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[8-K] Ainos, Inc. Warrants Reports Material Event

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Rhea-AI Filing Summary

Form 4 filing summary for Taylor Morrison Home Corp. (TMHC): Director Christopher J. Yip reported the acquisition of 387 deferred stock units (DSUs) on 06/30/2025. Each DSU is economically equivalent to one share of TMHC common stock and was received under the company’s Non-Employee Director Deferred Compensation Plan as an election to defer cash retainer and committee fees. The transaction is coded “A,” signifying an award and not an open-market purchase.

After the transaction, Yip’s aggregate holding stands at 14,664 DSUs. The units will settle in common shares upon the earlier of (i) 01-Sep-2027, (ii) the director’s separation from the board, or (iii) a change of control. No common-stock sales or purchases were reported, and no cash price was involved.

The award is relatively small in size and routine in nature, providing limited insights into the company’s near-term fundamentals or insider sentiment beyond ongoing board-level equity alignment.

Riepilogo della dichiarazione Form 4 per Taylor Morrison Home Corp. (TMHC): Il direttore Christopher J. Yip ha segnalato l'acquisizione di 387 unità azionarie differite (DSU) il 30/06/2025. Ogni DSU corrisponde economicamente a una azione ordinaria TMHC ed è stata ricevuta nell'ambito del Piano di Compensazione Differita per Direttori Non Dipendenti, come scelta di rinviare il compenso in contanti e le commissioni del comitato. La transazione è contrassegnata con il codice “A”, che indica un premio e non un acquisto sul mercato aperto.

Dopo l'operazione, la detenzione complessiva di Yip ammonta a 14.664 DSU. Le unità saranno convertite in azioni ordinarie al verificarsi della prima delle seguenti condizioni: (i) 01-set-2027, (ii) la separazione del direttore dal consiglio, o (iii) un cambio di controllo. Non sono state segnalate vendite o acquisti di azioni ordinarie e non è stato coinvolto alcun prezzo in contanti.

Il premio è di dimensioni contenute e di natura routinaria, offrendo informazioni limitate sui fondamentali a breve termine dell'azienda o sul sentiment degli insider, se non per l'allineamento azionario continuo a livello di consiglio.

Resumen de la presentación del Formulario 4 para Taylor Morrison Home Corp. (TMHC): El director Christopher J. Yip reportó la adquisición de 387 unidades de acciones diferidas (DSU) el 30/06/2025. Cada DSU equivale económicamente a una acción común de TMHC y se recibió bajo el Plan de Compensación Diferida para Directores No Empleados de la empresa como una elección para diferir honorarios en efectivo y comités. La transacción está codificada como “A”, indicando un premio y no una compra en el mercado abierto.

Después de la transacción, la participación total de Yip es de 14,664 DSUs. Las unidades se liquidarán en acciones comunes al primero de (i) 01-sep-2027, (ii) la separación del director de la junta, o (iii) un cambio de control. No se reportaron ventas o compras de acciones comunes, ni se involucró un precio en efectivo.

El premio es relativamente pequeño y rutinario, proporcionando información limitada sobre los fundamentos a corto plazo de la compañía o el sentimiento interno más allá del alineamiento continuo de capital a nivel de junta.

Taylor Morrison Home Corp. (TMHC)의 Form 4 제출 요약: 이사 Christopher J. Yip는 2025년 6월 30일에 387개의 이연 주식 단위(DSU)를 취득했다고 보고했습니다. 각 DSU는 TMHC 보통주의 1주와 경제적으로 동일하며, 회사의 비임원 이사 이연 보상 계획에 따라 현금 보수 및 위원회 수수료를 이연하기로 선택하여 받았습니다. 이번 거래는 “A” 코드로 표시되었으며, 이는 시장에서의 매수가 아닌 상여임을 의미합니다.

거래 후 Yip의 총 보유량은 14,664 DSU입니다. 이 단위들은 (i) 2027년 9월 1일, (ii) 이사의 이사회 퇴임, 또는 (iii) 경영권 변경 중 빠른 시점에 보통주로 정산됩니다. 보통주 매매는 보고되지 않았으며 현금 거래도 없었습니다.

