AIP insider plans sale of 10,431 common shares

Nicholas Hawkins lists a proposed sale of up to 10,431 shares of AIP common stock, with an aggregate market value of $294,828.04, to be handled by Morgan Stanley Smith Barney LLC on or after August 13, 2026.

Rhea-AI Filing Summary

Nicholas Hawkins lists a proposed sale of up to 10,431 shares of AIP common stock, with an aggregate market value of $294,828.04, to be handled by Morgan Stanley Smith Barney LLC on or after August 13, 2026. The disclosure notes 7,306 shares from restricted stock vesting on July 6, 2026 and 3,125 shares from an option exercise on August 13, 2026. It also records recent sales, including 221,035 shares sold on May 15, 2026 for $7,381,773.27.

Key Figures

Proposed shares to be sold: 10,431 shares Aggregate market value of proposed sale: $294,828.04 Restricted stock vesting: 7,306 shares +4 more

7 metrics

Proposed shares to be sold 10,431 shares Common stock listed as securities to be sold

Aggregate market value of proposed sale $294,828.04 Value associated with 10,431 common shares

Restricted stock vesting 7,306 shares Restricted stock vesting under a registered plan on 07/06/2026

Option exercise shares 3,125 shares Exercise of options under a registered plan on 08/13/2026

Sale on 05/15/2026 221,035 shares for $7,381,773.27 Common shares sold by Nicholas Hawkins

Sale on 05/26/2026 3,000 shares for $113,254.20 Common shares sold by Nicholas Hawkins

Sale on 08/12/2026 200 shares for $5,800.00 Common shares sold by Nicholas Hawkins

Key Terms

Restricted Stock Vesting, Exercise of Options, aggregate market value, Registered Plan

4 terms

Restricted Stock Vesting financial

"Common | 07/01/2026 | Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Exercise of Options financial

"Common | 08/13/2026 | Exercise of Options Under a Registered Plan"

aggregate market value financial

"Common | Morgan Stanley Smith Barney LLC ... | 294828.04 | 49152000"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What share sale is Nicholas Hawkins planning for AIP common stock?

Nicholas Hawkins lists a proposed sale of up to 10,431 AIP common shares with an aggregate market value of $294,828.04. These shares are tied to restricted stock vesting and option exercises under registered plans.

Which broker is handling Nicholas Hawkins’ planned AIP share sale?

The planned AIP share sale is listed through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. This broker is identified in connection with the 10,431 common shares and their $294,828.04 aggregate market value.

How many AIP shares are from restricted stock vesting for Nicholas Hawkins?

The disclosure states that 7,306 AIP common shares relate to restricted stock vesting under a registered plan on July 6, 2026. These vesting shares are part of the total proposed amount listed to be sold.

What option exercise in AIP shares does Nicholas Hawkins report?

Nicholas Hawkins reports an exercise of options under a registered plan for 3,125 AIP common shares dated August 13, 2026. These option shares are included among the securities identified in the proposed sale disclosure.

What recent large AIP share sale by Nicholas Hawkins is disclosed?

The disclosure shows that on May 15, 2026, Nicholas Hawkins sold 221,035 AIP common shares for proceeds of $7,381,773.27. Additional smaller sales include 3,000 shares on May 26, 2026 and 200 shares on August 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 04:19 PM Accepted by SEC EDGAR 08/13/2026 - 04:18 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001549550
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS, INC.
SEC File Number	001-40960
Address of Issuer	900 E. HAMILTON AVE, SUITE 300 CAMPBELL CALIFORNIA 95008
Phone	(408) 470-7300
Name of Person for Whose Account the Securities are To Be Sold	NICHOLAS B HAWKINS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10431	294828.04	49152000	08/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			7306	07/06/2026	Compensation
Common	08/13/2026	Exercise of Options Under a Registered Plan	Issuer			3125	08/13/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Nicholas Hawkins 595 Millich Dr Suite 200 Campbell CA 95008	Common	08/12/2026	200	5800.00
NICHOLAS B HAWKINS 595 Millich Dr Suite 200 Campbell CA 95008	Common	05/26/2026	3000	113254.20
NICHOLAS B HAWKINS 595 Millich Dr Suite 200 Campbell CA 95008	Common	05/15/2026	221035	7381773.27

144: Remarks and Signature

Remarks
Date of Notice	08/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ NICHOLAS HAWKINS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)