STOCK TITAN

Ainos Inc. (AIMD) updates ownership, controls votes on 4.8M shares

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Ainos Inc. (Cayman Islands) filed Amendment No. 15 to its Schedule 13D reporting beneficial ownership of 491,263 shares of Ainos, Inc. common stock, representing 5.76% of the class. These 491,263 shares are owned directly by Ainos KY.

Ainos KY also holds sole voting power over a total of 4,807,506 shares through direct ownership and Voting Agreements with several shareholders, including ASE Test, Inc. and various individuals. The filing notes recent restricted stock unit grants on April 15, 2026 to three individuals, over which Ainos KY has sole voting discretion under a 2026 Voting Agreement.

Positive

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Beneficially owned shares 491,263 shares Common stock directly owned by Ainos KY
Ownership percentage 5.76% Percent of Ainos, Inc. common stock class represented by 491,263 shares
Sole voting power 4,807,506 shares Shares over which Ainos KY has sole voting power, including Voting Agreements
Voting Agreement shares 3,649,158 shares Shares covered by 2026 Voting Agreement with specified holders
ASE Voting Agreement shares 667,085 shares Shares tied to ASE Test, Inc. under the ASE Voting Agreement
RSUs granted April 15, 2026 1,200,000 shares RSUs to three individuals that fully vested on April 15, 2026
Schedule 13D regulatory
"This Amendment No. 15 amends the first filed with the Securities and Exchange Commission on April 28, 2021"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
Voting Agreement financial
"3,649,158 shares pursuant to a Voting Agreement dated January 1, 2026"
restricted stock units financial
"were granted restricted stock units ("RSUs") of the Issuer on April 15, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficial ownership financial
"The numbers in Rows 9, 11 and 13 represents beneficial ownership of 491,263 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
sole voting power financial
"Number of Shares Beneficially Owned by Each Reporting Person With: 7 Sole Voting Power 4,807,506.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.





00902F402

(CUSIP Number)
Chun-Hsien Tsai
14F.,No. 61, Sec. 4, New Taipei Bouleva,, Xinzhuang District
New Taipei City 242, F5, F5
886-37-581999

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
04/15/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
The number of securities in Row 7 includes (i) 491,263 shares of common stock, $0.01 par value, of Ainos, Inc., a Texas corporation (the "Issuer"), owned directly by Ainos Inc., a Cayman Islands company ("Ainos KY"), (ii) 3,649,158 shares pursuant to a Voting Agreement dated January 1, 2026 (the "2026 Voting Agreement"), by and among the Reporting Person, and Chun-Hsien Tsai, Ting Chuan Lee, Chun-Jung Tsai, Chung-Yi Tsai, Chih-Heng Lu, Taiwan Carbon Nano Technology Corporation ("TCNT"), and Hsin-Liang Lee, and (iii) 667,085 shares pursuant to a Voting Agreement dated May 3, 2024 between Ainos KY and ASE Test, Inc. ("ASE Test" and the "ASE Voting Agreement," together with the 2026 Voting Agreement, the "Voting Agreements") (with the 667,085 ASE Test shares consisting of the following (a) 11,777 shares owned by ASE Test, (b) 105,868 shares issuable to ASE Test upon conversion of outstanding convertible notes of the Issuer (c) 449,440 shares issuable to ASE Test upon conversion of a convertible note of the Issuer issuable within 60 days), and (d) 100,000 shares issuable to ASE Test upon exercise of warrants to purchase 100,000 shares of the Issuer with ASE Test). The numbers in Rows 9, 11 and 13 represents beneficial ownership of 491,263 shares of common stock of the Issuer, consisting of 491,263 shares owned directly by Ainos KY and excludes 4,316,243 shares pursuant to the Voting Agreements. The percentage in Row 13 is based on the sum of, (i) 7,266,011 shares of Common Stock outstanding as of March 30, 2026 as set forth in the Annual Report on Form 10-K of the Issuer filed with the SEC on March 30, 2026, (ii) 19,531 shares issued for service fee on April 1, 2026; and (iii) 1,239,000 shares of Common Stock granted and vested on April 15, 2026 under the Ainos, Inc. 2023 Stock Incentive Plan.


SCHEDULE 13D


AINOS INC
Signature:/s/ Chun-Hsien Tsai
Name/Title:Chun-Hsien Tsai/Director and CEO
Date:04/17/2026

FAQ

What percentage of Ainos, Inc. (AIMD) does Ainos KY currently beneficially own?

Ainos KY reports beneficial ownership of 491,263 Ainos, Inc. common shares, equal to 5.76% of the outstanding class. This percentage is based on 7,266,011 shares outstanding as of March 30, 2026 plus additional shares issued and granted in early April 2026.

How many Ainos, Inc. (AIMD) shares does Ainos KY control through voting power?

Ainos KY has sole voting power over 4,807,506 Ainos, Inc. shares. This total includes 491,263 shares it owns directly and 4,316,243 shares subject to Voting Agreements with various shareholders, including ASE Test, Inc. and several individuals, giving Ainos KY consolidated voting discretion.

What share count underlies the 5.76% ownership reported in the Ainos (AIMD) filing?

The 5.76% ownership is calculated from a base of 8,524,542 Ainos, Inc. shares. That figure combines 7,266,011 shares outstanding as of March 30, 2026, 19,531 shares issued for a service fee on April 1, 2026, and 1,239,000 shares granted and vested on April 15, 2026.

What recent equity grants are referenced in the Ainos (AIMD) Schedule 13D amendment?

On April 15, 2026, Ainos, Inc. granted restricted stock units totaling 1,200,000 shares to three individuals: 300,000 to Chun-Hsien Tsai, 570,000 to Ting-Chuan Lee, and 330,000 to Chun-Jung Tsai. These RSUs fully vested the same day under the 2023 Stock Incentive Plan.

How does the 2026 Voting Agreement affect Ainos KY’s control over Ainos (AIMD) shares?

The 2026 Voting Agreement gives Ainos KY sole voting discretion over 3,649,158 Ainos, Inc. shares held by specified shareholders. This voting arrangement, together with the ASE Voting Agreement and direct holdings, contributes to Ainos KY’s total sole voting power of 4,807,506 shares.

What is the structure of ASE Test, Inc.’s Ainos (AIMD) holdings under the Voting Agreement?

Under the ASE Voting Agreement, Ainos KY has voting power over 667,085 Ainos shares tied to ASE Test, Inc. This includes 11,777 shares owned outright, 555,308 shares issuable upon conversion of notes, and 100,000 shares issuable upon exercise of warrants held by ASE Test.