이 상여는 비교적 소규모이며 일상적인 성격으로, 회사의 단기 펀더멘털이나 내부자 심리에 대해 이사회 수준의 지속적인 주식 정렬 외에는 제한적인 통찰만 제공합니다.

Résumé du dépôt du formulaire 4 pour Taylor Morrison Home Corp. (TMHC) : Le directeur Christopher J. Yip a déclaré l'acquisition de 387 unités d'actions différées (DSU) le 30/06/2025. Chaque DSU équivaut économiquement à une action ordinaire TMHC et a été reçue dans le cadre du Plan de Compensation Différée pour les Administrateurs Non Employés, en choisissant de différer la rémunération en espèces et les frais de comité. La transaction est codée « A », signifiant une attribution et non un achat sur le marché libre.

Après la transaction, la détention totale de Yip s'élève à 14 664 DSU. Les unités seront réglées en actions ordinaires au premier des événements suivants : (i) 01-sept-2027, (ii) la séparation de l'administrateur du conseil, ou (iii) un changement de contrôle. Aucune vente ou achat d'actions ordinaires n'a été signalé, et aucun prix en espèces n'a été impliqué.

L'attribution est relativement modeste et de nature routinière, fournissant peu d'informations sur les fondamentaux à court terme de la société ou le sentiment des initiés, hormis l'alignement continu des actions au niveau du conseil d'administration.

Form 4 Einreichungszusammenfassung für Taylor Morrison Home Corp. (TMHC): Direktor Christopher J. Yip meldete den Erwerb von 387 aufgeschobenen Aktieneinheiten (DSUs) am 30.06.2025. Jede DSU entspricht wirtschaftlich einer TMHC Stammaktie und wurde im Rahmen des Nicht-Geschäftsführenden Direktoren-Differenzvergütungsplans der Gesellschaft als Wahl zur Aufschiebung von Barvergütungen und Ausschussgebühren erhalten. Die Transaktion ist mit „A“ codiert, was eine Auszeichnung und keinen Kauf am offenen Markt bedeutet.

Nach der Transaktion hält Yip insgesamt 14.664 DSUs. Die Einheiten werden in Stammaktien ausgezahlt bei dem frühesten Eintritt von (i) 01.09.2027, (ii) dem Ausscheiden des Direktors aus dem Vorstand oder (iii) einem Kontrollwechsel. Es wurden keine Verkäufe oder Käufe von Stammaktien gemeldet, und es war kein Barpreis involviert.

Die Auszeichnung ist relativ klein und routinemäßig und liefert nur begrenzte Einblicke in die kurzfristigen Fundamentaldaten des Unternehmens oder das Insider-Sentiment über die laufende Aktienaustausch-Ausrichtung auf Vorstandsebene hinaus.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director DSU award; negligible financial impact, neutral signal.

This Form 4 discloses that Director Christopher Yip added 387 DSUs—about 0.002 % of TMHC’s ~119 million basic shares outstanding—via deferred compensation. The grant increases his total deferred equity to 14,664 units, reinforcing long-term alignment but lacking material size to influence valuation or liquidity. Because the DSUs vest automatically on separation or 09/01/2027, the award neither alters cash flow nor indicates an active bullish stance through open-market buying. In my view, the filing is neutral for investors and does not change the core investment thesis.

Riepilogo della dichiarazione Form 4 per Taylor Morrison Home Corp. (TMHC): Il direttore Christopher J. Yip ha segnalato l'acquisizione di 387 unità azionarie differite (DSU) il 30/06/2025. Ogni DSU corrisponde economicamente a una azione ordinaria TMHC ed è stata ricevuta nell'ambito del Piano di Compensazione Differita per Direttori Non Dipendenti, come scelta di rinviare il compenso in contanti e le commissioni del comitato. La transazione è contrassegnata con il codice “A”, che indica un premio e non un acquisto sul mercato aperto.

Dopo l'operazione, la detenzione complessiva di Yip ammonta a 14.664 DSU. Le unità saranno convertite in azioni ordinarie al verificarsi della prima delle seguenti condizioni: (i) 01-set-2027, (ii) la separazione del direttore dal consiglio, o (iii) un cambio di controllo. Non sono state segnalate vendite o acquisti di azioni ordinarie e non è stato coinvolto alcun prezzo in contanti.

