Ainos Inc. (AIMD) updates ownership, controls votes on 4.8M shares
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary
Ainos Inc. (Cayman Islands) filed Amendment No. 15 to its Schedule 13D reporting beneficial ownership of 491,263 shares of Ainos, Inc. common stock, representing 5.76% of the class. These 491,263 shares are owned directly by Ainos KY.
Ainos KY also holds sole voting power over a total of 4,807,506 shares through direct ownership and Voting Agreements with several shareholders, including ASE Test, Inc. and various individuals. The filing notes recent restricted stock unit grants on April 15, 2026 to three individuals, over which Ainos KY has sole voting discretion under a 2026 Voting Agreement.
Positive
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Negative
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Key Figures
Beneficially owned shares: 491,263 shares
Ownership percentage: 5.76%
Sole voting power: 4,807,506 shares
+3 more
6 metrics
Beneficially owned shares
491,263 shares
Common stock directly owned by Ainos KY
Ownership percentage
5.76%
Percent of Ainos, Inc. common stock class represented by 491,263 shares
Sole voting power
4,807,506 shares
Shares over which Ainos KY has sole voting power, including Voting Agreements
Voting Agreement shares
3,649,158 shares
Shares covered by 2026 Voting Agreement with specified holders
ASE Voting Agreement shares
667,085 shares
Shares tied to ASE Test, Inc. under the ASE Voting Agreement
RSUs granted April 15, 2026
1,200,000 shares
RSUs to three individuals that fully vested on April 15, 2026
Key Terms
Schedule 13D, Voting Agreement, restricted stock units, beneficial ownership, +1 more
5 terms
Schedule 13D regulatory
"This Amendment No. 15 amends the first filed with the Securities and Exchange Commission on April 28, 2021"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
Voting Agreement financial
"3,649,158 shares pursuant to a Voting Agreement dated January 1, 2026"
restricted stock units financial
"were granted restricted stock units ("RSUs") of the Issuer on April 15, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficial ownership financial
"The numbers in Rows 9, 11 and 13 represents beneficial ownership of 491,263 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
sole voting power financial
"Number of Shares Beneficially Owned by Each Reporting Person With: 7 Sole Voting Power 4,807,506.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
FAQ
What percentage of Ainos, Inc. (AIMD) does Ainos KY currently beneficially own?
Ainos KY reports beneficial ownership of 491,263 Ainos, Inc. common shares, equal to 5.76% of the outstanding class. This percentage is based on 7,266,011 shares outstanding as of March 30, 2026 plus additional shares issued and granted in early April 2026.
What recent equity grants are referenced in the Ainos (AIMD) Schedule 13D amendment?
On April 15, 2026, Ainos, Inc. granted restricted stock units totaling 1,200,000 shares to three individuals: 300,000 to Chun-Hsien Tsai, 570,000 to Ting-Chuan Lee, and 330,000 to Chun-Jung Tsai. These RSUs fully vested the same day under the 2023 Stock Incentive Plan.
What is the structure of ASE Test, Inc.’s Ainos (AIMD) holdings under the Voting Agreement?
Under the ASE Voting Agreement, Ainos KY has voting power over 667,085 Ainos shares tied to ASE Test, Inc. This includes 11,777 shares owned outright, 555,308 shares issuable upon conversion of notes, and 100,000 shares issuable upon exercise of warrants held by ASE Test.