal Warrant exercisable for 3,076,924 shares, but exercisability is conditioned on stockholder approval of the issuance of underlying shares and subject to a 4.99% blocker provision.

Does the filing show the reporting persons currently control AIM ImmunoTech shares?

No. The filing reports 0 sole or shared voting and dispositive power and states that as of close of business on May 27, 2026 the reporting persons may be deemed to beneficially own 0 shares.

What conditional language affects the Intracoastal Warrant in the disclosure?

The warrant is not exercisable until the effective date of stockholder approval of the issuance of the shares issuable on exercise, and it contains a 4.99% beneficial-ownership blocker limiting exercise to avoid exceeding that threshold.

Who signed the joint Schedule 13G for AIM ImmunoTech?

The joint filing is signed by Mitchell P. Kopin and Daniel B. Asher, with Kopin also signing on behalf of Intracoastal Capital LLC as Manager, dated 05/27/2026.