Il premio è di dimensioni contenute e di natura routinaria, offrendo informazioni limitate sui fondamentali a breve termine dell'azienda o sul sentiment degli insider, se non per l'allineamento azionario continuo a livello di consiglio.

Resumen de la presentación del Formulario 4 para Taylor Morrison Home Corp. (TMHC): El director Christopher J. Yip reportó la adquisición de 387 unidades de acciones diferidas (DSU) el 30/06/2025. Cada DSU equivale económicamente a una acción común de TMHC y se recibió bajo el Plan de Compensación Diferida para Directores No Empleados de la empresa como una elección para diferir honorarios en efectivo y comités. La transacción está codificada como “A”, indicando un premio y no una compra en el mercado abierto.

Después de la transacción, la participación total de Yip es de 14,664 DSUs. Las unidades se liquidarán en acciones comunes al primero de (i) 01-sep-2027, (ii) la separación del director de la junta, o (iii) un cambio de control. No se reportaron ventas o compras de acciones comunes, ni se involucró un precio en efectivo.

El premio es relativamente pequeño y rutinario, proporcionando información limitada sobre los fundamentos a corto plazo de la compañía o el sentimiento interno más allá del alineamiento continuo de capital a nivel de junta.

Taylor Morrison Home Corp. (TMHC)의 Form 4 제출 요약: 이사 Christopher J. Yip는 2025년 6월 30일에 387개의 이연 주식 단위(DSU)를 취득했다고 보고했습니다. 각 DSU는 TMHC 보통주의 1주와 경제적으로 동일하며, 회사의 비임원 이사 이연 보상 계획에 따라 현금 보수 및 위원회 수수료를 이연하기로 선택하여 받았습니다. 이번 거래는 “A” 코드로 표시되었으며, 이는 시장에서의 매수가 아닌 상여임을 의미합니다.

거래 후 Yip의 총 보유량은 14,664 DSU입니다. 이 단위들은 (i) 2027년 9월 1일, (ii) 이사의 이사회 퇴임, 또는 (iii) 경영권 변경 중 빠른 시점에 보통주로 정산됩니다. 보통주 매매는 보고되지 않았으며 현금 거래도 없었습니다.

이 상여는 비교적 소규모이며 일상적인 성격으로, 회사의 단기 펀더멘털이나 내부자 심리에 대해 이사회 수준의 지속적인 주식 정렬 외에는 제한적인 통찰만 제공합니다.

Résumé du dépôt du formulaire 4 pour Taylor Morrison Home Corp. (TMHC) : Le directeur Christopher J. Yip a déclaré l'acquisition de 387 unités d'actions différées (DSU) le 30/06/2025. Chaque DSU équivaut économiquement à une action ordinaire TMHC et a été reçue dans le cadre du Plan de Compensation Différée pour les Administrateurs Non Employés, en choisissant de différer la rémunération en espèces et les frais de comité. La transaction est codée « A », signifiant une attribution et non un achat sur le marché libre.

Après la transaction, la détention totale de Yip s'élève à 14 664 DSU. Les unités seront réglées en actions ordinaires au premier des événements suivants : (i) 01-sept-2027, (ii) la séparation de l'administrateur du conseil, ou (iii) un changement de contrôle. Aucune vente ou achat d'actions ordinaires n'a été signalé, et aucun prix en espèces n'a été impliqué.

L'attribution est relativement modeste et de nature routinière, fournissant peu d'informations sur les fondamentaux à court terme de la société ou le sentiment des initiés, hormis l'alignement continu des actions au niveau du conseil d'administration.

Form 4 Einreichungszusammenfassung für Taylor Morrison Home Corp. (TMHC): Direktor Christopher J. Yip meldete den Erwerb von 387 aufgeschobenen Aktieneinheiten (DSUs) am 30.06.2025. Jede DSU entspricht wirtschaftlich einer TMHC Stammaktie und wurde im Rahmen des Nicht-Geschäftsführenden Direktoren-Differenzvergütungsplans der Gesellschaft als Wahl zur Aufschiebung von Barvergütungen und Ausschussgebühren erhalten. Die Transaktion ist mit „A“ codiert, was eine Auszeichnung und keinen Kauf am offenen Markt bedeutet.

