Insider plans sale of 200 common shares

Nicholas B. Hawkins filed a notice of proposed sale of 200 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on 08/12/2026, with an aggregate market value of $5,800.00.

Rhea-AI Filing Summary

Nicholas B. Hawkins filed a notice of proposed sale of 200 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on 08/12/2026, with an aggregate market value of $5,800.00. The shares relate to restricted stock vesting under a registered plan, acquired from the issuer as compensation, with vesting on 07/01/2026 and a related date of 07/06/2026. Over the past three months, Hawkins reported sales of 3,000 shares for $113,254.20 on 05/26/2026 and 221,035 shares for $7,381,773.27 on 05/15/2026.

Key Figures

Planned shares to be sold: 200 shares Aggregate market value of planned sale: $5,800.00 Shares sold on 05/26/2026: 3,000 shares +3 more

6 metrics

Planned shares to be sold 200 shares Proposed sale of common stock via broker on 08/12/2026

Aggregate market value of planned sale $5,800.00 Value of 200 common shares to be sold

Shares sold on 05/26/2026 3,000 shares Common stock sold by Nicholas B. Hawkins during past 3 months

Proceeds on 05/26/2026 $113,254.20 Total dollar amount received for 3,000 shares

Shares sold on 05/15/2026 221,035 shares Common stock sale disclosed for prior 3 months

Proceeds on 05/15/2026 $7,381,773.27 Total dollar amount received for 221,035 shares

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Executive Financial Services

3 terms

Form 144 regulatory

"Insider (AIP) files Form 144 notice for 200-share stock sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 07/01/2026 | Restricted Stock Vesting Under a Registered Plan"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for AIP in this Form 144?

The filing discloses a planned sale of 200 shares of common stock with an aggregate market value of $5,800.00, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on 08/12/2026.

Who is the reporting person in the AIP Form 144 filing?

The reporting person is Nicholas B. Hawkins, with an address at 595 Millich Dr, Suite 200, Campbell, CA 95008. The notice covers his proposed sale and recent sales of AIP common stock.

How were the AIP shares to be sold on 08/12/2026 acquired?

The 200 shares relate to restricted stock vesting under a registered plan, acquired from the issuer as compensation. The vesting date is 07/01/2026, with a related date noted as 07/06/2026 in the disclosure.

What AIP stock sales has Nicholas B. Hawkins made in the past 3 months?

Hawkins reported selling 3,000 shares of common stock for $113,254.20 on 05/26/2026 and 221,035 shares for $7,381,773.27 on 05/15/2026, as shown in the three-month sales history.

Through which broker will the planned AIP share sale occur?

The planned sale of 200 shares is to occur through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, with the common stock listed on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 04:27 PM Accepted by SEC EDGAR 08/12/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001549550
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS, INC.
SEC File Number	001-40960
Address of Issuer	900 E. HAMILTON AVE, SUITE 300 CAMPBELL CALIFORNIA 95008
Phone	(408) 470-7300
Name of Person for Whose Account the Securities are To Be Sold	NICHOLAS B HAWKINS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	200	5800.00	49152102	08/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			200	07/06/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NICHOLAS B HAWKINS 595 Millich Dr Suite 200 Campbell CA 95008	Common	05/26/2026	3000	113254.20
NICHOLAS B HAWKINS 595 Millich Dr Suite 200 Campbell CA 95008	Common	05/15/2026	221035	7381773.27

144: Remarks and Signature

Remarks
Date of Notice	08/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ NICHOLAS HAWKINS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)