Nach der Transaktion hält Yip insgesamt 14.664 DSUs. Die Einheiten werden in Stammaktien ausgezahlt bei dem frühesten Eintritt von (i) 01.09.2027, (ii) dem Ausscheiden des Direktors aus dem Vorstand oder (iii) einem Kontrollwechsel. Es wurden keine Verkäufe oder Käufe von Stammaktien gemeldet, und es war kein Barpreis involviert.

Die Auszeichnung ist relativ klein und routinemäßig und liefert nur begrenzte Einblicke in die kurzfristigen Fundamentaldaten des Unternehmens oder das Insider-Sentiment über die laufende Aktienaustausch-Ausrichtung auf Vorstandsebene hinaus.

false --12-31 0001014763 0001014763 2025-06-30 2025-06-30 0001014763 AIMD:CommonStockParValue0.01PerShareMember 2025-06-30 2025-06-30 0001014763 AIMD:WarrantsToPurchaseCommonStockMember 2025-06-30 2025-06-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 30, 2025

 

AINOS, INC.
(Exact name of registrant as specified in its charter)

 

Texas   001-41461   75-1974352

(State or other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

8880 Rio San Diego Drive, Ste. 800, San Diego, CA 92108

(858) 869-2986

(Address and telephone number, including area code, of registrant’s principal executive offices)

 

 

(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.01 per share   AIMD   The Nasdaq Stock Market LLC
Warrants to purchase Common Stock   AIMDW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.03 Amendments to Certificate of Incorporation or Bylaws; Change in Fiscal Year

 

Effective June 30, 2025, at 5:01 a.m., Central time (the “Effective Time”), Ainos, Inc. (the “Company”) filed a certificate of amendment (the “Certificate of Amendment”) to amend its Restated Certificate of Formation, as amended, with the Secretary of the State of Texas, to effect a reverse stock split of the Company’s common stock, par value $0.01 (the “Common Stock”) at a ratio of 1-for-5 (the “Reverse Stock Split”).

 

The terms of the Reverse Stock Split are such that every five shares of the Company’s issued and outstanding Common Stock will be automatically combined into one issued and outstanding share of Common Stock, without any change in par value per share. Holders of fractional shares will be paid out in cash for the fractional portion. No fractional shares will be issued in connection with the Reverse Stock Split. Stockholders who would otherwise be entitled to a fraction of one share as a result of the Reverse Stock Split instead will receive an amount in cash equal to such fraction of a share multiplied by the closing sale price of Common Stock on The Nasdaq Capital Market (“Nasdaq”) on June 27, 2025, as adjusted for the Reverse Stock Split. The number of outstanding options and warrants will be adjusted accordingly. The Reverse Stock Split does not otherwise modify any rights or preferences of the Company’s Common Stock.

 

Effective at market open on June 30, 2025, the Common Stock began trading on a split-adjusted basis on Nasdaq. The new CUSIP number for the Common Stock following the Reverse Stock Split is 00902F402.

 

The foregoing description of the Certificate of Amendment is a summary of the material terms thereof, does not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Amendment, which is filed with this report as Exhibit 3.1 and herein incorporated by reference.

 

Item 9.01 Financial Statement and Exhibits

 

(d) Exhibits.

 

Exhibit No.   Description
3.1   Certificate of Amendment to the Restated Certificate of Formation of Ainos, Inc., as filed with the Texas Secretary of State on June 6, 2025
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Ainos, Inc.
     
Date: July 1, 2025 By: /s/ Chun-Hsien Tsai
  Name: Chun-Hsien Tsai
  Title: Chief Executive Officer

 

3

FAQ

How many shares did TMHC director Christopher Yip acquire?

He acquired 387 deferred stock units, each convertible into one common share.

What is the total TMHC equity holding of Christopher Yip after the transaction?

His aggregate holding rose to 14,664 deferred stock units.

Was the transaction an open-market purchase of TMHC stock?

No. The DSUs were granted under the Non-Employee Director Deferred Compensation Plan and involve no cash purchase.

When will the deferred stock units convert into TMHC common shares?

They convert upon the earliest of September 1, 2027, Yip’s board departure, or a change in control.

Does the filing indicate positive or negative insider sentiment toward TMHC?

The transaction is routine compensation and neutral; it does not strongly signal bullish or bearish sentiment.
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